Audit 296031

FY End
2023-06-30
Total Expended
$1.85M
Findings
8
Programs
2
Year: 2023 Accepted: 2024-03-20
Auditor: Bonadio & CO LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
382331 2023-001 - Yes N
382332 2023-002 - - N
382333 2023-001 - Yes N
382334 2023-002 - - N
958773 2023-001 - Yes N
958774 2023-002 - - N
958775 2023-001 - Yes N
958776 2023-002 - - N

Programs

ALN Program Spent Major Findings
14.157 Section 8 Housing Assistance Payments Program $1.73M Yes 2
14.157 Mortgage Insurance_rental Housing $118,906 Yes 2

Contacts

Name Title Type
CFD3ZFMMRAS6 Kyle Lyskawa Auditee
3154241821 Bettina Lipphardt Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Basis of Presentation This schedule of expenditures of federal awards includes the federal grant activity of Cicero Commons Senior Housing Development Fund Company, Inc. (Lucille Manor Apartments), HUD Project NO. 014-EE215/NY06-S021-003 (the Corporation) and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations, Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Capital Advance The Corporation obtained from HUD a capital advance for the construction of its facilities. The outstanding balance of this capital advance at June 30, 2023 was $1,734,700. Indirect Costs The Corporation has elected not to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: Indirect Costs The Corporation has elected not to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance.

Finding Details

Finding 2023-001: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Per the regulatory agreement, Lucille Manor Apartments is required to make monthly deposits of $955 into a reserve fund for replacements. Condition: The reserve for replacements account was underfunded by $955 (one month’s payment) as of June 30, 2023. Context: We reviewed the deposits into the reserve for replacements during the year. Cause: Lucille Manor Apartments lacked adequate cash flow in 2023 to make all required deposits as the HUD tenant assistance payments were delayed with the renewal of the Project Rental Assistance Contract. Effect: Lucille Manor Apartments was not in compliance with the regulatory agreement. Recommendation: We recommend that Lucille Manor Apartments make the remaining $955 deposit into the reserve for replacements when cash flow is sufficient. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in July 2023.
Finding 2023-002: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Lucille Manor Apartments is required to determine surplus cash requirements annually. If surplus cash exists, the amount must be transferred from the operating account to the residual receipts account within 60 days of the Project’s fiscal year-end. Condition: The required deposit of $1,556 for the year ended June 30, 2022 was made 31 days after the 60 day deadline. Context: We reviewed the residual receipts deposits during the year. Cause: Lucille Manor Apartments’ surplus cash was not performed timely. Effect: Lucille Manor Apartments is not in compliance with the HUD Regulatory Agreement as it relates to the management of the residual receipts reserve. Recommendation: Lucille Manor Apartments should ensure residual receipts are made within 60 days of year-end in accordance with the HUD Regulatory Agreement. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in September 2022.
Finding 2023-001: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Per the regulatory agreement, Lucille Manor Apartments is required to make monthly deposits of $955 into a reserve fund for replacements. Condition: The reserve for replacements account was underfunded by $955 (one month’s payment) as of June 30, 2023. Context: We reviewed the deposits into the reserve for replacements during the year. Cause: Lucille Manor Apartments lacked adequate cash flow in 2023 to make all required deposits as the HUD tenant assistance payments were delayed with the renewal of the Project Rental Assistance Contract. Effect: Lucille Manor Apartments was not in compliance with the regulatory agreement. Recommendation: We recommend that Lucille Manor Apartments make the remaining $955 deposit into the reserve for replacements when cash flow is sufficient. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in July 2023.
Finding 2023-002: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Lucille Manor Apartments is required to determine surplus cash requirements annually. If surplus cash exists, the amount must be transferred from the operating account to the residual receipts account within 60 days of the Project’s fiscal year-end. Condition: The required deposit of $1,556 for the year ended June 30, 2022 was made 31 days after the 60 day deadline. Context: We reviewed the residual receipts deposits during the year. Cause: Lucille Manor Apartments’ surplus cash was not performed timely. Effect: Lucille Manor Apartments is not in compliance with the HUD Regulatory Agreement as it relates to the management of the residual receipts reserve. Recommendation: Lucille Manor Apartments should ensure residual receipts are made within 60 days of year-end in accordance with the HUD Regulatory Agreement. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in September 2022.
Finding 2023-001: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Per the regulatory agreement, Lucille Manor Apartments is required to make monthly deposits of $955 into a reserve fund for replacements. Condition: The reserve for replacements account was underfunded by $955 (one month’s payment) as of June 30, 2023. Context: We reviewed the deposits into the reserve for replacements during the year. Cause: Lucille Manor Apartments lacked adequate cash flow in 2023 to make all required deposits as the HUD tenant assistance payments were delayed with the renewal of the Project Rental Assistance Contract. Effect: Lucille Manor Apartments was not in compliance with the regulatory agreement. Recommendation: We recommend that Lucille Manor Apartments make the remaining $955 deposit into the reserve for replacements when cash flow is sufficient. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in July 2023.
Finding 2023-002: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Lucille Manor Apartments is required to determine surplus cash requirements annually. If surplus cash exists, the amount must be transferred from the operating account to the residual receipts account within 60 days of the Project’s fiscal year-end. Condition: The required deposit of $1,556 for the year ended June 30, 2022 was made 31 days after the 60 day deadline. Context: We reviewed the residual receipts deposits during the year. Cause: Lucille Manor Apartments’ surplus cash was not performed timely. Effect: Lucille Manor Apartments is not in compliance with the HUD Regulatory Agreement as it relates to the management of the residual receipts reserve. Recommendation: Lucille Manor Apartments should ensure residual receipts are made within 60 days of year-end in accordance with the HUD Regulatory Agreement. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in September 2022.
Finding 2023-001: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Per the regulatory agreement, Lucille Manor Apartments is required to make monthly deposits of $955 into a reserve fund for replacements. Condition: The reserve for replacements account was underfunded by $955 (one month’s payment) as of June 30, 2023. Context: We reviewed the deposits into the reserve for replacements during the year. Cause: Lucille Manor Apartments lacked adequate cash flow in 2023 to make all required deposits as the HUD tenant assistance payments were delayed with the renewal of the Project Rental Assistance Contract. Effect: Lucille Manor Apartments was not in compliance with the regulatory agreement. Recommendation: We recommend that Lucille Manor Apartments make the remaining $955 deposit into the reserve for replacements when cash flow is sufficient. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in July 2023.
Finding 2023-002: Supportive Housing for the Elderly (Section 202), Federal Assistance Listing Number 14.157 Criteria: Lucille Manor Apartments is required to determine surplus cash requirements annually. If surplus cash exists, the amount must be transferred from the operating account to the residual receipts account within 60 days of the Project’s fiscal year-end. Condition: The required deposit of $1,556 for the year ended June 30, 2022 was made 31 days after the 60 day deadline. Context: We reviewed the residual receipts deposits during the year. Cause: Lucille Manor Apartments’ surplus cash was not performed timely. Effect: Lucille Manor Apartments is not in compliance with the HUD Regulatory Agreement as it relates to the management of the residual receipts reserve. Recommendation: Lucille Manor Apartments should ensure residual receipts are made within 60 days of year-end in accordance with the HUD Regulatory Agreement. Views of management and planned corrective action: Lucille Manor Apartments agrees with the finding and the required payment was made in September 2022.