Audit 313520

FY End
2022-06-30
Total Expended
$497.09M
Findings
0
Programs
154
Organization: Baylor College of Medicine (TX)
Year: 2022 Accepted: 2023-03-28

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
93.368 21st Century Cures Act - Precision Medicine Initiative $43.81M Yes 0
93.498 Provider Relief Fund $21.98M Yes 0
84.268 Federal Direct Student Loans $19.47M - 0
10.001 Agricultural Research_basic and Applied Research $14.85M Yes 0
93.RD Hhsn268201600033i $3.22M Yes 0
84.038 Federal Perkins Loan Program Federal Capital Contributions $1.52M - 0
93.326 Strengthening Public Health Through Surveillance, Epidemiologic Research, Disease Detection and Prevention $1.31M Yes 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.16M - 0
84.GSA_MIGRATION Education Stabilization Fund $1.13M - 0
93.233 National Center on Sleep Disorders Research $1.09M Yes 0
93.461 Covid-19 Testing for the Uninsured $1.08M - 0
93.RD Cdc 75d30119c04211 $979,920 Yes 0
93.RD Nih 75n93021p01502 $892,877 Yes 0
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $876,590 Yes 0
93.RD Hhsn268201600015i $769,120 Yes 0
10.310 Agriculture and Food Research Initiative (afri) $738,803 Yes 0
93.157 Centers of Excellence $714,771 Yes 0
93.RD Hhsp233201500022i $679,076 Yes 0
93.558 Temporary Assistance for Needy Families $675,374 - 0
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $620,564 Yes 0
93.185 Immunization Research, Demonstration, Public Information and Education_training and Clinical Skills Improvement Projects $602,832 Yes 0
93.145 Aids Education and Training Centers $478,721 Yes 0
93.494 Global Tuberculosis:developing,evaluating,implementing Evidence-Based and Innovative Approaches to Find, Cure, and Prevent Tuberculosis Globally $416,418 - 0
93.556 Promoting Safe and Stable Families $413,101 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $406,598 Yes 0
93.186 National Research Service Award in Primary Care Medicine $372,899 Yes 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $369,107 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $358,744 - 0
93.RD D16pc00003 $353,832 Yes 0
93.393 Cancer Cause and Prevention Research $349,361 Yes 0
93.127 Emergency Medical Services for Children $329,707 - 0
93.989 International Research and Research Training $290,527 Yes 0
93.113 Environmental Health $255,322 Yes 0
93.RD Nih 75n93021p00980 $240,621 Yes 0
93.RD Nih 75n93021p01194 $240,605 Yes 0
93.RD 75n92022f0001 $218,590 Yes 0
93.732 Mental and Behavioral Health Education and Training Grants $210,043 Yes 0
93.687 Maternal Opioid Misuse Model (a) $209,831 - 0
93.394 Cancer Detection and Diagnosis Research $205,223 Yes 0
93.143 Niehs Superfund Hazardous Substances_basic Research and Education $190,306 Yes 0
93.242 Mental Health Research Grants $185,716 Yes 0
12.910 Research and Technology Development $179,224 Yes 0
93.RD Nih 75n93020p01410 $177,996 Yes 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $176,070 Yes 0
93.173 Research Related to Deafness and Communication Disorders $168,495 Yes 0
93.940 Hiv Prevention Activities_health Department Based $147,580 - 0
14.900 Lead-Based Paint Hazard Control in Privately-Owned Housing $131,712 Yes 0
93.RD Hhsn75q80120c00003 $131,579 Yes 0
93.351 Research Infrastructure Programs $125,596 Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $113,783 Yes 0
16.320 Services for Trafficking Victims $112,675 - 0
84.165 Magnet Schools Assistance $111,291 - 0
93.855 Allergy, Immunology and Transplantation Research $108,784 Yes 0
93.879 Medical Library Assistance $105,213 Yes 0
93.839 Blood Diseases and Resources Research $98,617 Yes 0
93.976 Primary Care Medicine and Dentistry Clinician Educator Career Development Awards $98,379 Yes 0
93.315 Rare Disorders: Research, Surveillance, Health Promotion, and Education $95,440 Yes 0
93.RD Hhsn268201800002i $92,111 Yes 0
93.RD Hhsn268201700001i $89,432 Yes 0
95.007 Research and Data Analysis $88,175 Yes 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $85,648 - 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $80,971 Yes 0
10.216 1890 Institution Capacity Building Grants $80,559 Yes 0
12.420 Military Medical Research and Development $78,975 Yes 0
93.225 National Research Service Awards_health Services Research Training $77,507 Yes 0
93.RD Cdc 75d30121c10297 $69,270 Yes 0
93.837 Cardiovascular Diseases Research $68,633 Yes 0
