Audit 305798

FY End
2023-12-31
Total Expended
$2.20M
Findings
0
Programs
2
Organization: Roc Usa, LLC and Affiliates (NH)
Year: 2023 Accepted: 2024-05-08

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
21.011 Capital Magnet Fund $2.10M Yes 0
21.U01 Expendable Grants $103,700 - 0

Contacts

Name Title Type
WSXPGR1Q64X5 David Doyon Auditee
6038560246 Dan Kenney Auditor
No contacts on file

Notes to SEFA

Title: Basis of presentation Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the Federal assistance activity of ROC USA, LLC and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. De Minimis Rate Used: N Rate Explanation: The auditee voluntarily chose not to allocate indirect costs to federal programs in order to have more funds available to lend. The accompanying Schedule of Expenditures of Federal Awards includes the Federal assistance activity of ROC USA, LLC and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards.
Title: Indirect cost rate Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the Federal assistance activity of ROC USA, LLC and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. De Minimis Rate Used: N Rate Explanation: The auditee voluntarily chose not to allocate indirect costs to federal programs in order to have more funds available to lend. ROC USA, LLC and Affiliates have elected not to use the 10% de minimis cost rate for its Federal prrograms.
Title: Revolving Loan Fund Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the Federal assistance activity of ROC USA, LLC and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. De Minimis Rate Used: N Rate Explanation: The auditee voluntarily chose not to allocate indirect costs to federal programs in order to have more funds available to lend. The Capital Magnet Fund listed above is to be used as a Revolving Loan Fund and is shown on the Schedule of Expenditures of Federal Awards until the five-year investment compliance period is completed in February 2025. The amount presented in the above schedule consists of total proceeds of the grant deployed or committed for qualifying loans as of December 31, 2023, and amounts allowable as administrative fee expended in 2023. Grant funds advanced but not deployed or committed as of December 31, 2023, are reflected as conditional advances. See the Notes to the SEFA for table.