Audit 300875

FY End
2022-12-31
Total Expended
$1.70M
Findings
2
Programs
5
Year: 2022 Accepted: 2024-03-29
Auditor: 47-2880658

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
389951 2022-001 - Yes L
966393 2022-001 - Yes L

Programs

ALN Program Spent Major Findings
23.011 Appalachian Research, Technical Assistance, and Demonstration Projects $133,226 - 0
10.175 Farmers Market and Local Food Promotion Program (b) $104,209 - 0
10.351 Rural Business Development Grant $104,022 - 0
94.006 Americorps $94,005 - 0
23.002 Appalachian Area Development $5,428 Yes 0

Contacts

Name Title Type
DHYXMZGHF3M6 Kristin Collins Auditee
6064391357 Gregory Caudill Auditor
No contacts on file

Notes to SEFA

Title: GENERAL Accounting Policies: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the 10% de minimis indirect cost rate The accompanying schedule of expenditures of federal awards presents the activity of all federal financial assistance programs of the Foundation for Appalachian Kentucky, Inc. and Affiliate (collectively referred to as the “Organization”). The grant revenue amounts received and expensed are subject to audit and adjustment. If any expenditure is disallowed by the grantor as a result of such an audit, any claim for reimbursement to the grantor would become a liability of the Organization. In the opinion of management, all grant expenditures are in compliance with the terms of the grant agreements and applicable federal laws and regulations. The Organization did not elect to use the 10% de minimis indirect cost rate and no amounts were provided to subrecipients.
Title: BASIS OF PRESENTATION Accounting Policies: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the 10% de minimis indirect cost rate The accompanying schedule of expenditures of federal awards (the “Schedule”) includes the federal award activity of the Organization under programs of the federal government for the year ended December 31, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).
Title: BASIS OF ACCOUNTING Accounting Policies: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the 10% de minimis indirect cost rate Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement.
Title: REVOLVING LOAN PROGRAM Accounting Policies: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) De Minimis Rate Used: N Rate Explanation: The Organization did not elect to use the 10% de minimis indirect cost rate The Organization administers the Appalachian Regional Commission Appalachian Area Development ReVitalize, ReInvest, and ReDevelop (R3) Appalachia Initiative Loan Program. Loans outstanding at the beginning of the year and loans made during the year are included in the federal expenditures presented in the Schedule. Current year loan expenditures and disbursements totaled $1,024,600. The balance of loans outstanding at December 31, 2022, consists of:

Finding Details

Single Audit Submission Deadline Criteria or specific requirement: 2 CFR Section 200.512(a) requires the Data Collection form and Single Audit reporting package be submitted the earlier of 30 days after the reports are received from the auditors or nine months after the end of the audit period. Accordingly, the due date for the Single Audit submission for the year ended December 31, 2022, is September 30, 2023. Condition: The reporting package for the year ended December 31, 2022, was not submitted by the September 30, 2023, reporting deadline. Cause: The audit report on the financial statements for the year ended December 31, 2022, was issued subsequent to the September 30, 2023, deadline. Effect: The Organization is not in compliance with the provisions of 2 CFR Section 200.512(a) for the year ended December 31, 2022.
Single Audit Submission Deadline Criteria or specific requirement: 2 CFR Section 200.512(a) requires the Data Collection form and Single Audit reporting package be submitted the earlier of 30 days after the reports are received from the auditors or nine months after the end of the audit period. Accordingly, the due date for the Single Audit submission for the year ended December 31, 2022, is September 30, 2023. Condition: The reporting package for the year ended December 31, 2022, was not submitted by the September 30, 2023, reporting deadline. Cause: The audit report on the financial statements for the year ended December 31, 2022, was issued subsequent to the September 30, 2023, deadline. Effect: The Organization is not in compliance with the provisions of 2 CFR Section 200.512(a) for the year ended December 31, 2022.