47.075 Social, Behavioral, and Economic Sciences $67,576 Yes 0
84.033 Federal Work-Study Program $66,735 - 0
93.399 Cancer Control $60,929 Yes 0
93.350 National Center for Advancing Translational Sciences $60,520 Yes 0
93.RD Cdc 75d30120c07725 $58,179 Yes 0
17.502 Occupational Safety and Health_susan Harwood Training Grants $57,209 Yes 0
93.RD Hhsn268201800005i $54,556 Yes 0
93.273 Alcohol Research Programs $53,492 Yes 0
84.GSA_MIGRATION Covid-19 Education Stabilization Fund $52,469 - 0
93.262 Occupational Safety and Health Program $49,013 Yes 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $47,901 Yes 0
47.049 Mathematical and Physical Sciences $47,405 Yes 0
93.RD Hhsn2720013-16-0057.c1d1.00 58 $46,928 Yes 0
47.074 Biological Sciences $46,629 Yes 0
93.866 Aging Research $45,667 Yes 0
93.865 Child Health and Human Development Extramural Research $45,398 Yes 0
93.RD Hhsn275201000003i $44,923 Yes 0
47.076 Education and Human Resources $43,489 Yes 0
12.800 Air Force Defense Research Sciences Program $42,814 Yes 0
93.926 Healthy Start Initiative $42,351 Yes 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $41,909 Yes 0
93.172 Human Genome Research $39,916 Yes 0
93.361 Nursing Research $39,858 Yes 0
47.041 Engineering $39,801 Yes 0
93.310 Trans-Nih Research Support $39,563 Yes 0
43.007 Space Operations $39,211 Yes 0
93.RD Hhsn2722013-14 $38,780 Yes 0
93.RD 57297-I $33,428 Yes 0
93.213 Research and Training in Complementary and Integrative Health $33,404 Yes 0
93.RD 75n93019f00132 $33,145 Yes 0
93.279 Drug Abuse and Addiction Research Programs $32,766 Yes 0
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nations Health $29,424 - 0
93.121 Oral Diseases and Disorders Research $26,683 Yes 0
47.084 Nsf Technology, Innovation, and Partnerships $25,705 Yes 0
93.RD Number 1702 $24,097 Yes 0
93.RD Hhsn272201300015i $23,232 Yes 0
93.RD 12734sc - Chop $19,173 Yes 0
93.RD Hhsn272201600018c $18,981 Yes 0
43.003 Exploration $18,691 Yes 0
93.959 Block Grants for Prevention and Treatment of Substance Abuse $16,796 - 0
93.RD 75n-94019c00006 $15,695 Yes 0
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $15,272 Yes 0
93.396 Cancer Biology Research $14,590 Yes 0
93.RD Nih 75n92e21p00239 $14,535 Yes 0
45.162 Promotion of the Humanities_teaching and Learning Resources and Curriculum Development $12,597 - 0
93.630 Developmental Disabilities Basic Support and Advocacy Grants $11,835 - 0
93.RD Hhsn27200012-16-0075 $11,618 Yes 0
43.002 Aeronautics $11,245 Yes 0
93.RD Nih 75n91019p00756 $10,989 Yes 0
93.867 Vision Research $10,572 Yes 0
47.070 Computer and Information Science and Engineering $10,184 Yes 0
93.RD Hhsn27200015 $10,108 Yes 0
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $9,938 Yes 0
93.RD Nih 75n92e21p00214 $9,836 Yes 0
43.008 Education $9,679 Yes 0
93.397 Cancer Centers Support Grants $8,604 Yes 0
93.110 Maternal and Child Health Federal Consolidated Programs $7,663 - 0
93.RD Cdc Nu60oe000103 $7,000 Yes 0
93.398 Cancer Research Manpower $6,438 Yes 0
93.283 Centers for Disease Control and Prevention_investigations and Technical Assistance $5,952 - 0
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $5,256 Yes 0
93.RD 75d30118c02646 $4,531 Yes 0
93.307 Minority Health and Health Disparities Research $4,129 Yes 0
93.RD Number 1903 $4,011 Yes 0
93.RD Number 1801 $3,630 Yes 0
93.RD Number 1802 $3,630 Yes 0
93.103 Food and Drug Administration_research $2,833 Yes 0
93.RD Number 1507 $2,691 Yes 0
93.226 Research on Healthcare Costs, Quality and Outcomes $2,638 Yes 0
93.RD Hhsn272201600017c $2,215 Yes 0
93.395 Cancer Treatment Research $1,833 Yes 0
93.RD Number 1704 $1,740 Yes 0
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $1,121 Yes 0
93.RD Cdc-200-2016-91451 $895 Yes 0
93.RD Niddk-Trialnet $272 Yes 0
93.969 Pphf Geriatric Education Centers $259 Yes 0
93.RD Number 1705 $238 Yes 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $83 Yes 0
93.994 Maternal and Child Health Services Block Grant to the States $74 - 0
93.RD 2019-19071900001 $52 Yes 0
93.RD Hhsn27200009-15-0020 $11 Yes 0
93.RD Hhsn27200014-16-0050 $2 Yes 0
93.084 Prevention of Disease, Disability, and Death by Infectious Diseases $1 Yes 0
93.RD 75n93019f00071 $-1 Yes 0
93.859 Biomedical Research and Research Training $-106 Yes 0
93.RD Hhsn261201500026c $-186 Yes 0
93.838 Lung Diseases Research $-6,110 Yes 0

