Audit 294278

FY End
2023-06-30
Total Expended
$458.33M
Findings
4
Programs
169
Organization: Georgetown University (DC)
Year: 2023 Accepted: 2024-03-08

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
374608 2023-001 Significant Deficiency - C
374609 2023-001 Significant Deficiency - C
951050 2023-001 Significant Deficiency - C
951051 2023-001 Significant Deficiency - C

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $266.07M - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $7.73M - 0
12.300 Basic and Applied Scientific Research $5.74M Yes 0
84.038 Federal Perkins Loan Program $5.53M - 0
93.393 Cancer Cause and Prevention Research $5.52M Yes 0
84.063 Federal Pell Grant Program $4.60M - 0
93.855 Allergy, Immunology and Transplantation Research $4.19M Yes 0
11.620 Science, Technology, Business And/or Education Outreach $3.72M Yes 0
19.990 International Justice and Accountability Programming $3.38M Yes 0
84.033 Federal Work-Study Program $3.32M - 0
93.837 Cardiovascular Diseases Research $3.00M Yes 0
93.397 Cancer Centers Support Grants $3.00M Yes 0
93.865 Child Health and Human Development Extramural Research $2.97M Yes 0
93.173 Research Related to Deafness and Communication Disorders $2.71M Yes 0
93.859 Biomedical Research and Research Training $2.68M Yes 0
93.394 Cancer Detection and Diagnosis Research $1.97M Yes 0
19.600 Bureau of Near Eastern Affairs $1.85M - 0
93.395 Cancer Treatment Research $1.77M Yes 0
93.067 Global Aids $1.75M Yes 1
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $1.72M - 0
43.003 Exploration $1.65M Yes 0
47.076 Education and Human Resources $1.64M Yes 0
93.396 Cancer Biology Research $1.59M Yes 0
93.398 Cancer Research Manpower $1.51M Yes 0
93.242 Mental Health Research Grants $1.48M Yes 0
47.049 Mathematical and Physical Sciences $1.45M Yes 0
93.264 Nurse Faculty Loan Program (nflp) $1.36M - 0
98.001 Usaid Foreign Assistance for Programs Overseas $1.31M Yes 0
93.928 Special Projects of National Significance $1.22M - 0
47.074 Biological Sciences $1.22M Yes 0
47.070 Computer and Information Science and Engineering $1.19M Yes 0
19.900 Aeeca/esf Pd Programs $1.11M - 0
12.420 Military Medical Research and Development $1.06M Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $1.04M Yes 0
19.415 Professional and Cultural Exchange Programs - Citizen Exchanges $975,507 - 0
93.342 Health Professions Student Loans, Including Primary Care Loans/loans for Disadvantaged Students $946,831 - 0
93.399 Cancer Control $880,727 Yes 0
12.910 Research and Technology Development $867,133 Yes 0
93.364 Nursing Student Loans $790,683 - 0
93.778 Medical Assistance Program $743,896 - 0
84.007 Federal Supplemental Educational Opportunity Grants $728,475 - 0
81.049 Office of Science Financial Assistance Program $714,581 Yes 0
12.U01 English for Heritage Language Speakers Scholarship Program (center for Applied Linguistics) $674,353 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $669,115 Yes 0
43.001 Science $653,150 Yes 0
84.015 National Resource Centers Program for Foreign Language and Area Studies Or Foreign Language and International Studies Program and Foreign Language and Area Studies Fellowship Program $604,826 - 0
93.113 Environmental Health $586,476 Yes 0
93.110 Maternal and Child Health Federal Consolidated Programs $580,613 Yes 0
19.040 Public Diplomacy Programs $541,145 - 0
84.365 English Language Acquisition State Grants $486,884 - 0
93.121 Oral Diseases and Disorders Research $485,089 Yes 0
93.600 Head Start $401,952 Yes 0
47.041 Engineering $385,822 Yes 0
93.940 Hiv Prevention Activities_health Department Based $380,930 Yes 0
12.RD Application of A Nanocomplex Technology to the Active Permeation of the Bloo (synergene Therapeutics, Inc.) $362,927 Yes 0
93.867 Vision Research $337,296 Yes 0
84.283 Comprehensive Centers $329,043 Yes 0
93.866 Aging Research $326,467 Yes 0
