Audit 294202

FY End
2023-06-30
Total Expended
$2.91M
Findings
12
Programs
16
Year: 2023 Accepted: 2024-03-08

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
374492 2023-001 Significant Deficiency - L
374493 2023-003 Significant Deficiency - I
374494 2023-001 Significant Deficiency - L
374495 2023-003 Significant Deficiency - I
374496 2023-003 Significant Deficiency - I
374497 2023-003 Significant Deficiency - I
950934 2023-001 Significant Deficiency - L
950935 2023-003 Significant Deficiency - I
950936 2023-001 Significant Deficiency - L
950937 2023-003 Significant Deficiency - I
950938 2023-003 Significant Deficiency - I
950939 2023-003 Significant Deficiency - I

Contacts

Name Title Type
EJXNLWZDDMD3 Linda Wu Auditee
5104738809 Marlen Gomez Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of the School under programs of the federal government for the year ended June 30, 2023. The information in this Schedule is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of operations of the School, it is not intended to, and does not, present the financial position, changes in net assets, or cash flows of the School. De Minimis Rate Used: N Rate Explanation: The School has elected to use a rate other than the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance.

Finding Details

Federal Agency: U.S. Department of Education Federal Program Title: Elementary and Secondary School Emergency Relief III Fund and Elementary and Secondary School Emergency Relief III Fund: Learning Loss FAL Number: 84.425U Pass-Through Agency: California Department of Education Pass-Through Number: 15559, 10155 Type of Finding: Significant Deficiency in Internal Control over Reporting Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Part 200, Appendix XI, Compliance Supplement LEAs are required to report annual performance data to its SEA which included expenditure category and object codes for the period of 7/1/21 – 6/30/22. Condition: During review of 6 ESSER program annual performance reports that were sampled, it was noted that 2 of reports inaccurately reported expenditures for the reporting period ending June 30, 2022. Questioned Costs: No questioned costs. Cause: Lack of sufficient secondary review of inputs prior to annual performance report submissions. Effect: LCCHS over-reported $22,051 expenditures and Lodestar under-reported $4,291 expenditures on the ESSER III annual performance reports. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School design an additional internal control to review the annual performance reports prior to submission. Views of responsible officials and Corrective Action Plan: Controls will be implemented for future reporting and the School will correct the reporting errors in the following period.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Education Federal Program Title: Elementary and Secondary School Emergency Relief III Fund and Elementary and Secondary School Emergency Relief III Fund: Learning Loss FAL Number: 84.425U Pass-Through Agency: California Department of Education Pass-Through Number: 15559, 10155 Type of Finding: Significant Deficiency in Internal Control over Reporting Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Part 200, Appendix XI, Compliance Supplement LEAs are required to report annual performance data to its SEA which included expenditure category and object codes for the period of 7/1/21 – 6/30/22. Condition: During review of 6 ESSER program annual performance reports that were sampled, it was noted that 2 of reports inaccurately reported expenditures for the reporting period ending June 30, 2022. Questioned Costs: No questioned costs. Cause: Lack of sufficient secondary review of inputs prior to annual performance report submissions. Effect: LCCHS over-reported $22,051 expenditures and Lodestar under-reported $4,291 expenditures on the ESSER III annual performance reports. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School design an additional internal control to review the annual performance reports prior to submission. Views of responsible officials and Corrective Action Plan: Controls will be implemented for future reporting and the School will correct the reporting errors in the following period.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Education Federal Program Title: Elementary and Secondary School Emergency Relief III Fund and Elementary and Secondary School Emergency Relief III Fund: Learning Loss FAL Number: 84.425U Pass-Through Agency: California Department of Education Pass-Through Number: 15559, 10155 Type of Finding: Significant Deficiency in Internal Control over Reporting Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Part 200, Appendix XI, Compliance Supplement LEAs are required to report annual performance data to its SEA which included expenditure category and object codes for the period of 7/1/21 – 6/30/22. Condition: During review of 6 ESSER program annual performance reports that were sampled, it was noted that 2 of reports inaccurately reported expenditures for the reporting period ending June 30, 2022. Questioned Costs: No questioned costs. Cause: Lack of sufficient secondary review of inputs prior to annual performance report submissions. Effect: LCCHS over-reported $22,051 expenditures and Lodestar under-reported $4,291 expenditures on the ESSER III annual performance reports. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School design an additional internal control to review the annual performance reports prior to submission. Views of responsible officials and Corrective Action Plan: Controls will be implemented for future reporting and the School will correct the reporting errors in the following period.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Education Federal Program Title: Elementary and Secondary School Emergency Relief III Fund and Elementary and Secondary School Emergency Relief III Fund: Learning Loss FAL Number: 84.425U Pass-Through Agency: California Department of Education Pass-Through Number: 15559, 10155 Type of Finding: Significant Deficiency in Internal Control over Reporting Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Part 200, Appendix XI, Compliance Supplement LEAs are required to report annual performance data to its SEA which included expenditure category and object codes for the period of 7/1/21 – 6/30/22. Condition: During review of 6 ESSER program annual performance reports that were sampled, it was noted that 2 of reports inaccurately reported expenditures for the reporting period ending June 30, 2022. Questioned Costs: No questioned costs. Cause: Lack of sufficient secondary review of inputs prior to annual performance report submissions. Effect: LCCHS over-reported $22,051 expenditures and Lodestar under-reported $4,291 expenditures on the ESSER III annual performance reports. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School design an additional internal control to review the annual performance reports prior to submission. Views of responsible officials and Corrective Action Plan: Controls will be implemented for future reporting and the School will correct the reporting errors in the following period.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.
Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster FAL Number: 10.553, 10.555 Pass-Through Agency: California Department of Education Pass-Through Number: 13526, 13396, 13755, 15655 Type of Finding: Significant Deficiency in Internal Control over Procurement Lighthouse Community Charter School – 0413 (LCCS) Lighthouse Community Charter High School – 700 (LCCHS) Lodestar: A Lighthouse Community Charter Public School – 1783 (Lodestar) Criteria or specific requirement: Per 2 CFR Section 200.320 formal procurement methods are required for vendor contracts over $250,000. Condition: During testing of procurement, we noted the School did not follow formal procedures methods required under 2 CFR section 200.320 for a contract with a vendor that resulted in payments totaling $521,576 during the fiscal year 2022-2023. Questioned Costs: No questioned costs. Cause: Bids were obtained in 2019, however, a contract for 2022-2023 was signed without going through the formal bidding process due resource constraints and an increase in unduplicated count and enrollment that shifted the School’s focus on support systems for the shift in demographic. Effect: Noncompliance with 2 CFR Section 200.320. Repeat Finding: Not a repeat finding. Recommendation: We recommend the School follow federal procurement methods and establish monitoring procedures to ensure they are completed. Views of responsible officials and Corrective Action Plan: Management of the School has noted the 2 CFR Section 200.320 to ensure that the procurement requirements are met.