Audit 310374

FY End
2023-09-30
Total Expended
$369.83M
Findings
0
Programs
17
Year: 2023 Accepted: 2024-06-27
Auditor: Lbmc PC

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
81.000 Integrated Contractor - Oak Ridge Institute of Science Education $312.78M Yes 0
93.000 Niosh - Dose Reconstruction & Related Activities to Support Niosh's Responsibilites Under the Eeiocpa $36.04M - 0
12.630 U.s. Army Contracting Command - Aberdeen Proving Ground Research Triangle Park Division on Behalf of U.s. Army Research Lab (arl) $11.57M Yes 0
81.108 National Supplement Screening Program (nssp) $4.92M Yes 0
11.432 National Oceanic and Atmosphere Administration (noaa) Cooperative Institute for Mesoscale Meteorological Studies (cimms) - Passthrough North Carolina State University $2.59M - 0
23.011 Oak Ridge Middle & High School Summer Math/science/technology Programs $639,804 - 0
11.313 National Oceanic and Atmosphere Administration (noaa) Science and Services Enhancing Weather and Climate - Passthrough North Carolina State University $491,206 - 0
93.073 Birth Defects and Developtment Disabilities, Prevention and Surveillance $243,374 - 0
47.078 Collaborative Research - Bridging the Scale Gap Between Local and Regional Methane and Carbon Dioxide Isotopic Fluxes in the Arctic $204,384 - 0
93.185 Immunization Research, Demonstration, Public Information and Education Training and Clinical Skills Improvement Projects - Passthrough Emory University $178,164 - 0
12.420 Aligning Disimetry and Biomarkers of Lung Injury with Prophylaxis - Passthrough Northwestern University $41,910 - 0
93.855 Multi-Scale Evaluation and Mitigation of Toxicities Following Internal Readionuclide Contamination - Passthrough Northwestern University $41,860 - 0
19.000 Crime Scene Management Training to Support the Identification, Investigation, and Disruptions of Chemical and Biological Wmd Threats - Passthrough University of Tennessee $40,045 - 0
81.087 The Oak Ridge Institute (ori): A Partnership Between the University of Tennessee and Oak Ridge National Lab for Interdisciplinary Workforce Development in Emerging Science and Technology - Passthrough University of Tennessee $37,694 - 0
11.313 National Oceanic and Atmosphere Administration (noaa) Enhancing Capabilities to Better Protect Air Quality Impacts From Wildfires - Passthrough North Carolina State University $17,396 - 0
43.001 Dimensions of Citizen Science and Authentic Stem in the Globe Program: An Evaluation and Characterization Study of Student Investigations in the Internal Virtual Science Symposium and Student Research Symposia $799 - 0
47.076 Collaborative Research - the Texas A&m System Agep Alliance: A Model to Advance Historically Underrepresented Minorities in the Stem Professorate - Passthrough Texas A&m University $-163 - 0

Contacts

Name Title Type
JW7MLW3RRK34 Kris Emery Auditee
8655748141 Mark Waters Auditor
No contacts on file

Notes to SEFA

Title: Note A Accounting Policies: Note A - Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients. Note B - Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract. Note C - No specific Federal Assistance Listing Number Assigned. Note D - Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated. Note E - The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients.
Title: Note B Accounting Policies: Note A - Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients. Note B - Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract. Note C - No specific Federal Assistance Listing Number Assigned. Note D - Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated. Note E - The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract.
Title: Note C Accounting Policies: Note A - Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients. Note B - Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract. Note C - No specific Federal Assistance Listing Number Assigned. Note D - Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated. Note E - The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. No specific Federal Assistance Listing Number Assigned.
Title: Note D Accounting Policies: Note A - Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients. Note B - Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract. Note C - No specific Federal Assistance Listing Number Assigned. Note D - Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated. Note E - The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated.
Title: Note E Accounting Policies: Note A - Accounting Policies: The accompanying schedule of expenditures of federal awards (the "Schedule") is prepared on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance and OMB Circular A-122, Federal cost principles applicable to for-profit entities, where in certain types of expenditures are not allowable or are limited as to reimbursement. Oak Ridge Associated Univesrities operate under federal cost princples applicable to- for profit entities due to its size and nature of operations. The expenditure threshold for classification as a Type A program excluding ORISE is $1,712,649. The expenditure threshold for classification as a Type A program including ORISE is $3,000,000. The Organization has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance. There were no awards passed through to subrecipients. Note B - Oak Ridge Institute for Science and Education; Represents the total reimbursable operating expenses and captial expenditures of Oak Ridge Institute for Science and Education. As an integreated contractor, Oak Ridge Associated Universitites, Incorporated discloses the gross activity of the managed operation on the consolidated statement of activities which nets to the management fee earning in the performance of the contract. The contract requires that the provisions of the Uniform Guidance apply to the contract. Note C - No specific Federal Assistance Listing Number Assigned. Note D - Uniform Guidance: The Schedule includes the federal awared activity of Oak Ridge Associated Universities, Incorporated under programs of the federal goverment for the year ended September 30, 2023. The information in this Schedule is presented in accordance with the requirments of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirments, Cost priniciples, and Audit requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operation of Oak Ridge Associated Universitites Incorporated, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Oak Ridge Associated Universitites, Incorporated. Note E - The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The Organization did not receive or expend any federal awards during fiscal year 2023 in the form of non-cash assistance.