93.107 Area Health Education Centers Point of Service Maintenance and Enhancement Awards $320,534 - 0
47.075 Social, Behavioral, and Economic Sciences $309,583 Yes 0
93.213 Research and Training in Complementary and Integrative Health $289,490 Yes 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $276,039 - 0
84.305 Education Research, Development and Dissemination $272,650 Yes 0
19.033 Global Threat Reduction $267,855 - 0
93.172 Human Genome Research $265,430 Yes 0
93.307 Minority Health and Health Disparities Research $252,067 Yes 0
93.U05 Data Coordinating Center (dcc) for the Clinical Proteomics Tumor Analysis C (icf Incorporated, L.l.c.) $240,675 - 0
84.229 Language Resource Centers $239,120 Yes 0
58.RD Ipa - Senior Fellow to US Sec Division of Corporation Finance - 169705 $233,559 Yes 0
93.RD Nimh Psychoactive Drug Screening Program (university of North Carolina, Chapel Hill) $225,572 Yes 0
93.310 Trans-Nih Research Support $208,345 Yes 0
93.226 Research on Healthcare Costs, Quality and Outcomes $206,967 Yes 0
93.361 Nursing Research $193,945 Yes 0
93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security $193,763 - 0
12.RD Wrt- 1068: Policy Innovations to Enhance the Stem Talent Pipeline (stevens Institute of Technology) $159,985 Yes 0
81.RD Software Stack and Algorithms for Automating Quantum-Classical Computing (oak Ridge National Laboratory) $157,005 Yes 0
93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research $146,434 Yes 0
47.050 Geosciences $138,510 Yes 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $137,626 Yes 0
15.820 National Climate Change and Wildlife Science Center $126,029 Yes 0
12.750 Uniformed Services University Medical Research Projects $123,836 - 0
12.RD Architecture for Effects of Low Doses on Skin (archelons) - 167609 (arete Associates) $122,202 Yes 0
93.279 Drug Abuse and Addiction Research Programs $113,839 Yes 0
96.007 Social Security_research and Demonstration $104,631 Yes 0
93.926 Healthy Start Initiative $99,136 Yes 0
43.008 Education $97,219 Yes 0
47.083 Integrative Activities $93,695 Yes 0
12.RD Marathon - Mobile Adaptive Relay Anti-Totalitarian Human Overlay Network (stealth Software Technologies, Inc.) $93,613 Yes 0
47.079 Office of International Science and Engineering $90,971 Yes 0
91.003 Annual Senior Fellowship Competition $90,953 - 0
16.746 Capital Case Litigation Initiative $89,931 Yes 0
93.103 Food and Drug Administration_research $87,306 Yes 0
16.827 Justice Reinvestment Initiative $86,023 Yes 0
81.108 Epidemiology and Other Health Studies Financial Assistance Program $85,339 Yes 0
12.RD 2022 Startalk Grant Program - Georgetown University $84,895 Yes 0
93.631 Developmental Disabilities Projects of National Significance $79,513 - 0
11.016 Statistical, Research, and Methodology Assistance $75,501 Yes 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $70,540 Yes 0
93.376 Title: Multiple Approaches to Support Young Breast Cancer Survivors and Metastatic Breast Cancer Patients (b) $70,364 - 0
19.224 Nonproliferation and Disarmament Fund $67,972 Yes 0
84.022 Overseas Programs - Doctoral Dissertation Research Abroad $67,566 Yes 0
84.326 Special Education_technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities $63,842 - 0
19.501 Public Diplomacy Programs for Afghanistan and Pakistan $61,030 - 0
19.703 Criminal Justice Systems $60,457 - 0
93.433 Acl National Institute on Disability, Independent Living, and Rehabilitation Research $59,919 Yes 0
19.021 Investing in People in the Middle East and North Africa $58,902 - 0
93.RD Cancer Prevention Agent Development Program: Early Phase Clinical Research (northwestern University) $58,535 Yes 0
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $56,707 Yes 0
16.812 Second Chance Act Reentry Initiative $51,061 Yes 0
12.RD Wrt 1057: Acquisition Innovation Research Center (airc) Core Research - 166 (stevens Institute of Technology) $47,989 Yes 0
