Audit 299247

FY End
2023-06-30
Total Expended
$178.30M
Findings
0
Programs
88
Organization: Marquette University (WI)
Year: 2023 Accepted: 2024-03-28
Auditor: Kpmg LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $115.86M Yes 0
84.038 Perkins - Federal Capital Contributed $10.99M Yes 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $9.83M Yes 0
84.063 Federal Pell Grant Program $7.52M Yes 0
93.364 Nursing Student Loans $3.61M Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $2.41M Yes 0
81.135 Advanced Research Projects Agency - Energy $1.84M - 0
93.859 Biomedical Research and Research Training $1.65M - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $1.54M - 0
84.425 Education Stabilization Fund $1.16M Yes 0
84.033 Federal Work-Study Program $1.03M Yes 0
84.042 Trio_student Support Services $636,350 - 0
93.925 Scholarships for Health Professions Students From Disadvantaged Backgrounds $630,575 Yes 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $615,625 - 0
93.178 Nursing Workforce Diversity $553,608 - 0
12.357 Rotc Language and Culture Training Grants $361,711 - 0
93.264 Nurse Faculty Loan Program (nflp) $342,921 Yes 0
84.200 Graduate Assistance in Areas of National Need $334,119 - 0
84.217 Trio_mcnair Post-Baccalaureate Achievement $330,359 - 0
84.044 Trio_talent Search $260,586 - 0
93.310 Trans-Nih Research Support $259,956 - 0
14.U01 Other Program $258,759 Yes 0
84.047 Trio_upward Bound $248,123 - 0
12.800 Air Force Defense Research Sciences Program $220,041 - 0
93.732 Mental and Behavioral Health Education and Training Grants $219,630 - 0
84.215 Fund for the Improvement of Education $190,954 - 0
93.838 Lung Diseases Research $189,364 - 0
84.411 Investing in Innovation (i3) Fund $184,146 - 0
93.356 Head Start Disaster Recovery $180,513 - 0
93.173 Research Related to Deafness and Communication Disorders $169,249 - 0
84.129 Rehabilitation Long-Term Training $155,117 - 0
93.RD Other Dhhs Awards $137,155 - 0
93.072 Lifespan Respite Care Program $136,513 - 0
93.279 Drug Abuse and Addiction Research Programs $135,354 - 0
12.RD Other Department of Defense Awards $132,887 - 0
47.050 Geosciences $118,388 - 0
47.079 Office of International Science and Engineering $114,307 - 0
64.RD Other Veterans Affairs Grant $111,527 - 0
47.074 Biological Sciences $108,909 - 0
94.006 Americorps $106,178 - 0
93.493 Congressional Directives $105,084 - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $88,168 - 0
81.049 Office of Science Financial Assistance Program $83,111 - 0
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $82,371 - 0
12.900 Language Grant Program $82,063 - 0
93.313 Nih Office of Research on Women's Health $76,500 - 0
93.273 Alcohol Research Programs $64,468 - 0
93.121 Oral Diseases and Disorders Research $62,937 - 0
20.724 Pipeline Safety Research Competitive Academic Agreement Program (caap) $60,560 - 0
47.041 Engineering $59,573 - 0
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $57,619 Yes 0
93.393 Cancer Cause and Prevention Research $55,710 - 0
96.007 Social Security Research and Demonstration $54,040 - 0
93.361 Nursing Research $47,211 - 0
84.184 Safe and Drug-Free Schools and Communities_national Programs $41,837 - 0
16.835 Body Worn Camera Policy and Implementation $38,379 - 0
84.116 Fund for the Improvement of Postsecondary Education $36,097 - 0
43.008 Education $34,209 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $34,048 - 0
93.242 Mental Health Research Grants $33,110 - 0
47.075 Social, Behavioral, and Economic Sciences $32,485 - 0
97.RD Other Research $23,199 - 0
20.205 Highway Planning and Construction $22,812 - 0
10.310 Agriculture and Food Research Initiative (afri) $20,489 - 0
93.172 Human Genome Research $19,616 - 0
10.559 Summer Food Service Program for Children $17,223 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $15,150 - 0
47.070 Computer and Information Science and Engineering $11,942 - 0
93.226 Research on Healthcare Costs, Quality and Outcomes $11,146 - 0
47.076 Education and Human Resources $10,361 - 0
93.867 Vision Research $9,020 - 0
93.866 Aging Research $8,464 - 0
45.312 National Leadership Grants $8,231 - 0
43.001 Science $7,158 - 0
93.837 Cardiovascular Diseases Research $7,040 - 0
93.989 International Research and Research Training $5,780 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $4,280 - 0
16.320 Services for Trafficking Victims $4,255 - 0
93.855 Allergy, Immunology and Transplantation Research $3,614 - 0
47.049 Mathematical and Physical Sciences $3,500 - 0
12.420 Military Medical Research and Development $3,435 - 0
93.350 National Center for Advancing Translational Sciences $2,227 - 0
81.086 Conservation Research and Development $1,409 - 0
93.865 Child Health and Human Development Extramural Research $372 - 0
11.609 Measurement and Engineering Research and Standards $170 - 0
47.084 Nsf Technology, Innovation, and Partnerships $11 - 0
16.710 Public Safety Partnership and Community Policing Grants $-256 - 0
45.025 Promotion of the Arts_partnership Agreements $-1,823 - 0