Contacts

Name Title Type
FXKMA43NTV21 Chryll Batise Auditee
7137984369 Debra Kohnle Auditor
No contacts on file

Notes to SEFA

Title: Loan/loan guarantee outstanding balances Accounting Policies: The accompanying schedule of expenditures of federal awards and the schedule of expenditures of state awards (the Schedules) presents a summary of the financial activities of Baylor College of Medicine (the College) for the year ended June 30, 2022, which have been funded by the federal and state governments. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the State of Texas Single Audit Circular. Because the Schedules presents only federal and state expenditure activities of the College, they are not intended to and do not present the financial position, changes in net assets, or cash flows of the College as a whole. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. FEDERAL PERKINS LOAN PROGRAM FEDERAL CAPITAL CONTRIBUTIONS (84.038) - Balances outstanding at the end of the audit period were 1,010,256. HEALTH PROFESSIONS STUDENT LOANS, INCLUDING PRIMARY CARE LOANS/LOANS FOR DISADVANTAGED STUDENTS (93.342) - Balances outstanding at the end of the audit period were 201,198.
Title: Summary of Significant Accounting Policies Accounting Policies: The accompanying schedule of expenditures of federal awards and the schedule of expenditures of state awards (the Schedules) presents a summary of the financial activities of Baylor College of Medicine (the College) for the year ended June 30, 2022, which have been funded by the federal and state governments. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the State of Texas Single Audit Circular. Because the Schedules presents only federal and state expenditure activities of the College, they are not intended to and do not present the financial position, changes in net assets, or cash flows of the College as a whole. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Schedules has been prepared on a modified accrual basis of accounting and includes all expenditures of federal and state awards, direct and pass-through, received by the College from federal and state grantor agencies. Direct costs are charged to sponsored agreements on a cash basis except for salaries and fringe benefits that are charged on an accrual basis. Indirect costs are expensed against sponsored agreements at the close of the month in which the direct costs are charged and, therefore, are a combination of modified accrual and cash basis accounting. Federal and state awards are deemed to be expended when the College incurs the expenses. Such expenditures are recognized following the cost principles contained in Uniform Guidance or the State of Texas, Texas Grant Management Standards (TxGMS), as applicable, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Federal and state direct programs and pass-through programs are presented by federal or state department and, where applicable, the funding agency within the department and the pass-through entity.The College did not elect to use 10-percent de minimis indirect costs rate as allowed under the Uniform Guidance.
Title: Federal Direct Student Loans Program Accounting Policies: The accompanying schedule of expenditures of federal awards and the schedule of expenditures of state awards (the Schedules) presents a summary of the financial activities of Baylor College of Medicine (the College) for the year ended June 30, 2022, which have been funded by the federal and state governments. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the State of Texas Single Audit Circular. Because the Schedules presents only federal and state expenditure activities of the College, they are not intended to and do not present the financial position, changes in net assets, or cash flows of the College as a whole. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The College participated in the Federal Direct Student Loans Program (CFDA 84.268), including Unsubsidized Stafford Loans and PLUS Loans. The College was not the recipient of the funds. The programs are considered as a component of the student financial assistance cluster. Loan disbursements under the programs for the year ended June 30, 2022, totaled $19,468,786.
Title: COVID-19 Provider Relief Fund (Assistance Listing No. 93.498) Accounting Policies: The accompanying schedule of expenditures of federal awards and the schedule of expenditures of state awards (the Schedules) presents a summary of the financial activities of Baylor College of Medicine (the College) for the year ended June 30, 2022, which have been funded by the federal and state governments. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the State of Texas Single Audit Circular. Because the Schedules presents only federal and state expenditure activities of the College, they are not intended to and do not present the financial position, changes in net assets, or cash flows of the College as a whole. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Schedule includes $21,975,985 received from the U.S. Department of Health and Human Services (HHS) between July 1, 2020 and December 31, 2020, under the Provider Relief Fund (PRF) program of Assistance Listing No. 93.498. In accordance with guidance from HHS, these amounts are presented as Period 2 in the HHS PRF Reporting Portal. Such amounts were recognized as other revenue on Baylor College of Medicines consolidated statements of activities for the years ended June 30, 2022 and 2021. Due to the PRF Reporting Portal requirements, this amount is not the total PRF received and/or recognized by the College as other revenue in the consolidated financial statements for the year ended June 30, 2022. The amount presented on the Schedule for PRF is for the fiscal year ended June 30, 2022. The amount presented reconciles to the PRF information reported to HHS, see table in the report: