Audit 294448

FY End
2023-06-30
Total Expended
$154.12M
Findings
0
Programs
132
Organization: William Marsh Rice University (TX)
Year: 2023 Accepted: 2024-03-11

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $24.82M - 0
84.063 Federal Pell Grant Program $4.01M - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $2.03M Yes 0
12.RD Office of Naval Research $1.97M Yes 0
12.420 U.s. Army Medical Research and Development Command (usamrdc) $1.95M Yes 0
84.038 Outstanding Loans As of July 1, 2022 $1.61M - 0
47.075 Social, Behavioral, and Economic Sciences $1.32M Yes 0
81.087 Renewable Energy Research and Development $1.28M Yes 0
11.802 Minority Business Resource Development $1.10M - 0
93.839 Blood Diseases and Resources Research $1.08M Yes 0
81.RD Oak Ridge National Laboratory $1.05M Yes 0
12.910 Research and Technology Development $954,351 Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $842,199 - 0
12.RD Department of Defense $733,977 Yes 0
93.838 Lung Diseases Research $685,701 Yes 0
93.575 Covid-19 Administration for Children and Families $627,988 - 0
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $589,417 Yes 0
93.879 Medical Library Assistance $497,166 Yes 0
93.172 Human Genome Research $478,688 Yes 0
43.012 Space Technology $475,391 Yes 0
11.020 Cluster Grants $403,640 - 0
81.123 National Nuclear Security Administration (nnsa) Minority Serving Institutions (msi) Program $383,999 Yes 0
98.001 Usaid Foreign Assistance for Programs Overseas $347,668 - 0
10.219 Biotechnology Risk Assessment Research $267,274 Yes 0
12.RD Defense Advanced Research Projects Agency $247,164 Yes 0
93.RD Department of Health and Human Services $244,676 Yes 0
81.RD Fermi National Accelerator Lab $240,598 Yes 0
47.074 Biological Sciences $229,685 Yes 0
81.089 Fossil Energy Research and Development $229,345 Yes 0
12.RD Strategic Environmental Research & Development Program $222,121 Yes 0
93.143 Niehs Superfund Hazardous Substances_basic Research and Education $220,744 Yes 0
93.242 Mental Health Research Grants $207,161 Yes 0
12.420 Army Research Office $206,366 Yes 0
12.431 Army Research Office $197,257 Yes 0
43.RD NASA Shared Services Center (nssc) $195,836 Yes 0
84.324 Research in Special Education $191,875 Yes 0
12.800 Air Force Office of Scientific Research $181,680 Yes 0
11.609 Measurement and Engineering Research and Standards $179,255 Yes 0
12.420 Military Medical Research and Development $175,530 Yes 0
93.103 Food and Drug Administration Research $161,038 Yes 0
47.078 Polar Programs $155,773 Yes 0
93.865 Child Health and Human Development Extramural Research $148,917 Yes 0
84.425C Covid-19 Governor’s Emergency Education Relief (geer) Fund $139,806 - 0
93.837 Cardiovascular Diseases Research $125,920 Yes 0
47.050 Geosciences $124,392 Yes 0
47.084 Nsf Technology, Innovation, and Partnerships $111,551 Yes 0
12.431 US Army Corps of Engineers $111,318 Yes 0
12.420 US Army Medical Research Acquisition Activity $105,187 Yes 0
93.121 Oral Diseases and Disorders Research $104,100 Yes 0
93.867 Vision Research $104,037 Yes 0
12.300 Office of Naval Research $99,835 Yes 0
12.910 Defense Advanced Research Projects Agency $99,519 Yes 0
81.RD Sandia National Laboratories $97,690 Yes 0
84.033 Federal Work-Study Program $97,427 - 0
96.007 Social Security Research and Demonstration $92,623 Yes 0
81.RD Argonne National Laboratory $88,141 Yes 0
97.061 Centers for Homeland Security $80,265 Yes 0
45.161 Promotion of the Humanities Research $77,460 Yes 0
93.398 Cancer Research Manpower $77,197 Yes 0
84.116 Fund for the Improvement of Postsecondary Education $75,877 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $75,247 Yes 0
45.024 Promotion of the Arts Grants to Organizations and Individuals $70,220 Yes 0
45.169 Promotion of the Humanities Office of Digital Humanities $69,813 Yes 0
93.173 Research Related to Deafness and Communication Disorders $68,839 Yes 0
47.RD National Science Foundation $68,829 Yes 0
12.431 Army Research Laboratory $68,352 Yes 0
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $68,202 Yes 0
10.664 Usda Forest Service $67,836 - 0
12.RD Small Business Innovation Research Sbir Sttr $61,960 Yes 0
93.397 Cancer Centers Support Grants $61,127 Yes 0
43.001 Science $55,661 Yes 0
81.049 Office of Science Financial Assistance Program $50,181 Yes 0
47.083 Integrative Activities $50,055 Yes 0
15.506 Water Desalination Research and Development $49,960 Yes 0
12.RD Air Force Research Laboratory $47,473 Yes 0
81.U01 National Renewable Energy Laboratory $47,461 - 0
45.160 Promotion of the Humanities Fellowships and Stipends $46,700 Yes 0
93.279 Drug Abuse and Addiction Research Programs $44,279 Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $42,099 Yes 0
47.049 Mathematical and Physical Sciences $40,307 Yes 0
93.226 Research on Healthcare Costs, Quality and Outcomes $38,566 Yes 0
81.RD Los Alamos National Laboratory $37,032 Yes 0
81.RD National Renewable Energy Laboratory $36,862 Yes 0
81.135 Advanced Research Projects Agency - Energy $35,925 Yes 0
81.RD University of California Ernest Orlando Lawrence Berkeley National Laboratory $34,900 Yes 0
66.RD Environmental Protection Agency $33,820 Yes 0
47.070 Computer and Information Science and Engineering $31,779 Yes 0
47.070 Covid-19 Computer and Information Science and Engineering $31,676 Yes 0
93.395 Cancer Treatment Research $29,278 Yes 0
15.441 Safety and Environmental Research and Data Collection for Offshore Energy and Mineral Activities $28,442 Yes 0
12.800 Air Force Research Laboratory $26,379 Yes 0
93.113 Environmental Health $26,354 Yes 0
81.RD Brookhaven National Laboratory $25,000 Yes 0
11.431 Climate and Atmospheric Research $23,399 Yes 0
81.RD Ut Battelle- LLC $22,666 Yes 0
93.855 Allergy and Infectious Diseases Research $21,593 Yes 0
81.086 Conservation Research and Development $20,236 Yes 0
93.350 National Center for Advancing Translational Sciences $19,242 Yes 0
47.041 Covid-19 Engineering $18,058 Yes 0
81.112 Stewardship Science Grant Program $17,941 Yes 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $16,623 Yes 0
43.003 Exploration $15,377 Yes 0
47.049 Covid-19 Mathematical and Physical Sciences $15,200 Yes 0
11.417 Sea Grant Support $15,000 Yes 0
10.682 National Forest Foundation $14,427 Yes 0
12.800 Air Force Defense Research Sciences Program $12,990 - 0
93.859 Biomedical Research and Research Training $12,952 Yes 0
10.310 Agriculture and Food Research Initiative (afri) $11,543 Yes 0
12.351 Scientific Research - Combating Weapons of Mass Destruction $11,281 Yes 0
12.431 Basic Scientific Research $11,194 - 0
21.015 Resources and Ecosystems Sustainability, Tourist Opportunities, and Revived Economies of the Gulf Coast States $10,959 Yes 0
43.RD National Aeronautics and Space Administration: Goddard $10,008 Yes 0
93.393 Cancer Cause and Prevention Research $9,411 Yes 0
84.305 Education Research, Development and Dissemination $9,383 Yes 0
47.076 Education and Human Resources $8,719 Yes 0
43.009 Mission Support $6,238 Yes 0
45.129 Promotion of the Humanities Federal/state Partnership $5,424 Yes 0
12.300 Basic and Applied Scientific Research $5,000 - 0
93.310 Trans-Nih Research Support $3,645 Yes 0
93.396 Cancer Biology Research $2,720 Yes 0
45.164 Promotion of the Humanities Public Programs $2,562 Yes 0
47.079 Office of International Science and Engineering $2,560 Yes 0
93.307 Minority Health and Health Disparities Research $547 Yes 0
12.RD Air Force Office of Scientific Research $278 Yes 0
47.041 Engineering $240 Yes 0
93.394 Cancer Detection and Diagnosis Research $179 Yes 0
12.RD US Army Medical Research Acquisition Activity $81 Yes 0
47.075 Covid-19 Social, Behavioral, and Economic Sciences $23 Yes 0
10.RD United Soybean Board $10 Yes 0
84.038 New Loans Issued During 2023 $0 - 0
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $-31 Yes 0
93.866 Aging Research $-27,867 Yes 0

Contacts

Name Title Type
K51LECU1G8N3 Bradley W. Fralic Auditee
7133484927 Stephen Parker Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present a summary of the activities of the University for the year ended June 30, 2023, which have been financed by the U.S. Government. The Schedule is presented on the accrual basis of accounting and in accordance with the requirements of Title 2 U.S. Code of Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified into two types: • Direct federal awards consisting of federal assistance and federal student financial aid, and • Pass-through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. Because the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position or the activities of the University. Negative numbers in the Schedule represent adjustments to amounts previously reported in the normal course of business. Full Assistance Listing Numbers (ALN) and pass-through numbers are included in the Schedule when available. Federal programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs include the entity through which the University received the pass-through federal awards funding. Total expenditures, expenditures which were passed to subrecipients and lost revenues are included. De Minimis Rate Used: N Rate Explanation: For the year ended June 30, 2023, the University has an approved predetermined indirect cost rate agreement. The approved rates for the year ended June 30, 2023 are 55.5% for on-campus instruction, 56.5% for organized research, 34% for on-campus other sponsored activities and 26% for off-campus activities. As such, the 10% de minimis cost rate, as described in Section 200.414 of the Uniform Guidance, is not applicable. The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present a summary of the activities of the University for the year ended June 30, 2023, which have been financed by the U.S. Government. The Schedule is presented on the accrual basis of accounting and in accordance with the requirements of Title 2 U.S. Code of Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified into two types: • Direct federal awards consisting of federal assistance and federal student financial aid, and • Pass-through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. Because the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position or the activities of the University. Negative numbers in the Schedule represent adjustments to amounts previously reported in the normal course of business. Full Assistance Listing Numbers (ALN) and pass-through numbers are included in the Schedule when available. Federal programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs include the entity through which the University received the pass-through federal awards funding. Total expenditures, expenditures which were passed to subrecipients and lost revenues are included.
