Audit 302745

FY End
2023-06-30
Total Expended
$16.00M
Findings
36
Programs
20
Organization: Sicangu Oyate Ho, INC (SD)
Year: 2023 Accepted: 2024-04-05
Auditor: Blue Arrow INC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
392395 2023-002 Significant Deficiency Yes P
392396 2023-003 Material Weakness Yes N
392397 2023-002 Significant Deficiency Yes P
392398 2023-003 Material Weakness Yes N
392399 2023-002 Significant Deficiency Yes P
392400 2023-003 Material Weakness Yes N
392401 2023-002 Significant Deficiency Yes P
392402 2023-003 Material Weakness Yes N
392403 2023-002 Significant Deficiency Yes P
392404 2023-003 Material Weakness Yes N
392405 2023-002 Significant Deficiency Yes P
392406 2023-003 Material Weakness Yes N
392407 2023-002 Significant Deficiency Yes P
392408 2023-003 Material Weakness Yes N
392409 2023-002 Significant Deficiency Yes P
392410 2023-003 Material Weakness Yes N
392411 2023-002 Significant Deficiency Yes P
392412 2023-003 Material Weakness Yes N
968837 2023-002 Significant Deficiency Yes P
968838 2023-003 Material Weakness Yes N
968839 2023-002 Significant Deficiency Yes P
968840 2023-003 Material Weakness Yes N
968841 2023-002 Significant Deficiency Yes P
968842 2023-003 Material Weakness Yes N
968843 2023-002 Significant Deficiency Yes P
968844 2023-003 Material Weakness Yes N
968845 2023-002 Significant Deficiency Yes P
968846 2023-003 Material Weakness Yes N
968847 2023-002 Significant Deficiency Yes P
968848 2023-003 Material Weakness Yes N
968849 2023-002 Significant Deficiency Yes P
968850 2023-003 Material Weakness Yes N
968851 2023-002 Significant Deficiency Yes P
968852 2023-003 Material Weakness Yes N
968853 2023-002 Significant Deficiency Yes P
968854 2023-003 Material Weakness Yes N

Contacts

Name Title Type
VHF9G87MG5Z5 Maria Walking Eagle Auditee
6057472299 Albert Hwu Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: The significant accounting policies used in preparing the SEFA follow the modified accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: Not applicable The accompanying schedule of expenditures of federal awards (the "Schedule") includes the federal grant activity of Sicangu Oyate Ho, Inc. (St. Francis Indian School) (the "School"). under programs of the federal government for the year ended June 30, 2023. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the School, it is not intended to and does not present the financial position, changes in net position or cash flows of the School.
Title: Summary of Significant Accounting Policies Accounting Policies: The significant accounting policies used in preparing the SEFA follow the modified accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: Not applicable Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the applicable Uniform Guidance cost principles, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available.
Title: Indirect Cost Rate Accounting Policies: The significant accounting policies used in preparing the SEFA follow the modified accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: Not applicable The School did not elect to use the 10-percent de minimis indirect cost rate as allowed under the Uniform Guidance.
Title: Subrecipients Accounting Policies: The significant accounting policies used in preparing the SEFA follow the modified accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: Not applicable The School provided no federal awards to subrecipients during the fiscal year ended June 30, 2023.
Title: Reconciliation of Schedule of Expenditures of Federal Awards to the Financial Statement Accounting Policies: The significant accounting policies used in preparing the SEFA follow the modified accrual basis of accounting. De Minimis Rate Used: N Rate Explanation: Not applicable The following is a reconciliation of total federal expenditures reported on the Schedule of Expenditure of Federal Awards (SEFA) to the total expenditures reported on the School's statement of revenues, expenditures, and changes in fund balance-governmental funds for the year ending June 30, 2023: Expenditures according to the schedule of expenditures of federal awards $ 15,998,246 Expenditures funded by nonfederal sources 2,018,572 Expenditures per financial statements $ 18,016,818

Finding Details

2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.
2023-002 Late Single Audit Submission (Significant Deficiency) - Repeated and Modified (Prior Year Finding 2022-004) Criteria or Specific Requirement: Section 200.512(a)(1) Report Submission of the Office of Management and Budget’s Uniform Guidance outlines the following requirement: “The audit must be completed and the data collection form must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period.” Condition: The School did not submit the single audit reporting package to the Federal Audit Clearinghouse within nine months following their fiscal year-end as required (deadline of March 31, 2024). Cause: The School was unable to provide necessary audit documentation timely due to improper record retention. Effect: Non-compliance with the Office of Management and Budget’s Uniform Guidance. Potential reduction or delay in federal and state funding as well as the effects of being placed on high risk status by a federal and/or state agency. Auditor's Recommendation: Management should develop and implement policies regarding the retention of records and audit documentation.
2023-003 Special Tests and Provisions Compliance Requirement (Material Weakness) - Repeated and Modified (Prior Year Finding 2022-001) Federal Program Information: Funding Agency Title Federal Assistance Listing Number(s) Award Year and Number U.S. Department of Interior Indian School Equalization Program 15.042 2022; A22AV00769 U.S. Department of Interior Indian Schools Student Transportation 15.044 2022; A22AV00769 U.S. Department of Interior Administrative Cost Grants for Indian Schools 15.046 2022; A22AV00769 U.S. Department of Interior Indian Education Facilities, Operations, and Maintenance 15.047 2022; A22AV00769 U.S. Department of Education Title I Grants to Local Educational Agencies 84.010 2022; A22AV00769 U.S. Department of Education Special Education Grants to States 84.027 2022; A22AV00769 U.S. Department of Education Education Stabilization Fund 84.425 2022; A22AV00769 Criteria or Specific Requirement: In accordance with the Indian Child Protection and Family Violence Protection Act, the School is required to conduct an investigation of the character of each individual who is employed or is being considered for employment by the School in a position that involves regular contact with, or control over, Indian children. The individual should be re-investigated every five years. The Act further states that the School may employ individuals in those positions only if the individuals meet standards of character, no less stringent than those prescribed under subpart B – Minimum Standards of Character and Suitability for Employment (25 CFR part 63). Condition: The School was unable to locate records indicating character investigations had been performed for all employees in positions that involve regular contact with children. Cause: Turnover in School adjudicators led to a lapse in the required performance and documentation of background investigations. The School did not adhere to written policy regarding the storage of character investigation. Effect: The School is not in compliance with the Indian Child Protection and Family Violence Prevention Act requirements. Auditor's Recommendations: The School should ensure adequate character investigations are performed and documentation is maintained in a timely manner to achieve full compliance with the Indian Child Protection and Family Violence Prevention Act.