Audit 309574

FY End
2023-12-31
Total Expended
$1.06M
Findings
10
Programs
8
Year: 2023 Accepted: 2024-06-22
Auditor: Sikich CPA LLC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
401538 2023-003 Significant Deficiency - B
401539 2023-003 Significant Deficiency - B
401540 2023-003 Significant Deficiency - B
401541 2023-003 Significant Deficiency - B
401542 2023-002 Significant Deficiency - B
977980 2023-003 Significant Deficiency - B
977981 2023-003 Significant Deficiency - B
977982 2023-003 Significant Deficiency - B
977983 2023-003 Significant Deficiency - B
977984 2023-002 Significant Deficiency - B

Contacts

Name Title Type
E5ADVB2JDWD4 Tanzalea Daniels Auditee
3304451005 Lisa Denholm Auditor
No contacts on file

Notes to SEFA

Title: SUBRECIPIENTS Accounting Policies: Basis of Presentation – The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Goodwill Industries of Greater Cleveland and East Central Ohio, Inc. and Affiliate (the Organization) under programs of the federal government for the year ended December 31, 2023. The information in this Schedule is presented in accordance with the requirements of the Uniform Guidance. Because the Schedule presents only a selected portion of the operations of the Organization; it is not intended to and does not present the financial position, changes in net assets, functional expenses, or cash flows of the Organization. Basis of Accounting – Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the de minimis rate of 10% for the year ended December 31, 2023. The Organization did not provide federal awards to subrecipients during the year ended December 31, 2023.
Title: NON‐CASH ASSISTANCE, LOANS OUTSTANDING, AND INSURANCE Accounting Policies: Basis of Presentation – The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Goodwill Industries of Greater Cleveland and East Central Ohio, Inc. and Affiliate (the Organization) under programs of the federal government for the year ended December 31, 2023. The information in this Schedule is presented in accordance with the requirements of the Uniform Guidance. Because the Schedule presents only a selected portion of the operations of the Organization; it is not intended to and does not present the financial position, changes in net assets, functional expenses, or cash flows of the Organization. Basis of Accounting – Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the de minimis rate of 10% for the year ended December 31, 2023. The Organization did not receive any federal non‐cash assistance, federal loans or federal insurance for the year ended December 31, 2023.

Finding Details

Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of compliance billing of units of parenting skills classes to Stark County Department of Job and Family Services, we noted out of a sample to 40 participant billings, the number of units billed for 3 of the 40 were subtotaled incorrectly. We consider this instance to be a significant deficiency over compliance relating to allowable and unallowable activities. Criteria: Internal controls should be in place to ensure amounts billed to federal agencies are accurate and supported by documentation of a participant’s attendance. Cause: Internal control procedures are not designed effectively to detect and correct errors in billing units of the parenting skills program prior to submission to the grantor. Effect: As a result of the deficiency noted above, audit procedures identified certain over‐billings to the grantor. Context: A sample of 40 billing units totaling $41,221 was selected for testing from a population of total units billed of $231,685. The test found errors in 3 billings totaling $477. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review current internal controls and ensure they are designed effectively over billing of parenting skills units, including review by an employee knowledgeable of compliance requirements.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of federal expenditures, we noted fringe benefits were billed to federal grants based on the Organization’s budgeted 2020 fringe rate with no reconciliation to actual fringe benefits paid during 2023. We consider this instance to be a significant deficiency over compliance relating to allowable costs and the cost principles. Criteria: Expenditures charged to the federal grant must follow the cost principles outlined in 2 CFR Part 200, Subpart E including “Be necessary and reasonable for the performance of the Federal award and be allocable thereto under these principles.” Cause: Internal billing calculation sheets were not updated for actual 2023 fringe rates and management did not perform reconciliation of budgeted rate to actual paid as the rate being used and charged to the federal awards was included in the grant budgets submitted grantors. Effect: As a result of the deficiency noted, federal grants could be charged in excess of actual expenditures necessary and reasonable to run the programs. Context: A sample of 40 payroll expenditures totaling $62,412, including related fringe benefits of $11,274. For all fringe rates reviewed, the budgeted rates from 2020 were used to determine amounts billed to the grant. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review their calculations of fringe benefits on a periodic basis to ensure the amounts being billed to federal grants are reasonable and in line with actual costs incurred.
Condition: During our testing of compliance billing of units of parenting skills classes to Stark County Department of Job and Family Services, we noted out of a sample to 40 participant billings, the number of units billed for 3 of the 40 were subtotaled incorrectly. We consider this instance to be a significant deficiency over compliance relating to allowable and unallowable activities. Criteria: Internal controls should be in place to ensure amounts billed to federal agencies are accurate and supported by documentation of a participant’s attendance. Cause: Internal control procedures are not designed effectively to detect and correct errors in billing units of the parenting skills program prior to submission to the grantor. Effect: As a result of the deficiency noted above, audit procedures identified certain over‐billings to the grantor. Context: A sample of 40 billing units totaling $41,221 was selected for testing from a population of total units billed of $231,685. The test found errors in 3 billings totaling $477. Statistical sampling was not used in making sample selections. Recommendation: We recommend management review current internal controls and ensure they are designed effectively over billing of parenting skills units, including review by an employee knowledgeable of compliance requirements.