Audit 298002

FY End
2023-06-30
Total Expended
$2.64M
Findings
8
Programs
3
Organization: 10-15 Regional Transit Agency (IA)
Year: 2023 Accepted: 2024-03-26

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
384966 2023-001 Material Weakness Yes P
384967 2023-001 Material Weakness Yes P
384968 2023-001 Material Weakness Yes P
384969 2023-001 Material Weakness Yes P
961408 2023-001 Material Weakness Yes P
961409 2023-001 Material Weakness Yes P
961410 2023-001 Material Weakness Yes P
961411 2023-001 Material Weakness Yes P

Programs

Contacts

Name Title Type
GUAMY3HNK2L5 Stephanie Diveley Auditee
6416832024 Mike Podliska Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: Expenditures reported in the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: 10-15 Regional Transit Agency has not elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal award activity of 10-15 Regional Transit Agency under programs of the federal government for the year ended June 30, 2023. The information in this Schedule is presented in accordance with the requirements of Title 2, U.S. Code of Federal Regulations, Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the 10-15 Regional Transit Agency, it is not intended to and does not present the financial position, changes in financial position or cash flows of 10-15 Regional Transit Agency.
Title: Summary of Significant Accounting Policies Accounting Policies: Expenditures reported in the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: 10-15 Regional Transit Agency has not elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. Expenditures reported in the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement.
Title: Indirect Cost Rate Accounting Policies: Expenditures reported in the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: 10-15 Regional Transit Agency has not elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. 10-15 Regional Transit Agency has not elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance.

Finding Details

III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.
III-A-23 (2023-001) Segregation of Duties over Federal Receipts and Disbursements – The Agency did not properly segregate collection, deposit, disbursements and record-keeping for receipts and disbursements, including those related to federal programs, See II-A-23.