Audit 298977

FY End
2023-12-31
Total Expended
$1.97M
Findings
0
Programs
1
Organization: Utah Small Business Loan Fund (UT)
Year: 2023 Accepted: 2024-03-27

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
11.307 Economic Adjustment Assistance $1.97M Yes 0

Contacts

Name Title Type
H2UAVNWH7WJ3 Spencer Osburn Auditee
8012142518 Danny Barlow Auditor
No contacts on file

Notes to SEFA

Title: NOTE 1 – BASIS OF PRESENTATION Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Utah Small Business Loan Fund under programs of the federal government for the year ended December 31, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Utah Small Business Loan Fund, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Utah Small Business Loan Fund. Federal awards expended in the U.S. Department of Commerce EDA Economic Adjustment Assistance – Defense Conversion Revolving Loan Fund (RLF) were determined based on Agency Program Requirements for Assistance Listing Number 11.307 from the OMB Compliance Supplement (the Supplement). The Supplement defines federal awards expended as the sum of the following: 1) balance of RLF loans outstanding, plus; 2) cash and investment balances, plus; 3) administrative expenses paid out of RLF funds during the fiscal year, plus; 4) the unpaid principal of all loans written off during the fiscal year; then 5) multiply this sum by the federal share of the RLF, which is 100%. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Utah Small Business Loan Fund under programs of the federal government for the year ended December 31, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Utah Small Business Loan Fund, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Utah Small Business Loan Fund.
Title: NOTE 2 – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Utah Small Business Loan Fund under programs of the federal government for the year ended December 31, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Utah Small Business Loan Fund, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Utah Small Business Loan Fund. Federal awards expended in the U.S. Department of Commerce EDA Economic Adjustment Assistance – Defense Conversion Revolving Loan Fund (RLF) were determined based on Agency Program Requirements for Assistance Listing Number 11.307 from the OMB Compliance Supplement (the Supplement). The Supplement defines federal awards expended as the sum of the following: 1) balance of RLF loans outstanding, plus; 2) cash and investment balances, plus; 3) administrative expenses paid out of RLF funds during the fiscal year, plus; 4) the unpaid principal of all loans written off during the fiscal year; then 5) multiply this sum by the federal share of the RLF, which is 100%. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Federal awards expended in the U.S. Department of Commerce EDA Economic Adjustment Assistance – Defense Conversion Revolving Loan Fund (RLF) were determined based on Agency Program Requirements for Assistance Listing Number 11.307 from the OMB Compliance Supplement (the Supplement). The Supplement defines federal awards expended as the sum of the following: 1) balance of RLF loans outstanding, plus; 2) cash and investment balances, plus; 3) administrative expenses paid out of RLF funds during the fiscal year, plus; 4) the unpaid principal of all loans written off during the fiscal year; then 5) multiply this sum by the federal share of the RLF, which is 100%.
Title: NOTE 3 – SUBRECIPIENTS OF FEDERAL AWARDS Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Utah Small Business Loan Fund under programs of the federal government for the year ended December 31, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Utah Small Business Loan Fund, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Utah Small Business Loan Fund. Federal awards expended in the U.S. Department of Commerce EDA Economic Adjustment Assistance – Defense Conversion Revolving Loan Fund (RLF) were determined based on Agency Program Requirements for Assistance Listing Number 11.307 from the OMB Compliance Supplement (the Supplement). The Supplement defines federal awards expended as the sum of the following: 1) balance of RLF loans outstanding, plus; 2) cash and investment balances, plus; 3) administrative expenses paid out of RLF funds during the fiscal year, plus; 4) the unpaid principal of all loans written off during the fiscal year; then 5) multiply this sum by the federal share of the RLF, which is 100%. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Utah Small Business Loan Fund did not provide federal award funding to subrecipients during the year ended December 31, 2023.
Title: NOTE 4 – INDIRECT COST RATE Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Utah Small Business Loan Fund under programs of the federal government for the year ended December 31, 2023. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Utah Small Business Loan Fund, it is not intended to and does not present the financial position, changes in net assets, or cash flows of Utah Small Business Loan Fund. Federal awards expended in the U.S. Department of Commerce EDA Economic Adjustment Assistance – Defense Conversion Revolving Loan Fund (RLF) were determined based on Agency Program Requirements for Assistance Listing Number 11.307 from the OMB Compliance Supplement (the Supplement). The Supplement defines federal awards expended as the sum of the following: 1) balance of RLF loans outstanding, plus; 2) cash and investment balances, plus; 3) administrative expenses paid out of RLF funds during the fiscal year, plus; 4) the unpaid principal of all loans written off during the fiscal year; then 5) multiply this sum by the federal share of the RLF, which is 100%. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Utah Small Business Loan Fund has not elected to use the 10-percent de minimus indirect cost rate allowed under the Uniform Guidance.