Audit 300528

FY End
2023-06-30
Total Expended
$5.64M
Findings
4
Programs
4
Organization: Human Services Campus, INC (AZ)
Year: 2023 Accepted: 2024-03-29

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
389635 2023-101 Significant Deficiency - B
389636 2023-101 Significant Deficiency - B
966077 2023-101 Significant Deficiency - B
966078 2023-101 Significant Deficiency - B

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.00M Yes 1
14.267 Continuum of Care Program $552,598 Yes 1
93.959 Block Grants for Prevention and Treatment of Substance Abuse $193,374 - 0
14.231 Emergency Solutions Grant Program $88,745 - 0

Contacts

Name Title Type
JLWWTRZSKKW9 Joseph Losada Auditee
6022820847 Robert N Snyder Auditor
No contacts on file

Notes to SEFA

Title: Note 1 - Basis of Accounting Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Suchexpenditures are recognized following the cost principles contained in the Uniform Guidance,wherein certain types of expenditures are not allowable or are limited as to reimbursement. TheOrganization’s summary of significant accounting policies is presented in Note 1 in theOrganization’s basic financial statements. De Minimis Rate Used: Y Rate Explanation: The Organization elected to use the 10 percent de minimis indirect cost rate. The accompanying schedule of expenditures of federal awards includes the federal grant activity of the Human Services Campus, Inc. and is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this schedule may differ from amounts presented in or used in the preparation of the financial statements.
Title: Note 2 -Significant Accounting Policies Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Suchexpenditures are recognized following the cost principles contained in the Uniform Guidance,wherein certain types of expenditures are not allowable or are limited as to reimbursement. TheOrganization’s summary of significant accounting policies is presented in Note 1 in theOrganization’s basic financial statements. De Minimis Rate Used: Y Rate Explanation: The Organization elected to use the 10 percent de minimis indirect cost rate. Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The Organization’s summary of significant accounting policies is presented in Note 1 in the Organization’s basic financial statements.
Title: Note 3 - Assistance listing number Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Suchexpenditures are recognized following the cost principles contained in the Uniform Guidance,wherein certain types of expenditures are not allowable or are limited as to reimbursement. TheOrganization’s summary of significant accounting policies is presented in Note 1 in theOrganization’s basic financial statements. De Minimis Rate Used: Y Rate Explanation: The Organization elected to use the 10 percent de minimis indirect cost rate. The program titles and Assistance Listing numbers were obtained from the federal or pass-through grantor or the 2023 Federal Assistance Listings.
Title: Note 4 -Indirect Costs Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Suchexpenditures are recognized following the cost principles contained in the Uniform Guidance,wherein certain types of expenditures are not allowable or are limited as to reimbursement. TheOrganization’s summary of significant accounting policies is presented in Note 1 in theOrganization’s basic financial statements. De Minimis Rate Used: Y Rate Explanation: The Organization elected to use the 10 percent de minimis indirect cost rate. The Organization elected to use the 10 percent de minimis indirect cost rate.
Title: Note 5 -Subrecipients Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Suchexpenditures are recognized following the cost principles contained in the Uniform Guidance,wherein certain types of expenditures are not allowable or are limited as to reimbursement. TheOrganization’s summary of significant accounting policies is presented in Note 1 in theOrganization’s basic financial statements. De Minimis Rate Used: Y Rate Explanation: The Organization elected to use the 10 percent de minimis indirect cost rate. The Organization made No subrecipient payments to other non-profit organizations totaling during the fiscal year ended June 30, 2023

