Audit 311939

FY End
2022-03-31
Total Expended
$993,232
Findings
18
Programs
2
Organization: Arrive Ministries (MN)
Year: 2022 Accepted: 2022-11-14
Auditor: Bergankdv LTD

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
409739 2022-001 Material Weakness - B
409740 2022-001 Material Weakness - B
409741 2022-001 Material Weakness - B
409742 2022-002 Significant Deficiency - B
409743 2022-002 Significant Deficiency - B
409744 2022-002 Significant Deficiency - B
409745 2022-003 Significant Deficiency - L
409746 2022-003 Significant Deficiency - L
409747 2022-003 Significant Deficiency - L
986181 2022-001 Material Weakness - B
986182 2022-001 Material Weakness - B
986183 2022-001 Material Weakness - B
986184 2022-002 Significant Deficiency - B
986185 2022-002 Significant Deficiency - B
986186 2022-002 Significant Deficiency - B
986187 2022-003 Significant Deficiency - L
986188 2022-003 Significant Deficiency - L
986189 2022-003 Significant Deficiency - L

Programs

ALN Program Spent Major Findings
19.510 U.s. Refugee Admissions Program $291,341 Yes 3
93.566 Refugee and Entrant Assistance_state Administered Programs $51,581 - 0

Contacts

Name Title Type
TMJJG267W1W3 Jennifer Haskett Auditee
6127465652 Marie Primus Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported in the Schedule are reported on the accrual basis of accounting, which conform toaccounting principles generally accepted in the United States of America. Such expenditures arerecognized following the cost principles contained in the Uniform Guidance, wherein certain types ofexpenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: Arrive Ministries has elected not to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Arrive Ministries under programs of the federal government for year ended March 31, 2022.The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Arrive Ministries, it is not intended to and does not present the financial position, changes in net assets or cash flows of Arrive Ministries.

Finding Details

2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.
2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-001 ? Time and Effort ReportingAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaFederal award guidelines state an employee who works, in whole or in part, on a federal program or costobjective must document time and effort spent working on each federal program or cost objective. Anemployee who works solely on a single cost objective must furnish a semi-annual certification thathe/she has been engaged solely in activities that support the single cost objective. An employee whoworks on multiple activities or cost objectives must complete a personnel activity report whichdemonstrates the amount of actual time spent working on the federal grant objectives, on at least amonthly basis.Cause:The Organization did not require all employees charged to the federal award to complete a timecertification or personnel activity report.ConditionThe Organization was unable to provide sufficient time and effort reporting documentation for allemployees who were funded by the federal program.Questioned costsThe entire sum of the amounts tested $59,532 are a questioned cost. Total salaries and related payrolltaxes reimbursed under the federal program were approximately $217,979. Of this total approximately$118,470 were for employees that were hired exclusively for the federal program.EffectThe Organization's payroll expenditures charged to the federal award were not adequately supported bytime reporting documentation.RecommendationWe recommend the Organization implement a process to track employee's time and effort worked onfederal programs.Views of responsible officialsWe are in agreement with the finding. The past fiscal year had a significant increase in federal programdollars awarded to Arrive Ministries related to the Afghan Resettlement Program (APA), causing a needto rapidly hire more staff to fulfill this contract. In addition, we had an unexpected change inmanagement that caused a short-term variance in management process and guidance. This resulted in thefindings sited by the audit. The short-term variances are already corrected, and we intend to implementways to improve our processes to specifically address each of the findings. We intend to quicklyimplement a process to have employees certify the time and effort reporting charged to the federallyfunded program. This will be done by having time charged to the program reviewed and certified by theemployee for accuracy on a monthly basis. Adjustments will be made to the financial as needed.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-002 ? Documentation of Internal Control to Support Approvals of Payroll Charged toFederal ProgramAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: Allowable CostsCriteriaThe Organization's policy is for the Executive Director to approve the timecard/payroll additions,deletions and changes via email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor two of the five pay periods tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's payroll expenditures charged to the federalaward was not adequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all pay periods.Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvalsreceived for payroll charged to the federal program. We have a process for getting these approvals, wewere just not maintaining the records of the approval, specifically due to a change in executive directorduring the time period specifically tested. We have already gone back retroactively in the current fiscalyear to verify we have retained all these approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.
2022-003 ? Documentation of Internal Control to Support Federal Program Financial ReportApprovalsAssistance Listing Number: 19.510Federal Program Name: U.S. Refugee Admissions ProgramName of Federal Agency: Department of StateCompliance/Internal Control over Compliance: ReportingCriteriaThe Organization's policy is for the Executive Director to approve the financial reports sent to the fundervia email.Cause:The Organization did not maintain all emails to support the Executive Director's approval.ConditionThe Organization was unable to provide sufficient documentation of the Executive Director's approvalfor the seven financial reports tested.Questioned costsNoneEffectThe Executive Director's approval of the Organization's financial reports for federal awards was notadequately supported.RecommendationWe recommend the Organization implement a process to maintain documentation of the ExecutiveDirector's approval for all reports for federal awards. Views of responsible officialsWe are in agreement with the finding. We will be implementing a process to retain email approvals bythe Executive Director of financial reports we are sending to World Relief. We have already made thechange in our process and are retaining the electronic approvals.