Audit 31092

FY End
2022-06-30
Total Expended
$473.36M
Findings
8
Programs
201
Year: 2022 Accepted: 2022-11-21

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
38522 2022-001 - - N
38523 2022-001 - - N
38588 2022-001 - - N
38589 2022-001 - - N
614964 2022-001 - - N
614965 2022-001 - - N
615030 2022-001 - - N
615031 2022-001 - - N

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $266.10M Yes 1
84.038 Federal Perkins Loan Program $14.44M Yes 0
84.425 Education Stabilization Fund $12.59M Yes 0
84.063 Federal Pell Grant Program $8.92M Yes 1
93.498 Provider Relief Fund $4.79M Yes 0
84.033 Federal Work-Study Program $2.80M Yes 1
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $2.17M Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $2.14M Yes 1
47.070 Computer and Information Science and Engineering $1.99M - 0
93.396 Cancer Biology Research $1.61M - 0
19.522 Overseas Refugee Assistance Programs for Strategic Global Priorities $1.25M - 0
84.326 Special Education_technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities $1.08M - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $1.02M - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $1.02M - 0
93.427 Provision of Technical Assistance and Training Activities to Assure Comprehensive Cancer Control Outcomes. $991,360 - 0
93.137 Community Programs to Improve Minority Health Grant Program $970,210 - 0
93.011 National Organizations of State and Local Officials $885,106 - 0
84.015 National Resource Centers Program for Foreign Language and Area Studies Or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program $867,337 - 0
12.357 Rotc Language and Culture Training Grants $777,206 - 0
93.247 Advanced Nursing Education Grant Program $683,395 - 0
93.300 National Center for Health Workforce Analysis $656,673 - 0
43.002 Aeronautics $602,562 - 0
93.129 Technical and Non-Financial Assistance to Health Centers $594,972 - 0
93.822 Health Careers Opportunity Program $570,931 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $569,184 - 0
21.019 Coronavirus Relief Fund $551,369 - 0
12.RD Graph Learning System for Automated Threat Detection $547,019 - 0
84.263 Innovative Rehabilitation Training $472,053 - 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $444,930 - 0
93.944 Human Immunodeficiency Virus (hiv)/acquired Immunodeficiency Virus Syndrome (aids) Surveillance $416,689 - 0
93.103 Food and Drug Administration_research $402,443 - 0
84.047 Trio-Upward Bound $396,933 - 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $370,623 - 0
84.220 Centers for International Business Education $370,057 - 0
84.129 Rehabilitation Long-Term Training $361,363 - 0
93.732 Mental and Behavioral Health Education and Training Grants $358,714 - 0
12.U01 Ipa - Department of Defense $356,813 - 0
97.061 Centers for Homeland Security $342,914 - 0
93.398 Cancer Research Manpower $312,665 - 0
93.630 Developmental Disabilities Basic Support and Advocacy Grants $305,177 - 0
14.906 Healthy Homes Technical Studies Grants $297,518 - 0
93.RD Biocompute Database,specification and Biocompute Object Transfer Mechanism Development $293,669 - 0
98.012 Usaid Development Partnerships for University Cooperation and Development $288,054 - 0
15.032 Indian Economic Development $286,660 - 0
93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $263,978 - 0
47.078 Polar Programs $261,518 - 0
93.226 Research on Healthcare Costs, Quality and Outcomes $251,128 - 0
93.233 National Center on Sleep Disorders Research $243,689 - 0
12.008 Dredged Material Containment Area $218,421 - 0
93.837 Cardiovascular Diseases Research $213,033 - 0
12.800 Air Force Defense Research Sciences Program $204,348 - 0
47.083 Integrative Activities $195,526 - 0
81.135 Advanced Research Projects Agency - Energy $190,478 - 0
93.RD Policy and Legal Analytics to Support Dmi Cares Act Theme 3 Policy Activities $189,857 - 0
12.902 Information Security Grants $181,587 - 0
93.350 National Center for Advancing Translational Sciences $172,000 - 0
11.431 Climate and Atmospheric Research $171,883 - 0
94.006 Americorps $159,421 - 0
93.U18 Center for Consumer Information and Insurance Oversight (cciio) Marketplace Operations Support $159,094 - 0
81.113 Defense Nuclear Nonproliferation Research $158,363 - 0
93.838 Lung Diseases Research $157,049 - 0
20.205 Highway Planning and Construction $156,327 - 0
93.943 Epidemiologic Research Studies of Acquired Immunodeficiency Syndrome (aids) and Human Immunodeficiency Virus (hiv) Infection in Selected Population Groups $152,817 - 0
66.509 Science to Achieve Results (star) Research Program $150,804 - 0