Contacts

Name Title Type
HKJCKTFJNBM7 Anna Kranz Auditee
4142887266 Joe Rock Auditor
No contacts on file

Notes to SEFA

Title: (1)   Basis of Presentation Accounting Policies: The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University’s cost share amounts presented as a separate column within the schedules represents the University’s matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The accompanying schedule of expenditures of federal awards and schedule of expenditures of state awards (the schedules) include the federal and state awards received by Marquette University (the University) under programs of the federal government and the State of Wisconsin for the fiscal year ended June 30, 2023. The schedule of expenditures of federal awards includes all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the federal government, and all subawards to the University by nonfederal organizations pursuant to federal grants, contracts, and similar agreements. The information in the schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the University, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the University. Compliance testing of all direct and material compliance requirements, as described in the Compliance Supplement, was performed for the federal grant programs noted below: Student Financial Aid Cluster – includes certain awards to provide financial assistance to students, primarily under the Federal Pell Grant (Pell), Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Loan (FDL), and Federal Work Study (FWS) programs of the U.S. Department of Education. Under the Perkins Loan Program Extension Act of 2015, no Perkins Loan disbursement could be made to the graduate students after June 30, 2017 and undergraduate students after June 30, 2018. The administrative cost allowance charged to the Perkins Loan Program is based on disbursements, and no disbursements occurred during the year ended June 30, 2023. The University also receives other federal assistance from the U.S. Department of Health and Human Services and the U.S. Department of Education for certain other grant and loan programs. COVID 19 – Education Stabilization Fund – includes two awards to prevent, prepare for and respond to coronavirus, including Higher Education Emergency Relief Fund Student Portion and Higher Education Emergency Relief Fund Institutional Portion. COVID 19 – Coronavirus Relief Fund – The Coronavirus Response and Relief Supplemental Appropriations Act (CRRSAA) includes awards distributed to institutions of higher education in order to prevent, prepare for, and respond to coronavirus through the Higher Education Emergency Relief Fund (HEERF II). The CRRSAA requires that an institution receiving funding under provide the “same amount” in financial aid grants to students from the new CRRSAA funds that it was required or which it would have been required to provide under its original CARES Act Student Aid Portion award. Choice Neighborhood Planning Grant - is a HUD award to address struggling local neighborhoods with distressed public housing through activities designed to calm traffic, improve storefronts, add murals, engage residents, and improve neighborhood markers. In accordance with the criteria set forth in the State of Wisconsin State Single Audit Guidelines, the Minority Undergraduate Retention Grant, Increasing providers for ASD and IDD, Wisconsin Nurse Faculty Scholarship, Wisconsin Health Services Scholarship, and the Marquette University Dental Services Grant were considered major state programs for the year ended June 30, 2023.
Title: (2) Summary of Significant Accounting Policies Accounting Policies: The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University’s cost share amounts presented as a separate column within the schedules represents the University’s matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University's cost share amounts are presented as a separate column within the schedules represents the University's matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years.
Title: (3)   Indirect Costs Accounting Policies: The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University’s cost share amounts presented as a separate column within the schedules represents the University’s matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The base rates for on‑ and off‑campus research of modified total direct costs are listed below: See the notes to the SEFA for chart/table
Title: (4)   Federal Student Loan Programs Accounting Policies: The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University’s cost share amounts presented as a separate column within the schedules represents the University’s matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The federal student loan programs listed below are administered directly by Marquette University, and balances and transactions relating to these programs are included in Marquette University’s financial statements. Loans outstanding at the beginning of the year and loans made during the year are included in the federal expenditures presented in the schedules. The University is responsible only for the performance of certain administrative duties with respect to the Federal Direct Loan program, and accordingly, these loans are not included in its financial statements. It is not practical to determine the balance of loans outstanding to students and former students of the University under the direct loan program.
Title: (5)   Settlement of Wisconsin Department of Health Services (DHS) Cost Reimbursement Awards Accounting Policies: The schedules are prepared on the accrual basis of accounting. Expenditures are recognized as incurred. The University’s cost share amounts presented as a separate column within the schedules represents the University’s matching portion related to those programs and such amounts are not included in the federal and state expenditures in the schedules. Negative amounts shown on the schedules represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. De Minimis Rate Used: N Rate Explanation: The University has a predetermined indirect cost rate that has been negotiated with the Department of Health and Human Services. The predetermined rate was based on prior University financial information. Approximately $5.4 million of indirect costs were reimbursed to the University for the year ended June 30, 2023. The University’s settlement of DHS cost reimbursement awards presented in the Schedule of Expenditures of State Awards for the year ended June 30, 2023 are summarized as follows: See the notes to the SEFA for chart/table.