Audit 311961

FY End
2022-09-30
Total Expended
$3.82M
Findings
12
Programs
7
Year: 2022 Accepted: 2023-06-29
Auditor: Adkf PC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
410371 2022-003 Significant Deficiency - E
410372 2022-003 Significant Deficiency - E
410373 2022-003 Significant Deficiency - E
410374 2022-003 Significant Deficiency - E
410375 2022-003 Significant Deficiency - E
410376 2022-003 Significant Deficiency - E
986813 2022-003 Significant Deficiency - E
986814 2022-003 Significant Deficiency - E
986815 2022-003 Significant Deficiency - E
986816 2022-003 Significant Deficiency - E
986817 2022-003 Significant Deficiency - E
986818 2022-003 Significant Deficiency - E

Contacts

Name Title Type
NJN6Y7GN2KL1 Jose Cervantes Auditee
2106257200 Susan Valdez Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures on the Schedule are reported on the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America (GAAP). Such expenditures are recognized following the cost principles contained in 2CFR Section 200.502 wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying Schedule of Expenditures of Federal Awards (the Schedule) includes grant activity of Alamo Area Resource Center, Inc. (AARC) under programs of the federal governments for the year ended September 30, 2022. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Costs Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of AARC, it is not intended to, and does not, present the financial position, changes in net assets, or cash flows of AARC. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements.All of AARCs federal grant awards were in the form of cash assistance. AARC had no federal funded insurance programs or loan guarantees during the year ended September 30, 2022.

Finding Details

Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.
Program Title: Ryan White HIV Services Part AALN: 93.914Contract Grant Number: 2101501 220007, and 210147Federal Award Years: March 1, 2021 ? February 28, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyProgram Title: Ryan White HIV Services Part BALN: 93.917Contract Grant Number: HHS000084600001 and HHS001122200001Federal Award Years: April 1, 2021 ? March 31, 2023Federal Agency: U.S. Department of Health and Human ServicesPass-through Entity: Bexar County Hospital DistrictType of Finding: Significant DeficiencyEligibilityCriteria: 2 CFR Section 200.303 of the Uniform Guidance requires the non-Federal entity to establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award.Per the Ryan White HIV Services Part A program subcontract with Bexar County Hospital District, all clients must be recertified on an annual basis, or as client circumstances change, to confirm they are still eligible to participate in the program. The recertification consists of obtaining proof of residency, income, and insurance.Per the Ryan White HIV Services Part B program subcontract with Bexar County Hospital District, all clients must be recertified every six months to confirm they are still eligible to participate in the program. The recertification must occur in the client?s birth month and half birth month or as client circumstances change. This consists of obtaining proof of residency, income, and insurance.Condition: During testing of eligibility of clients for the Part A program, we noted one client was not certified within year prior to visit. Also, we noted a referred client never responded to attempts to enroll but was billed to the grant when they were not eligible. During testing of eligibility of clients for the Part B programs, we noted four clients were not recertified within six months as required by the grant.Cause: Lack of controls over monitoring the eligibility and participation of clients by program staff.Effect or potential effect: The Organization?s lack of controls over monitoring the continuous eligibility of clients may cause the Organization to be in noncompliance with the grant agreement, which could lead to loss or return of funding.Questioned Costs: NoneRepeat Finding: NoRecommendation: We recommend the Organization implement a policy and procedure for supervisory review and maintenance of client files to ensure the recertification of clients occurs as required in the grant agreements. Management should prevent any clients from being seen by a nurse practitioner if recertification has not been completed.Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. See Corrective Action Plan.