Finding Details

Criteria:To help ensure that grants receivable, deferred revenue and the expenses reported on the Schedule of Expenditures of Federal Awards are accurate, all expenses charged to federal and state contracts should be specifically identified in the general ledger system, through the use of funds or QuickBook’s classes and these specific identified expenses should be reconciled to the amounts reported to the grantor and reimbursed and further reconciled to the full award to ensure any grants receivable will ultimately be reimbursed from the grantor.Condition:The Organization tracks its federal and state contract expenses through a combination of classes within QuickBooks and spreadsheets outside of the accounting system but does not fully allocate costs specifically identified to a contract to a separate class or other distinguishing account code specific to each contract. As a result, significant effort was required by the organization during the audit process to reconcile specific expenses with the reimbursement requests and errors were made in the originally provided Schedule of Expenditures of Federal Awards. The originally provided Schedule of Expenditures of Federal Awards indicated $1,530,003 for the Coronavirus State and Local Fiscal Recovery Funds program, assistance listing number 21.027 and $288,532 for the Continuum of Care Program, Assistance Listing Number 14.267 whereas the amounts reported to the grantor, the total expenses, and the corresponding drawdowns for fiscal year 2023, and what therefore should be included on the Schedule of Expenditures of Federal Awards, totaled $1,996,449 and $552,598 for these programs, respectively. In addition, a total of $73,978 was recorded as a grant receivable, but not reimbursed by the grantor or requested for reimbursement for the HUD Continuum of Care program that was in excess of the total federal award and therefore should not have been recorded as a grant receivable.Cause and Effect:The organization does not fully utilize its accounting system to track federal and state contract expenses on an ongoing basis throughout the fiscal year. In addition, reports submitted to the grantor are not periodically reconciled to a complete list of allowable expenses incurred and to the total award and required match. If a specific account code structure is utilized to track specific program expenses then reimbursement and other reports should be reconciled directly to the underlying general ledger accounts. Without tracking these expenses within the general ledger by program, errors in reporting to the grantor could be made and amounts reported as grants receivable and deferred revenue, and amounts reported on the Schedule of Expenditures of Federal Awards may not be accurate.Auditors’ Recommendations:The Organization should establish separate classes within QuickBooks for each federal and state contract and each request for reimbursement should be reconciled to the total of all expenses within this class. Further, an overall reconciliation should be performed where the total award amounts are compared to total reimbursements requested and to any required match.
Criteria:To help ensure that grants receivable, deferred revenue and the expenses reported on the Schedule of Expenditures of Federal Awards are accurate, all expenses charged to federal and state contracts should be specifically identified in the general ledger system, through the use of funds or QuickBook’s classes and these specific identified expenses should be reconciled to the amounts reported to the grantor and reimbursed and further reconciled to the full award to ensure any grants receivable will ultimately be reimbursed from the grantor.Condition:The Organization tracks its federal and state contract expenses through a combination of classes within QuickBooks and spreadsheets outside of the accounting system but does not fully allocate costs specifically identified to a contract to a separate class or other distinguishing account code specific to each contract. As a result, significant effort was required by the organization during the audit process to reconcile specific expenses with the reimbursement requests and errors were made in the originally provided Schedule of Expenditures of Federal Awards. The originally provided Schedule of Expenditures of Federal Awards indicated $1,530,003 for the Coronavirus State and Local Fiscal Recovery Funds program, assistance listing number 21.027 and $288,532 for the Continuum of Care Program, Assistance Listing Number 14.267 whereas the amounts reported to the grantor, the total expenses, and the corresponding drawdowns for fiscal year 2023, and what therefore should be included on the Schedule of Expenditures of Federal Awards, totaled $1,996,449 and $552,598 for these programs, respectively. In addition, a total of $73,978 was recorded as a grant receivable, but not reimbursed by the grantor or requested for reimbursement for the HUD Continuum of Care program that was in excess of the total federal award and therefore should not have been recorded as a grant receivable.Cause and Effect:The organization does not fully utilize its accounting system to track federal and state contract expenses on an ongoing basis throughout the fiscal year. In addition, reports submitted to the grantor are not periodically reconciled to a complete list of allowable expenses incurred and to the total award and required match. If a specific account code structure is utilized to track specific program expenses then reimbursement and other reports should be reconciled directly to the underlying general ledger accounts. Without tracking these expenses within the general ledger by program, errors in reporting to the grantor could be made and amounts reported as grants receivable and deferred revenue, and amounts reported on the Schedule of Expenditures of Federal Awards may not be accurate.Auditors’ Recommendations:The Organization should establish separate classes within QuickBooks for each federal and state contract and each request for reimbursement should be reconciled to the total of all expenses within this class. Further, an overall reconciliation should be performed where the total award amounts are compared to total reimbursements requested and to any required match.