Title: Indirect Costs Accounting Policies: The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present a summary of the activities of the University for the year ended June 30, 2023, which have been financed by the U.S. Government. The Schedule is presented on the accrual basis of accounting and in accordance with the requirements of Title 2 U.S. Code of Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified into two types: • Direct federal awards consisting of federal assistance and federal student financial aid, and • Pass-through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. Because the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position or the activities of the University. Negative numbers in the Schedule represent adjustments to amounts previously reported in the normal course of business. Full Assistance Listing Numbers (ALN) and pass-through numbers are included in the Schedule when available. Federal programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs include the entity through which the University received the pass-through federal awards funding. Total expenditures, expenditures which were passed to subrecipients and lost revenues are included. De Minimis Rate Used: N Rate Explanation: For the year ended June 30, 2023, the University has an approved predetermined indirect cost rate agreement. The approved rates for the year ended June 30, 2023 are 55.5% for on-campus instruction, 56.5% for organized research, 34% for on-campus other sponsored activities and 26% for off-campus activities. As such, the 10% de minimis cost rate, as described in Section 200.414 of the Uniform Guidance, is not applicable. For the year ended June 30, 2023, the University has an approved predetermined indirect cost rate agreement. The approved rates for the year ended June 30, 2023 are 55.5% for on-campus instruction, 56.5% for organized research, 34% for on-campus other sponsored activities and 26% for off-campus activities. As such, the 10% de minimis cost rate, as described in Section 200.414 of the Uniform Guidance, is not applicable.
Title: Federal Perkins Loan Program Accounting Policies: The purpose of the Schedule of Expenditures of Federal Awards (the “Schedule”) is to present a summary of the activities of the University for the year ended June 30, 2023, which have been financed by the U.S. Government. The Schedule is presented on the accrual basis of accounting and in accordance with the requirements of Title 2 U.S. Code of Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards (Uniform Guidance). For the purposes of the Schedule, federal awards have been classified into two types: • Direct federal awards consisting of federal assistance and federal student financial aid, and • Pass-through funds received from nonfederal organizations made under federally sponsored programs conducted by those organizations. Because the Schedule presents only a selected portion of the activities of the University, it is not intended to and does not present either the financial position or the activities of the University. Negative numbers in the Schedule represent adjustments to amounts previously reported in the normal course of business. Full Assistance Listing Numbers (ALN) and pass-through numbers are included in the Schedule when available. Federal programs are presented by federal department and, where applicable, the funding agency within the department. Federal pass-through programs include the entity through which the University received the pass-through federal awards funding. Total expenditures, expenditures which were passed to subrecipients and lost revenues are included. De Minimis Rate Used: N Rate Explanation: For the year ended June 30, 2023, the University has an approved predetermined indirect cost rate agreement. The approved rates for the year ended June 30, 2023 are 55.5% for on-campus instruction, 56.5% for organized research, 34% for on-campus other sponsored activities and 26% for off-campus activities. As such, the 10% de minimis cost rate, as described in Section 200.414 of the Uniform Guidance, is not applicable. The Federal Perkins Loan Program, ALN 84.038, is administered by a third party service provider, with balances and transactions relating to this program included in the University’s financial statements. For the year ended June 30, 2023, federal expenditures presented in the Schedule include loans outstanding at the beginning of the year. Due to the cessation of the Perkins Loan Program, no new loans were made during the year. The balance of loans outstanding at June 30, 2023 was $ 1,166,842.