12.RD High-Performance Graph Analytics $150,802 - 0
93.113 Environmental Health $141,685 - 0
93.RD Enhancing U.s. Surveillance of Laboratory Confirmed Sars-Cov-2, Influenza, and Other Respiratory Viruses Through A Network of Emergency Departments $139,092 - 0
81.RD Improving the Generation of Synthetic Time Histories for Electricity Demand, Prices and Variable Renewable Electricity Production $137,696 - 0
12.RD Hollow Carbon Nanosphere Research and Development (engineering Change Proposal) $135,892 - 0
93.110 Maternal and Child Health Federal Consolidated Programs $131,524 - 0
12.750 Uniformed Services University Medical Research Projects $126,490 - 0
12.903 Gencyber Grants Program $123,055 - 0
93.RD Improving Processes for Identifying and Reporting Disaster-Related Death $122,760 - 0
81.089 Fossil Energy Research and Development $121,020 - 0
93.186 National Research Service Award in Primary Care Medicine $118,945 - 0
93.859 Biomedical Research and Research Training $117,037 - 0
89.003 National Historical Publications and Records Grants $114,667 - 0
12.RD Scheduling Real-Time Ai Tasks $112,940 - 0
47.050 Geosciences $111,726 - 0
93.RD Support Services (ideas) $103,361 - 0
93.U17 Ipa - Immediate Office of the Secretary of Health and Human Services $102,710 - 0
45.301 Museums for America $98,554 - 0
93.068 Chronic Diseases: Research, Control, and Prevention $98,384 - 0
20.RD Third Generation Simulation (tgsim) Data: A Closer Look at the Impacts of Automated Driving Systems on Human Behavior $96,208 - 0
19.U02 Hubert H. Humphrey Fellowship Program $91,233 - 0
47.041 Engineering $89,155 - 0
64.U10 Ipa - Department of Veteran Affairs $88,727 - 0
16.582 Crime Victim Assistance/discretionary Grants $87,023 - 0
12.RD Testing Different Messages for Covid-19 Vaccine Intentions $84,727 - 0
93.867 Vision Research $81,470 - 0
12.RD Hydraulic, Chemical, and Microbiological Effects on the Performance of In-Situ Activated Carbon Sorptive Barrier for Pfas Remediation in Coastal Sites $80,897 - 0
47.RD Administrative Datasets on Ndcs: Creating and Analyzing A Repository $76,791 - 0
93.879 Medical Library Assistance $75,112 - 0
84.365 English Language Acquisition State Grants $73,801 - 0
97.108 Homeland Security, Research, Testing, Evaluation, and Demonstration of Technologies $71,478 - 0
64.U14 Ipa - Department of Veteran Affairs $70,032 - 0
93.839 Blood Diseases and Resources Research $69,721 - 0
93.RD Clonal Discovery for Hiv Using Hts Data $68,370 - 0
11.609 Measurement and Engineering Research and Standards $67,117 - 0
64.U12 Ipa - Department of Veteran Affairs $66,400 - 0
64.U04 Ipa - Department of Veteran Affairs $66,153 - 0
99.RD Research on Product Costing Under the Postal Accountability and Enhancement Act $65,745 - 0
64.U09 Ipa - Department of Veteran Affairs $64,855 - 0
20.RD Research Assistant Support for Staff Projects in the Office of Safety Research and Development $64,406 - 0
64.U11 Ipa - Department of Veteran Affairs $59,616 - 0
98.001 Usaid Foreign Assistance for Programs Overseas $59,279 - 0
84.022 Overseas Programs - Doctoral Dissertation Research Abroad $57,840 - 0
93.RD Latent Tb Cooperative Study $57,388 - 0
43.008 Education $57,108 - 0
64.U05 Ipa - Department of Veteran Affairs $54,125 - 0
12.RD Becausewe $53,299 - 0
64.U08 Ipa - Department of Veteran Affairs $49,955 - 0
93.173 Research Related to Deafness and Communication Disorders $49,777 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $46,759 - 0
93.866 Aging Research $45,886 - 0
64.U13 Ipa - Department of Veteran Affairs $45,692 - 0
47.RD Ipa - National Science Foundation $45,105 - 0
12.300 Basic and Applied Scientific Research $39,258 - 0
93.315 Rare Disorders: Research, Surveillance, Health Promotion, and Education $38,925 - 0
20.108 Aviation Research Grants $36,941 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $36,598 - 0
93.262 Occupational Safety and Health Program $36,339 - 0
64.U06 Ipa - Department of Veteran Affairs $34,999 - 0
12.RD Multiscale Modeling of Liquid Metal Casting $34,338 - 0
12.910 Research and Technology Development $33,741 - 0
93.RD Functional Assessment Standardized Items (fasi) Performance Measure Submission and Endorsement $31,747 - 0
93.213 Research and Training in Complementary and Integrative Health $31,098 - 0
93.307 Minority Health and Health Disparities Research $30,617 - 0
43.RD Record-Swap Photonic Cognitive System Photonic Tensor Cores for Spacecraft & Autonomous Systems Data Processing $29,944 - 0
