Audit 312030

FY End
2022-06-30
Total Expended
$1.27M
Findings
30
Programs
5
Year: 2022 Accepted: 2023-03-30
Auditor: Kpm CPAS PC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
411153 2022-001 Material Weakness - M
411154 2022-002 Significant Deficiency - A
411155 2022-001 Material Weakness - M
411156 2022-001 Material Weakness - M
411157 2022-002 Significant Deficiency - A
411158 2022-001 Material Weakness - M
411159 2022-002 Significant Deficiency - A
411160 2022-001 Material Weakness - M
411161 2022-002 Significant Deficiency - A
411162 2022-001 Material Weakness - M
411163 2022-002 Significant Deficiency - A
411164 2022-001 Material Weakness - M
411165 2022-002 Significant Deficiency - A
411166 2022-001 Material Weakness - M
411167 2022-002 Significant Deficiency - A
987595 2022-001 Material Weakness - M
987596 2022-002 Significant Deficiency - A
987597 2022-001 Material Weakness - M
987598 2022-001 Material Weakness - M
987599 2022-002 Significant Deficiency - A
987600 2022-001 Material Weakness - M
987601 2022-002 Significant Deficiency - A
987602 2022-001 Material Weakness - M
987603 2022-002 Significant Deficiency - A
987604 2022-001 Material Weakness - M
987605 2022-002 Significant Deficiency - A
987606 2022-001 Material Weakness - M
987607 2022-002 Significant Deficiency - A
987608 2022-001 Material Weakness - M
987609 2022-002 Significant Deficiency - A

Programs

ALN Program Spent Major Findings
17.259 Wia Youth Activities $188,267 Yes 2
17.258 Wia Adult Program $175,149 Yes 2
93.558 Temporary Assistance for Needy Families $88,027 - 0
17.278 Wia Dislocated Worker Formula Grants $20,326 Yes 2
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $15,450 - 0

Contacts

Name Title Type
ZCYUMGMYF1D6 Brent Stevens Auditee
6603593622 Matt Wallace Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: 1. Expenditures reported in the Schedule are reported on the accrual basis of accounting, which is described in Note 2 to the Organizations basic financial statements.2. Pass-through entity identifying numbers are presented where available.3. The Organization elected not to use the 10% de minimis indirect cost rate. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying Schedule of Expenditures of Federal Awards (the Schedule) includes the federal grant activity of NEMO Workforce Development Board under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of the Uniform Guidance. Because the Schedule presents only a selected portion of the operations of NEMO Workforce Development Board, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Organization.

Finding Details

2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.
2022-001 Subrecipient MonitoringCriteria: In accordance with 2 CFR 200.331, the Organization is required to ensure that subrecipients monitor activities as necessary to ensure that the subaward is used for authorized purposes, complies with the terms and conditions of the subaward, and achieves performance goals.Condition: The Organization did not always maintain adequate documentation of support for monitoring subrecipients in accordance with 2 CFR 200.331 and their own internal policies.Context: When available, monthly, quarterly, and annual subrecipient monitoring documentation was reviewed.Effect: The Organization could not effectively determine that subrecipients met all subaward requirements.Cause: The Organization did have effective policies and procedures in place to evaluate risk and monitor subrecipients. However, documentation and support for monitoring procedures were not adequately maintained.Questioned Costs: None reported.Recommendation: We recommend the Organization review policies and procedures for subrecipient monitoring. Further, the Organization should ensure that all documentation and support for the monitoring of activities for subawards in regards to authorized purpose, terms and conditions, and performance goals are properly maintained.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Procedures to manage, track, and account for all subrecipient grant awards are in place and will be followed.
2022-002 Allowable Costs/Cost PrinciplesCriteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) provides that amounts charged to the federal programs must be for allowable costs. To be allowable under federal awards, costs must be adequately documented and supported.Condition: The Organization does not have an internal control structure to properly differentiate between WIOA and non-WIOA expenditures in the general ledger.Context: A sample of 40 disbursements in the general ledger revealed that compliance for allowable costs/cost principles had been followed, however, within the general ledger there was no identification of how the specific federal expenditures were coded.Effect: The Organization could incorrectly report federal expenditures on the Schedule of Expenditures of Federal Awards.Cause: The Organization did not have adequate internal controls to ensure federal grants were properly identified within the general ledger system.Questioned Costs: None reported.Recommendation: We recommend the Organization enhance internal controls over grant coding and identification within the general ledger system to more easily and accurately reconcile required grant financial reports to the general ledger system.Response: We concur with this finding. As of July 1, 2022, North Central Missouri College was selected as the Grant Recipient/Fiscal Agent for the Northeast Workforce Development Board?s grant funds. Internal controls are in place to ensure federal grants are properly identified between WIOA and non-WIOA expenditures within the general ledger.