Criteria:To help ensure that grants receivable, deferred revenue and the expenses reported on the Schedule of Expenditures of Federal Awards are accurate, all expenses charged to federal and state contracts should be specifically identified in the general ledger system, through the use of funds or QuickBook’s classes and these specific identified expenses should be reconciled to the amounts reported to the grantor and reimbursed and further reconciled to the full award to ensure any grants receivable will ultimately be reimbursed from the grantor.Condition:The Organization tracks its federal and state contract expenses through a combination of classes within QuickBooks and spreadsheets outside of the accounting system but does not fully allocate costs specifically identified to a contract to a separate class or other distinguishing account code specific to each contract. As a result, significant effort was required by the organization during the audit process to reconcile specific expenses with the reimbursement requests and errors were made in the originally provided Schedule of Expenditures of Federal Awards. The originally provided Schedule of Expenditures of Federal Awards indicated $1,530,003 for the Coronavirus State and Local Fiscal Recovery Funds program, assistance listing number 21.027 and $288,532 for the Continuum of Care Program, Assistance Listing Number 14.267 whereas the amounts reported to the grantor, the total expenses, and the corresponding drawdowns for fiscal year 2023, and what therefore should be included on the Schedule of Expenditures of Federal Awards, totaled $1,996,449 and $552,598 for these programs, respectively. In addition, a total of $73,978 was recorded as a grant receivable, but not reimbursed by the grantor or requested for reimbursement for the HUD Continuum of Care program that was in excess of the total federal award and therefore should not have been recorded as a grant receivable.Cause and Effect:The organization does not fully utilize its accounting system to track federal and state contract expenses on an ongoing basis throughout the fiscal year. In addition, reports submitted to the grantor are not periodically reconciled to a complete list of allowable expenses incurred and to the total award and required match. If a specific account code structure is utilized to track specific program expenses then reimbursement and other reports should be reconciled directly to the underlying general ledger accounts. Without tracking these expenses within the general ledger by program, errors in reporting to the grantor could be made and amounts reported as grants receivable and deferred revenue, and amounts reported on the Schedule of Expenditures of Federal Awards may not be accurate.Auditors’ Recommendations:The Organization should establish separate classes within QuickBooks for each federal and state contract and each request for reimbursement should be reconciled to the total of all expenses within this class. Further, an overall reconciliation should be performed where the total award amounts are compared to total reimbursements requested and to any required match.
Criteria:To help ensure that grants receivable, deferred revenue and the expenses reported on the Schedule of Expenditures of Federal Awards are accurate, all expenses charged to federal and state contracts should be specifically identified in the general ledger system, through the use of funds or QuickBook’s classes and these specific identified expenses should be reconciled to the amounts reported to the grantor and reimbursed and further reconciled to the full award to ensure any grants receivable will ultimately be reimbursed from the grantor.Condition:The Organization tracks its federal and state contract expenses through a combination of classes within QuickBooks and spreadsheets outside of the accounting system but does not fully allocate costs specifically identified to a contract to a separate class or other distinguishing account code specific to each contract. As a result, significant effort was required by the organization during the audit process to reconcile specific expenses with the reimbursement requests and errors were made in the originally provided Schedule of Expenditures of Federal Awards. The originally provided Schedule of Expenditures of Federal Awards indicated $1,530,003 for the Coronavirus State and Local Fiscal Recovery Funds program, assistance listing number 21.027 and $288,532 for the Continuum of Care Program, Assistance Listing Number 14.267 whereas the amounts reported to the grantor, the total expenses, and the corresponding drawdowns for fiscal year 2023, and what therefore should be included on the Schedule of Expenditures of Federal Awards, totaled $1,996,449 and $552,598 for these programs, respectively. In addition, a total of $73,978 was recorded as a grant receivable, but not reimbursed by the grantor or requested for reimbursement for the HUD Continuum of Care program that was in excess of the total federal award and therefore should not have been recorded as a grant receivable.Cause and Effect:The organization does not fully utilize its accounting system to track federal and state contract expenses on an ongoing basis throughout the fiscal year. In addition, reports submitted to the grantor are not periodically reconciled to a complete list of allowable expenses incurred and to the total award and required match. If a specific account code structure is utilized to track specific program expenses then reimbursement and other reports should be reconciled directly to the underlying general ledger accounts. Without tracking these expenses within the general ledger by program, errors in reporting to the grantor could be made and amounts reported as grants receivable and deferred revenue, and amounts reported on the Schedule of Expenditures of Federal Awards may not be accurate.Auditors’ Recommendations:The Organization should establish separate classes within QuickBooks for each federal and state contract and each request for reimbursement should be reconciled to the total of all expenses within this class. Further, an overall reconciliation should be performed where the total award amounts are compared to total reimbursements requested and to any required match.