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $47,887 - 0
45.024 Promotion of the Arts_grants to Organizations and Individuals $47,050 Yes 0
12.902 Information Security Grants $45,797 Yes 0
17.502 Occupational Safety and Health_susan Harwood Training Grants $44,903 - 0
93.RD 16x100 - Il15 and Il27 in Hiv Infection (leidos Biomedical Reseach, Inc.) $43,174 Yes 0
16.540 Juvenile Justice and Delinquency Prevention_allocation to States $43,140 Yes 0
93.U02 Ipa Assignment Agreement for Adrienne Showler $42,475 - 0
84.411 Investing in Innovation (i3) Fund $41,832 Yes 0
15.635 Neotropical Migratory Bird Conservation $41,719 Yes 0
10.890 Rural Development Cooperative Agreement Program $40,818 Yes 0
93.RD Maternal, Infant and Early Childhood Home Visiting (miechv) Program Technic (education Development Center, Inc.) $37,366 Yes 0
39.RD Ipa - Oes - Rebecca Johnson - 200495 $33,935 Yes 0
12.RD Policy Test Laboratory Reference Architecture - 200734 (stevens Institute of Technology) $32,019 Yes 0
93.351 Research Infrastructure Programs $31,178 Yes 0
93.350 National Center for Advancing Translational Sciences $29,832 Yes 0
93.879 Medical Library Assistance $27,815 Yes 0
94.006 Americorps $27,011 - 0
12.RD Wrt 1055: Policy Options to Promote Dod-Defense Industry Collaboration in S (stevens Institute of Technology) $25,641 Yes 0
45.161 Promotion of the Humanities_research $25,231 Yes 0
45.169 Promotion of the Humanities_office of Digital Humanities $24,328 Yes 0
45.162 Promotion of the Humanities_teaching and Learning Resources and Curriculum Development $22,940 - 0
11.312 Research and Evaluation Program $22,372 - 0
11.609 Measurement and Engineering Research and Standards $21,932 Yes 0
27.U02 Ipa Joseph Longley - 271207 $21,629 Yes 0
93.RD Ipa Assignment Agreement for Nina Kadan-Lottick - 168138 $21,441 Yes 0
19.421 Academic Exchange Programs - English Language Programs $20,451 Yes 0
27.U01 Kane-Office of Personnel Management Ipa - 267132 $20,155 Yes 0
19.RD Dos Ipa Agreement for Rebecca Katz $18,409 Yes 0
93.080 Blood Disorder Program: Prevention, Surveillance, and Research $17,522 - 0
93.345 Leading Edge Acceleration Projects (leap) in Health Information Technology $17,343 Yes 0
93.RD Plco Central Data Collection Center (cdcc) (westat) $16,752 Yes 0
93.RD Fin Care: Enabling Providers and Patients to Make Informed Choices and Min (care Progress, Llc) $16,467 Yes 0
10.001 Agricultural Research_basic and Applied Research $16,302 Yes 0
12.800 Air Force Defense Research Sciences Program $14,662 Yes 0
93.RD Ipa Assignment Agreement for Scott Turner $14,347 Yes 0
93.068 Chronic Diseases: Research, Control, and Prevention $14,194 Yes 0
93.072 Lifespan Respite Care Program $11,473 Yes 0
93.RD Ipa Assignment Agreement for Brigid Reynolds $10,285 Yes 0
45.312 National Leadership Grants $8,730 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $8,615 Yes 0
93.124 Nurse Anesthetist Traineeships $8,186 - 0
93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service $6,466 - 0
47.084 Nsf Technology, Innovation, and Partnerships $4,874 Yes 0
93.RD Talkcare (venturewell) $3,973 Yes 0
84.423 Supporting Effective Educator Development Program $3,830 Yes 0
93.U01 Idiq: Operations and Technical Support (ots) for the Frederick National Lab (leidos Biomedical Reseach, Inc.) $3,710 - 0
93.U04 Technical Assistance for the Preschool Development Grants (sri International) $3,460 - 0
12.351 Basic Scientific Research - Combating Weapons of Mass Destruction $3,365 Yes 0
15.945 Cooperative Research and Training Programs Ð Resources of the National Park System $3,261 Yes 0
93.989 International Research and Research Training $2,880 Yes 0
15.647 Migratory Bird Conservation $2,254 Yes 0
93.RD Immune Response Following Mixing Global Sars-Cov-2 Vaccines $886 Yes 0
