Audit 317451

FY End
2023-06-30
Total Expended
$1.88M
Findings
2
Programs
2
Organization: Assist, Inc. (UT)
Year: 2023 Accepted: 2024-08-19

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
481433 2023-001 - - P
1057875 2023-001 - - P

Programs

ALN Program Spent Major Findings
14.239 Home Investment Partnerships Program $200,000 - 0
14.218 Community Development Block Grants/entitlement Grants $85,073 Yes 0

Contacts

Name Title Type
ZD5UJZ3CN6B5 Jason Wheeler Auditee
8013557085 Scott Farnes Auditor
No contacts on file

Notes to SEFA

Title: 1. Basis of Presentation Accounting Policies: Expenditures reported in the schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: N Rate Explanation: The Organization has not elected to use the 10% de minimis cost rate. The accompanying schedule of expenditures of federal awards (the schedule) includes the federal award activities of Assist, Inc. (Assist) under programs of the federal government for the year ended June 30, 2023. The information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of Assist, Inc., it is not intended to and does not present the financial position, changes in net assets, or cash flows of Assist, Inc.
Title: 2. Summary of Significant Accounting Policies Accounting Policies: Expenditures reported in the schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: N Rate Explanation: The Organization has not elected to use the 10% de minimis cost rate. Expenditures reported in the schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient.
Title: 3. Indirect Cost Rate Accounting Policies: Expenditures reported in the schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: N Rate Explanation: The Organization has not elected to use the 10% de minimis cost rate. The Organization has not elected to use the 10% de minimis cost rate.

Finding Details

Failure to complete audit within 9 months after fiscal year end. Condition: The Organization failed to have its audit completed within nine months after its fiscal year end of June 30, 2023. Criteria: HUD guidelines state that within nine months following the end of the fiscal year, the Organization shall prepare a financial report for the Organization’s year end, or the portion thereof that started with the Organization’s assumption of financial responsibility. Effect: The audit was not completed as of March 31, 2023, which is nine months after the fiscal year end of June 30, 2023. Cause: Management failed to have the audit completed within nine months due to lack of communication with the auditor. Recommendation: We recommend the Organization have its audit completed within nine months of the fiscal year end. Auditee’s Response: The Organization will work towards having all materials ready in order for the audit to be completed on time for the next fiscal year end.
Failure to complete audit within 9 months after fiscal year end. Condition: The Organization failed to have its audit completed within nine months after its fiscal year end of June 30, 2023. Criteria: HUD guidelines state that within nine months following the end of the fiscal year, the Organization shall prepare a financial report for the Organization’s year end, or the portion thereof that started with the Organization’s assumption of financial responsibility. Effect: The audit was not completed as of March 31, 2023, which is nine months after the fiscal year end of June 30, 2023. Cause: Management failed to have the audit completed within nine months due to lack of communication with the auditor. Recommendation: We recommend the Organization have its audit completed within nine months of the fiscal year end. Auditee’s Response: The Organization will work towards having all materials ready in order for the audit to be completed on time for the next fiscal year end.