Audit 31736

FY End
2022-06-30
Total Expended
$1.84M
Findings
24
Programs
7
Year: 2022 Accepted: 2023-06-20

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
35018 2022-001 Material Weakness - L
35019 2022-002 Material Weakness - I
35020 2022-001 Material Weakness - L
35021 2022-002 Material Weakness - I
35022 2022-001 Material Weakness - L
35023 2022-002 Material Weakness - I
35024 2022-001 Material Weakness - L
35025 2022-002 Material Weakness - I
35026 2022-001 Material Weakness - L
35027 2022-002 Material Weakness - I
35028 2022-001 Material Weakness - L
35029 2022-002 Material Weakness - I
611460 2022-001 Material Weakness - L
611461 2022-002 Material Weakness - I
611462 2022-001 Material Weakness - L
611463 2022-002 Material Weakness - I
611464 2022-001 Material Weakness - L
611465 2022-002 Material Weakness - I
611466 2022-001 Material Weakness - L
611467 2022-002 Material Weakness - I
611468 2022-001 Material Weakness - L
611469 2022-002 Material Weakness - I
611470 2022-001 Material Weakness - L
611471 2022-002 Material Weakness - I

Programs

ALN Program Spent Major Findings
84.010 Title I Grants to Local Educational Agencies $172,674 - 0
10.553 School Breakfast Program $117,850 - 0
10.555 National School Lunch Program $55,750 - 0
84.367 Improving Teacher Quality State Grants $30,956 - 0
84.424 Student Support and Academic Enrichment Program $11,734 - 0
10.649 Pandemic Ebt Administrative Costs $614 - 0
84.425 Education Stabilization Fund $413 Yes 2

Contacts

Name Title Type
JSGNJEWFUV55 Laura Shola Auditee
7247461400 Steven Cypher Auditor
No contacts on file

Notes to SEFA

Title: Note 1 Basis of Presentation Accounting Policies: (1)Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.(2)Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes federal award activity of Chartiers-Houston School District (the School District) under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Chartiers-Houston School District, it is not intended to and does not present the financial position, changes in net position, or cash flows of Chartiers-Houston School District.
Title: Note 3 Food Distribution Accounting Policies: (1)Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.(2)Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Nonmonetary assistance is reported in the Schedule at the fair market value of the commodities received and disbursed. At June 30, 2022, the District had food commodities totaling $13,072 in inventory.

Finding Details

Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.
Criteria - The ?Reconciliation of Cash on Hand? quarterly reports are to be remitted within the 10th working day following the quarter of when eligible federal expenditures are incurred. Condition - 2 CFR 200.329 The district did not timely report to Pennsylvania Department of Education (PDE) eligible federal expenditures for reimbursement that were incurred during a three-month period throughout the year. Cause/Effect Cause of the Finding ? The district experienced a change of business manager during the school year. During the transition, certain duties of the business office were not completed. Effect of the Finding ? The opportunity cost of managing cashflow of the district due to not receiving reimbursement of federal expenditures in a timely manner. Also, PDE Financial and Account Information (FAI) portal may suspend payment until reporting status is updated. Questioned Costs ? No questioned costs. Recommendations - Report eligible federal expenditure for reimbursement in a timely manner. District?s Response - The district?s administration agrees with this finding. The process of reporting eligible federal expenditures will be modified to ensure requests for reimbursement occur in a timely manner.
Criteria - 2 CFR 200.318 A component of compliance relating to federal awards is maintaining records sufficient to detail the history of procurement. These records will include, but are not limited to, the rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. Condition - The District used federal ESSER funds to make purchases greater than $10,000 to $21,900 without obtaining at least three quotes and made purchases greater than $21,900 without obtaining three public bids. Cause/Effect Cause of the Finding ? There was a breakdown in the previously established purchasing policy relating to obtaining quotes and bid requirements. In addition, the district was under the false notion that purchases made through the Commonwealth of Pennsylvania?s cooperative purchasing program COSTARS and PEPPM satisfied compliance requirement of quote/bid requirements for federal purchases. Effect of the Finding ? The District was not in compliance with procurement requirements for federal funds. Questioned Costs ? Total questioned costs - $793,135 - Purchases made under the false notion that PEPPM satisfied the three?quote requirement total $16,365 (2% of ESSERS expense), purchases made under the false notion that COSTAR satisfied the three-bid requirement total $401,962 (43% of ESSERS expense), and purchases that were made outside co-purchasing arrangements and did not satisfy three-bid requirement total $374,805 (40% of ESSERS expense). Recommendations - The Uniform Guidance establishes thresholds of when quote and bids are to be obtained from vendors. Documentation is key for all federal purchases. A purchase price from cooperative purchasing programs can be considered one competitive price proposal and cannot replace a procurement process. Advertise when appropriate, obtain adequate quote/bid information from three vendors, and thoroughly document the ?reason? and ?cost analysis? of sole source noncompetitive procurement exceptions. District?s Response - The district will follow the policy for quotation/bid requirements for federal purchases and not use cooperative purchasing programs as the only source of quotations/bids for federal purchases. The district will also improve documentation relating to purchases that meet sole source criteria.