93.U19 Current Good Manufacturing Practice Production of Trichuri Trichuria for Controlled Human Infection $29,287 - 0
81.RD The Changing Atmosphere in North America for 2000 - 2020: High-Resolution Modelling and Satellite Analysis $28,787 - 0
93.RD Clinical Decision Support for Chronic Pain Management $27,785 - 0
81.086 Conservation Research and Development $27,450 - 0
66.466 Chesapeake Bay Program $27,283 - 0
45.161 Promotion of the Humanities_research $26,520 - 0
93.RD Advancing Fetal Pharmacology Through Regulatory $26,371 - 0
93.361 Nursing Research $26,341 - 0
93.118 Acquired Immunodeficiency Syndrome (aids) Activity $26,142 - 0
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nations Health $23,947 - 0
93.353 21st Century Cures Act - Beau Biden Cancer Moonshot $22,302 - 0
93.397 Cancer Centers Support Grants $22,267 - 0
93.U16 Ipa - Immediate Office of the Secretary of Health and Human Services $21,623 - 0
64.U15 Ipa - Department of Veteran Affairs $21,553 - 0
81.049 Office of Science Financial Assistance Program $21,294 - 0
43.RD Galactic Archeology: Mining Globular Clusters for Massive Star Remains with MacHine Learning $20,698 - 0
43.RD A Rapid Search for the Counterpart to An Active Magnetar $20,202 - 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $20,000 Yes 0
93.297 Teenage Pregnancy Prevention Program $20,000 - 0
12.RD Monolithic Photonic for Next Generation High-Speed Links $19,946 - 0
93.121 Oral Diseases and Disorders Research $19,930 - 0
45.024 Promotion of the Arts_grants to Organizations and Individuals $19,911 - 0
93.RD A Phase Ib Trial to Evaluate the Safety, Reactogenicity, and Immunogenicity of Sm-Tsp-2/alhydrogel with Or Without Gla-Af for Intestinal Schistosomiasis in Healthy Adults $19,854 - 0
47.076 Education and Human Resources $19,515 - 0
93.865 Child Health and Human Development Extramural Research $18,013 - 0
17.RD Evaluation of the American Apprenticeship Initiative $17,765 - 0
45.169 Promotion of the Humanities_office of Digital Humanities $17,494 - 0
43.001 Science $16,942 - 0
45.U03 Ipa - Institute of Museum and Library Services $15,809 - 0
12.905 Cybersecurity Core Curriculum $15,370 - 0
94.013 Volunteers in Service to America $15,223 - 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $14,591 - 0
12.RD Developing Software for Pharmacodynamics and Bioassay Studies $14,113 - 0
93.RD Patient Priority for Eczema Research $13,213 - 0
93.RD Jackson Heart Study Coordinating Center $12,292 - 0
10.253 Consumer Data and Nutrition Research $12,155 - 0
12.RD Ace2122 $11,966 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $11,226 - 0
90.300 Japan-U.s. Friendship Commission Grants $10,225 - 0
43.RD External and Internal Heating in the Old Pulsar Psr B0950+08 $9,082 - 0
12.420 Military Medical Research and Development $9,034 - 0
93.242 Mental Health Research Grants $9,034 - 0
93.395 Cancer Treatment Research $8,877 - 0
15.945 Cooperative Research and Training Programs ? Resources of the National Park System $8,690 - 0
93.172 Human Genome Research $8,599 - 0
64.U07 Ipa - Department of Veteran Affairs $8,294 - 0
93.989 International Research and Research Training $6,818 - 0
93.399 Cancer Control $6,215 - 0
19.040 Public Diplomacy Programs $5,904 - 0
93.393 Cancer Cause and Prevention Research $5,745 - 0
15.608 Fish and Wildlife Management Assistance $5,347 - 0
47.049 Mathematical and Physical Sciences $4,999 - 0
84.235 Rehabilitation Services Demonstration and Training Programs $4,532 - 0
47.079 Office of International Science and Engineering $4,429 - 0
93.967 Cdc's Collaboration with Academia to Strengthen Public Health $4,180 - 0
15.634 State Wildlife Grants $4,137 - 0
93.279 Drug Abuse and Addiction Research Programs $3,952 - 0
43.RD High-Energy Space Instrumentation for Sun Observation $3,920 - 0
47.074 Biological Sciences $3,728 - 0
81.121 Nuclear Energy Research, Development and Demonstration $2,949 - 0
10.310 Agriculture and Food Research Initiative (afri) $2,778 - 0
93.310 Trans-Nih Research Support $2,302 - 0
93.394 Cancer Detection and Diagnosis Research $2,261 - 0
43.RD From A Soft Gamma-Repeater to A Fast Radio Burst $2,085 - 0
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $1,590 - 0
15.805 Assistance to State Water Resources Research Institutes $1,359 - 0
84.264 Rehabilitation Training_continuing Education $1,209 - 0
93.855 Allergy, Immunology and Transplantation Research $904 - 0
93.576 Refugee and Entrant Assistance_discretionary Grants $382 - 0
12.431 Basic Scientific Research $105 - 0
93.273 Alcohol Research Programs $-1,047 - 0
47.075 Social, Behavioral, and Economic Sciences $-2,026 - 0

