Audit 29368

FY End
2022-06-30
Total Expended
$17.84M
Findings
0
Programs
10
Organization: Southwestern University (TX)
Year: 2022 Accepted: 2022-12-12

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $10.43M Yes 0
84.038 Federal Perkins Loan $1.96M Yes 0
84.425 Education Stabilization Fund $1.23M Yes 0
84.047 Trio_upward Bound $329,570 - 0
84.033 Federal Work-Study Program $208,335 Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $144,791 Yes 0
47.076 Education and Human Resources $23,734 - 0
47.050 Geosciences $10,554 - 0
45.310 Grants to States $8,485 - 0
84.063 Federal Pell Grant Program $1,900 Yes 0

Contacts

Name Title Type
RGXCR1T4F7M6 Brenda Thompson Auditee
5128631956 Daniel Gougherty Auditor
No contacts on file

Notes to SEFA

Title: Note 2-Student loan programs Accounting Policies: The accompanying schedule of expenditures of federal and state awards (the "Schedule") includes the federal and state grant activity of Southwestern University (the "University") for the year ended June 30, 2022. The amounts included in this Schedule are presented on the accrual basis of accounting, as promulgated by accounting principles generally accepted in the United States of America. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the state of Texas Uniform Grants Management Standards Single Audit Circular. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the University's consolidated financial statements. The University has not passed through any federal or state funding to any subrecipients. De Minimis Rate Used: N Rate Explanation: The University did not elect to use the 10-percent de minimis indirect cost rate for their indirect costs. During the fiscal year ended June 30, 2022, the University processed new loans under the following student loan programs: See the Notes to the SEFSA for Chart/Table. The Secretary of Education makes disbursements to students and parents for the Federal Direct Student Loans based on eligibility as determined by the University. In accordance with the Federal Perkins Loans closing guidelines, no new loans are allowed and no new loans were disbursed by the University for the year ended June 30, 2022 or June 30, 2021. At June 30, 2022, outstanding loan balances under the Federal Perkins Loans were as follows: See the Notes to the SEFSA for Chart/Table.
Title: Note 3-Federal Pell Grant Program Accounting Policies: The accompanying schedule of expenditures of federal and state awards (the "Schedule") includes the federal and state grant activity of Southwestern University (the "University") for the year ended June 30, 2022. The amounts included in this Schedule are presented on the accrual basis of accounting, as promulgated by accounting principles generally accepted in the United States of America. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the state of Texas Uniform Grants Management Standards Single Audit Circular. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the University's consolidated financial statements. The University has not passed through any federal or state funding to any subrecipients. De Minimis Rate Used: N Rate Explanation: The University did not elect to use the 10-percent de minimis indirect cost rate for their indirect costs. The 2022 federal expenses of the Pell Grant Program does not include $1,900 of administrative costs allowable and paid by the federal government that are presented separately in the schedule of expenditures of federal and state awards.
Title: Note 4-Matching contributions Accounting Policies: The accompanying schedule of expenditures of federal and state awards (the "Schedule") includes the federal and state grant activity of Southwestern University (the "University") for the year ended June 30, 2022. The amounts included in this Schedule are presented on the accrual basis of accounting, as promulgated by accounting principles generally accepted in the United States of America. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the state of Texas Uniform Grants Management Standards Single Audit Circular. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the University's consolidated financial statements. The University has not passed through any federal or state funding to any subrecipients. De Minimis Rate Used: N Rate Explanation: The University did not elect to use the 10-percent de minimis indirect cost rate for their indirect costs. In accordance with the terms of certain federal grants, the University is required to match federal expenses. The University's matching contributions in accordance with these provisions were as follows: See the Notes to the SEFSA for Chart/Table.
Title: Note 5-State loans programs Accounting Policies: The accompanying schedule of expenditures of federal and state awards (the "Schedule") includes the federal and state grant activity of Southwestern University (the "University") for the year ended June 30, 2022. The amounts included in this Schedule are presented on the accrual basis of accounting, as promulgated by accounting principles generally accepted in the United States of America. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the state of Texas Uniform Grants Management Standards Single Audit Circular. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the University's consolidated financial statements. The University has not passed through any federal or state funding to any subrecipients. De Minimis Rate Used: N Rate Explanation: The University did not elect to use the 10-percent de minimis indirect cost rate for their indirect costs. During the fiscal year ended June 30, 2022, the University administered $494,296 of new loans under the Texas College Access Loans Program.
Title: Note 6-Higher Education Emergency Relief Fund Accounting Policies: The accompanying schedule of expenditures of federal and state awards (the "Schedule") includes the federal and state grant activity of Southwestern University (the "University") for the year ended June 30, 2022. The amounts included in this Schedule are presented on the accrual basis of accounting, as promulgated by accounting principles generally accepted in the United States of America. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and the state of Texas Uniform Grants Management Standards Single Audit Circular. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the University's consolidated financial statements. The University has not passed through any federal or state funding to any subrecipients. De Minimis Rate Used: N Rate Explanation: The University did not elect to use the 10-percent de minimis indirect cost rate for their indirect costs. The CARES Act created a Higher Education Emergency Relief Fund ("HEERF") to provide financial relief to students and institutions who were impacted by the COVID-19 pandemic. The Coronavirus Response and Relief Supplemental Appropriations Act (CRRSAA) and the American Rescue Plan (ARP) provided additional rounds of HEERF (II and III). See Note 16 of the consolidated financial statements for more information about these grants.