93.RD Data Coordinating Center (dcc) for the Clinical Proteomics Tumor Analysis C (esac Inc.) $827 Yes 0
93.RD Statin Therapy to Reduce Disease Progression From Liver Cirrhosis to Cancer (northwestern University) $649 Yes 0
93.U03 Sprint Program Award Engaged (venturewell) $-802 - 0
16.562 Criminal Justice Research and Development_graduate Research Fellowships $-1,188 Yes 0
12.RD Phase 2 Trail of 177lu Radiolabeled Monoclonal Antibody (joan and Sanford Weill Medical College) $-3,048 Yes 0
45.160 Promotion of the Humanities_fellowships and Stipends $-3,852 Yes 0
93.RD Clinical Decision Support for Chronic Pain Management (medstar Health Research Institute, Inc.) $-11,317 Yes 0

Contacts

Name Title Type
TF2CMKY1HMX9 Willem Roos Auditee
2026876897 Beth Ann Reese Auditor
No contacts on file

Notes to SEFA

Title: 1. Basis of Presentation Accounting Policies: 1. Basis of Presentation: The accompanying Schedule of Expenditures of Federal Awards (the “Schedule”) summarizes the expenditures of Georgetown University (the “University”) under programs of the Federal Government for the year ended June 30, 2023. The information presented in the Schedule is presented on the accrual basis of accounting, which is in accordance with the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Expenditures for federal awards are determined using the cost principles set forth in OMB Circular A-21, Cost Principles for Educational Institutions (2 CFR, Part 220), or the Uniform Guidance as applicable. Under these cost principles, certain types of expenditures are not allowable or are limited to reimbursement. The accompanying Schedule presents only the federal award activity of the University, and it is not intended to and does not present the financial position, changes in net assets and cash flows of the University. The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200.414 of the Uniform Guidance. For purposes of the Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the Federal Government and all sub-awards to the University by non-federal organizations pursuant to federal grants, contracts and similar agreements. Negative numbers in the Schedule represent adjustments to amounts reported in prior years in the normal course of business. Assistance Listing Numbers (“ALN”) and pass-through numbers are provided when available. De Minimis Rate Used: N Rate Explanation: The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200 414 of the Uniform Guidance. The accompanying Schedule of Expenditures of Federal Awards (the “Schedule”) summarizes the expenditures of Georgetown University (the “University”) under programs of the Federal Government for the year ended June 30, 2023. The information presented in the Schedule is presented on the accrual basis of accounting, which is in accordance with the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Expenditures for federal awards are determined using the cost principles set forth in OMB Circular A-21, Cost Principles for Educational Institutions (2 CFR, Part 220), or the Uniform Guidance as applicable. Under these cost principles, certain types of expenditures are not allowable or are limited to reimbursement. The accompanying Schedule presents only the federal award activity of the University, and it is not intended to and does not present the financial position, changes in net assets and cash flows of the University. The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200.414 of the Uniform Guidance. For purposes of the Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the Federal Government and all sub-awards to the University by non-federal organizations pursuant to federal grants, contracts and similar agreements. Negative numbers in the Schedule represent adjustments to amounts reported in prior years in the normal course of business. Assistance Listing Numbers (“ALN”) and pass-through numbers are provided when available.
