Audit 30383

FY End
2022-06-30
Total Expended
$11.07M
Findings
16
Programs
24
Organization: Regional School Unit No. 10 (ME)
Year: 2022 Accepted: 2023-03-02

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
28923 2022-003 - - I
28924 2022-004 - - L
28925 2022-002 - Yes F
28926 2022-002 - Yes F
28927 2022-002 - Yes F
28928 2022-002 - Yes F
28929 2022-002 - Yes F
28930 2022-002 - Yes F
605365 2022-003 - - I
605366 2022-004 - - L
605367 2022-002 - Yes F
605368 2022-002 - Yes F
605369 2022-002 - Yes F
605370 2022-002 - Yes F
605371 2022-002 - Yes F
605372 2022-002 - Yes F

Programs

ALN Program Spent Major Findings
84.425 Elementary and Secondary School Emergency Relief 3 - Covid $4.49M Yes 1
84.425 Elementary and Secondary School Emergency Relief 2 - Covid $2.07M Yes 1
84.010 Title Ia Disadvantaged $1.34M Yes 0
10.555 National School Lunch Program $819,919 - 0
84.027 Local Entitlement $575,844 - 0
10.855 Distance Learning and Telemedicine $390,434 Yes 2
10.553 National School Lunch Program - Breakfast Program $356,940 - 0
84.425 Elementary and Secondary School Emergency Relief 1 - Covid $301,298 Yes 1
84.287 21st Century $214,767 - 0
10.558 Child and Adult Care Food Program $79,726 - 0
10.559 Covid-19 National School Lunch Program - Summer Food Service $77,111 - 0
10.555 National School Lunch Program - Donated Commodities $75,246 - 0
10.582 Fresh Fruit and Vegetable Program $68,487 - 0
84.027 Local Entitlement - Arp - Covid $64,863 - 0
84.358 Rural Low Income $45,556 - 0
84.425 Elementary and Secondary School Emergency Relief 2 - Learning Loss - Covid $36,108 Yes 1
10.560 State Administrative Expenses for Child Nutrition: Supply Chain Assistance $35,162 - 0
84.425 Homeless Children and Youth - Covid $18,316 Yes 1
10.555 National School Lunch Program - Emergency Revenue Assistance $9,617 - 0
84.173 Local Entitlement - Preschool Grants - Arp - Covid $4,602 - 0
10.649 Pandemic Ebt Administrative Costs: Snap $3,684 - 0
84.173 Local Entitlement - Preschool Grants $3,058 - 0
10.555 National School Lunch Program - School Food Equipment $2,989 - 0
84.425 Cares Governor's Emergency Education Relief Fund - Covid $2,000 Yes 1

Contacts

Name Title Type
C9J2M5K32TB4 Leah Kaulback Auditee
2073695560 Casey Leonard Auditor
No contacts on file

Notes to SEFA

Accounting Policies: A. Reporting Entity - The accompanying schedule includes all federal award programs of Regional School Unit #10 for the fiscal year ended June 30, 2022. The reporting entity is defined in notes to basic financial statements of Regional School Unit #10. B. Basis of Presentation - The information in the accompanying Schedule of Expenditures of Federal Awards is presented in accordance with the Uniform Guidance. 1. Pursuant to the Uniform Guidance, federal awards are defined as assistance provided by a federal agency, either directly or indirectly, in the form of grants, contracts, cooperative agreements, loans, loan guarantees, property, interest subsidies, insurance or direct appropriations. 2. Major Programs - the Uniform Guidance establishes the level of expenditures or expenses to be used in defining major federal award programs. Major programs for the School Unit are identified in the summary of auditors results in the schedule of findings and questioned costs. C. Basis of Accounting - The information presented in the schedule of expenditures of federal awards is presented on the modified accrual basis of accounting, which is consistent with the reporting in the School Unit's fund financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

2022-003 ? U.S. Department of Agriculture, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #10.855 Distance Learning and Telemedicine Statement of Condition: Proper procurement procedures were not followed for applicable projects. Criteria: All purchases made through this grant are required to be made following federal procurement guidelines, which dictate that all purchases over $150,000 for clearly identifiable items are solicited through a sealed bid process. Cause: When performing our compliance testing, we discovered that the RSU solicited the purchase of these goods through a Request for Proposal (RFP) process rather than a sealed bid process. Effect: The school unit could potentially overpay for services or equipment purchased. Recommendation: We recommend that management reviews federal guidelines and internal policies prior to the procurement process to ensure the proper requirements are followed. Questioned Costs: None
2022-004 ? U.S. Department of Agriculture, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #10.855 Distance Learning and Telemedicine Statement of Condition: Federal form SF-425 was not filed during the year. Criteria: Filling of federal form SF-425 is required on an annual basis to ensure the USDA has accurate current financial information. Cause: When performing our compliance testing, we discovered that SF-425?s was not completed during the year. Effect: If grant information is not reported to the federal oversight agency in a timely manner it could jeopardize future grant funding. Recommendation: We recommend implementing controls to ensure required reports are filed accurately and in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-003 ? U.S. Department of Agriculture, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #10.855 Distance Learning and Telemedicine Statement of Condition: Proper procurement procedures were not followed for applicable projects. Criteria: All purchases made through this grant are required to be made following federal procurement guidelines, which dictate that all purchases over $150,000 for clearly identifiable items are solicited through a sealed bid process. Cause: When performing our compliance testing, we discovered that the RSU solicited the purchase of these goods through a Request for Proposal (RFP) process rather than a sealed bid process. Effect: The school unit could potentially overpay for services or equipment purchased. Recommendation: We recommend that management reviews federal guidelines and internal policies prior to the procurement process to ensure the proper requirements are followed. Questioned Costs: None
2022-004 ? U.S. Department of Agriculture, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #10.855 Distance Learning and Telemedicine Statement of Condition: Federal form SF-425 was not filed during the year. Criteria: Filling of federal form SF-425 is required on an annual basis to ensure the USDA has accurate current financial information. Cause: When performing our compliance testing, we discovered that SF-425?s was not completed during the year. Effect: If grant information is not reported to the federal oversight agency in a timely manner it could jeopardize future grant funding. Recommendation: We recommend implementing controls to ensure required reports are filed accurately and in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None
2022-002 ? U.S. Department of Education, For the Period July 1, 2021 through June 30, 2022, Assistance Listing #84.425 Elementary and Secondary School Emergency Relief Fund Statement of Condition: Documentation of wage rate requirements in construction contracts and verification of certified weekly payrolls was not performed. Criteria: All laborers and mechanics employed by contractors or subcontractors to work on construction contracts in excess of $2,000 financed by federal assistance funds must be paid wages not less than those established for the locality of the project (prevailing wage rates) by the Department of Labor. Management needs to ensure that all contractors and subcontractors are submitting weekly certified payrolls and verify that they are being paid at least the prevailing wage rates. Cause: When performing our compliance testing, we discovered that construction contracts did not contain the prevailing wage rate clause and that certified payrolls were not received. Effect: Employees could potentially not be paid prevailing wage rates which could jeopardize grant funding. Recommendation: Management needs to ensure that all construction contracts with contractors in excess of $2,000 have a prevailing wage rate clause and that certified payrolls are received and reviewed in a timely manner. Questioned Costs: None