Contacts

Name Title Type
ECR5E2LU5BL6 Neena Ali Auditee
5715333601 Claire Esten Auditor
No contacts on file

Notes to SEFA

Title: Note 3 Federal Student Loan Programs Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (the Schedule) includes the federal grant, contract and cooperative agreement activity of The George Washington University (the University) and its subsidiaries and is presented on the accrual basis of accounting. The information in this Schedule is presented in accordance with requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (OMB Uniform Guidance). Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the consolidated financial statements. Negative numbers in the Schedule represent adjustments to amounts previously reported in the normal course of business. Full Assistance Listing and pass-through numbers are included in the Schedule when available. Expenditures are recognized following, as applicable, either the cost principles contained in the OMB Uniform Guidance, or the cost principles contained in the OMB Circular A-21, Cost Principles for Educational Institutions.Under these cost principles and administrative requirements, certain types of expenditures are not allowable or are limited to reimbursement. De Minimis Rate Used: N Rate Explanation: The University has a negotiated indirect cost rate agreement with Department of Health and Human Services as the cognizant agency for indirect costs. As such, the University did not use the 10 percent de minimis indirect cost rate allowed under the OMB Uniform Guidance. The University originates loans to eligible students under federal student loan programs. Campus-based loan programs (Federal Perkins and Health Professions Student Loans, including Primary Care Loans and Loans for Disadvantaged Students) are administered directly by the University. Balances and transactions relating to these programs are included in the basic consolidated financial statements of theUniversity. Loans outstanding at the beginning of the year and loans made during the year are included in the federal expenditures presented in the Schedule. The balances of loans outstanding at June 30, 2022 are summarized below: See the Notes to the SEFA for chart/table. The University is responsible only for the performance of certain administrative duties with respect to federal loans disbursed by the Department of Education to or on behalf of University students under the Federal Direct Student Loans program (Federal Stafford, Federal Parents Loans for Undergraduate andGraduate Students, and Unsubsidized Federal Stafford Loans, collectively Assistance Listing No. 84.268). Loan disbursements under the Federal Direct Student Loans program are included in the federal expenditures presented in the Schedule. It is not practical to determine the balance of loans outstanding to students and former students of the University under these federally guaranteed loan programs at June 30, 2022.

Finding Details

Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan
Federal Agency: U.S. Department of Education (ED) Cluster: Student Financial Assistance Cluster Program Year: July 1, 2021 through June 30, 2022 Assistance Listing Number: 84.007, 84.033, 84.063, and 84.268 Criteria: An institution is required to establish written policies and procedures that incorporate the provisions of 34 CFR 668.51 - 668.61 for verifying applicant information for those applicants selected for verification by the U.S. Department of Education (ED). The institution shall require each applicant whose application is selected by ED to verify the information required for the Verification Tracking Group to which the applicant is assigned. The institution shall also require applicants to verify any information used to calculate an applicant?s Expected Family Contribution (EFC) that the institution has reason to believe is inaccurate and provide an accurate code for the individual?s verification status in the Common Origination and Disbursement (COD) system. For the 2021?2022 processing year, the requirement for verification of most Free Application for Federal Student Aid (FAFSA)/Institutional Student Information Record (ISIR) information was waived by ED due to COVID-19, except for Identity/Statement of Educational Purpose and High School Completion Status under Verification Tracking Groups V4 and V5, as outlined in Dear Colleague Letter GEN-2105. However, this waiver does not exempt institutions from resolving conflicting information if concerns arise during the verification process. Condition: The University did not accurately verify certain information on student ISIRs. The University did not provide sufficient training and monitoring to the staff members performing the verifications. Effect: The errors identified had no impact on federal student financial assistance awarded by the University to three of the students. For the remaining student, the error resulted in an overpayment of Pell funds totaling $961. Cause: Due to turnover within the University?s Office of Student Financial Assistance, there was insufficient training and monitoring of the verification process provided to staff members. Context: For the thirty students selected for testing, information for four students in Verification Tracking Group V1 was not accurately verified by the University. Questioned costs: The University made an overpayment of Pell funds totaling $961. Recommendation: We recommend that the University provide sufficient training and monitoring to staff members performing verifications to ensure that verifications are completed accurately. Views of Responsible Official: Refer to Corrective Action Plan