Title: 2. Student Financial Assistance Programs Accounting Policies: 1. Basis of Presentation: The accompanying Schedule of Expenditures of Federal Awards (the “Schedule”) summarizes the expenditures of Georgetown University (the “University”) under programs of the Federal Government for the year ended June 30, 2023. The information presented in the Schedule is presented on the accrual basis of accounting, which is in accordance with the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Expenditures for federal awards are determined using the cost principles set forth in OMB Circular A-21, Cost Principles for Educational Institutions (2 CFR, Part 220), or the Uniform Guidance as applicable. Under these cost principles, certain types of expenditures are not allowable or are limited to reimbursement. The accompanying Schedule presents only the federal award activity of the University, and it is not intended to and does not present the financial position, changes in net assets and cash flows of the University. The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200.414 of the Uniform Guidance. For purposes of the Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the Federal Government and all sub-awards to the University by non-federal organizations pursuant to federal grants, contracts and similar agreements. Negative numbers in the Schedule represent adjustments to amounts reported in prior years in the normal course of business. Assistance Listing Numbers (“ALN”) and pass-through numbers are provided when available. De Minimis Rate Used: N Rate Explanation: The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200 414 of the Uniform Guidance. Expenditures for federal student financial assistance programs are recognized as incurred and include Pell program grants to students, Perkins Loans, the federal share of students’ Federal SEOG program grants and the federal share of Federal Work Study program earnings, loan disbursements, and administrative cost allowances, where applicable. Administrative cost allowances associated with expenditures related to Federal Work Study was $236,659 for the year ended June 30, 2023. There were no administrative cost allowances for the year ended June 30, 2023 associated with expenditures related to SEOG Grants.
Title: 3. Federal Student Loan Programs Accounting Policies: 1. Basis of Presentation: The accompanying Schedule of Expenditures of Federal Awards (the “Schedule”) summarizes the expenditures of Georgetown University (the “University”) under programs of the Federal Government for the year ended June 30, 2023. The information presented in the Schedule is presented on the accrual basis of accounting, which is in accordance with the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Expenditures for federal awards are determined using the cost principles set forth in OMB Circular A-21, Cost Principles for Educational Institutions (2 CFR, Part 220), or the Uniform Guidance as applicable. Under these cost principles, certain types of expenditures are not allowable or are limited to reimbursement. The accompanying Schedule presents only the federal award activity of the University, and it is not intended to and does not present the financial position, changes in net assets and cash flows of the University. The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200.414 of the Uniform Guidance. For purposes of the Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the Federal Government and all sub-awards to the University by non-federal organizations pursuant to federal grants, contracts and similar agreements. Negative numbers in the Schedule represent adjustments to amounts reported in prior years in the normal course of business. Assistance Listing Numbers (“ALN”) and pass-through numbers are provided when available. De Minimis Rate Used: N Rate Explanation: The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards and did not elect to use the 10% de minimis cost rate as described in Section 200 414 of the Uniform Guidance. The Federal Perkins Loan Program, Health Professions Student Loans, and Nursing loan programs are administered directly by the University and the balances and transactions relating to these programs are included in the University’s financial statements. The balance of loans outstanding under these programs at June 30, 2023 was $3,642,869, $500,383 and $1,911,930 respectively. Loans outstanding at the beginning of the year and loans made during the year, and administrative cost allowances are included in the federal expenditures presented in the Schedule. During the year ended June 30, 2018, the federal government terminated the Federal Perkins Loan Program. No further loans or disbursements will be made from the fund. The University is responsible only for the performance of certain administrative duties with respect to the Federal Direct Loan Program and, accordingly, these loans are not included in the financial statements and it is not practical to determine the balance of loans outstanding to students and former students of the University under these programs at June 30, 2023.

Finding Details

Reference Number 2023‐001 - Cash Management Federal Awards 7773817, 7774315, and 7775320 Federal Program and Assistance Listing Number (ALN) —Department of Health and Human Services ALN 93.067 Global AIDS Criteria ‐ In accordance with the grant agreements for this program, the University was required to spend any advanced funding within 30 days of the related drawdown. Statement of Condition ‐ During our testing, we selected 10 of 38 total cash draws. Of the sample of 10 cash drawdowns, 6 sampled cash drawdowns were not spent within 30 days of the drawdown date. Questioned Costs - $1,154,836 Effect ‐ $1,154,836 was not spent within the 30 days as required by the grant agreement. Underlying Cause - University grant officials did not sufficiently track expenditures to determine the 30 day obligation had been met. Recommendation – The University should revise its existing policies and procedures to allow sufficient time to expend advanced funds within the 30 days required by the grant agreement. Management’s View and Corrective Action Plan ‐ Please refer to the University’s Corrective Action Plan for management’s view and corrective action plan.
Reference Number 2023‐001 - Cash Management Federal Awards 7773817, 7774315, and 7775320 Federal Program and Assistance Listing Number (ALN) —Department of Health and Human Services ALN 93.067 Global AIDS Criteria ‐ In accordance with the grant agreements for this program, the University was required to spend any advanced funding within 30 days of the related drawdown. Statement of Condition ‐ During our testing, we selected 10 of 38 total cash draws. Of the sample of 10 cash drawdowns, 6 sampled cash drawdowns were not spent within 30 days of the drawdown date. Questioned Costs - $1,154,836 Effect ‐ $1,154,836 was not spent within the 30 days as required by the grant agreement. Underlying Cause - University grant officials did not sufficiently track expenditures to determine the 30 day obligation had been met. Recommendation – The University should revise its existing policies and procedures to allow sufficient time to expend advanced funds within the 30 days required by the grant agreement. Management’s View and Corrective Action Plan ‐ Please refer to the University’s Corrective Action Plan for management’s view and corrective action plan.
Reference Number 2023‐001 - Cash Management Federal Awards 7773817, 7774315, and 7775320 Federal Program and Assistance Listing Number (ALN) —Department of Health and Human Services ALN 93.067 Global AIDS Criteria ‐ In accordance with the grant agreements for this program, the University was required to spend any advanced funding within 30 days of the related drawdown. Statement of Condition ‐ During our testing, we selected 10 of 38 total cash draws. Of the sample of 10 cash drawdowns, 6 sampled cash drawdowns were not spent within 30 days of the drawdown date. Questioned Costs - $1,154,836 Effect ‐ $1,154,836 was not spent within the 30 days as required by the grant agreement. Underlying Cause - University grant officials did not sufficiently track expenditures to determine the 30 day obligation had been met. Recommendation – The University should revise its existing policies and procedures to allow sufficient time to expend advanced funds within the 30 days required by the grant agreement. Management’s View and Corrective Action Plan ‐ Please refer to the University’s Corrective Action Plan for management’s view and corrective action plan.
Reference Number 2023‐001 - Cash Management Federal Awards 7773817, 7774315, and 7775320 Federal Program and Assistance Listing Number (ALN) —Department of Health and Human Services ALN 93.067 Global AIDS Criteria ‐ In accordance with the grant agreements for this program, the University was required to spend any advanced funding within 30 days of the related drawdown. Statement of Condition ‐ During our testing, we selected 10 of 38 total cash draws. Of the sample of 10 cash drawdowns, 6 sampled cash drawdowns were not spent within 30 days of the drawdown date. Questioned Costs - $1,154,836 Effect ‐ $1,154,836 was not spent within the 30 days as required by the grant agreement. Underlying Cause - University grant officials did not sufficiently track expenditures to determine the 30 day obligation had been met. Recommendation – The University should revise its existing policies and procedures to allow sufficient time to expend advanced funds within the 30 days required by the grant agreement. Management’s View and Corrective Action Plan ‐ Please refer to the University’s Corrective Action Plan for management’s view and corrective action plan.