Audit 290187

FY End
2023-09-30
Total Expended
$2.02B
Findings
0
Programs
25
Year: 2023 Accepted: 2024-02-13

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
14.000 Ginnie Mae Mortgage Backed Securities $1.80B Yes 0
14.239 Home Investment Partnerships Program $44.97M - 0
14.188 Housing Finance Agencies (hfa) Risk Sharing $38.10M - 0
14.195 Section 8 Housing Assistance Payments Program $34.28M Yes 0
21.026 Homeowner Assistance Fund $25.27M Yes 0
14.117 Mortgage Insurance_homes $24.06M Yes 0
14.275 Housing Trust Fund $15.09M Yes 0
14.258 Arra-Tax Credit Assistance Program $12.41M - 0
21.027 Coronavirus State and Local Fiscal Recovery Funds $10.16M Yes 0
21.011 Capital Magnet Fund $4.68M Yes 0
14.231 Covid-19 Emergency Solutions Grant Program $3.27M - 0
14.228 Neighborhood Stabilization Program $2.35M - 0
81.042 Weatherization Assistance for Low-Income Persons $2.18M - 0
93.568 Low-Income Home Energy Assistance $1.90M - 0
14.231 Emergency Solutions Grant Program $1.51M - 0
14.241 Housing Opportunities for Persons with Aids $1.25M - 0
14.239 Home Arp $1.08M - 0
10.438 Section 538 Rural Rental Housing Guaranteed Loans $930,231 - 0
14.278 Veterans Home Rehabilitation Program $348,343 - 0
14.326 Project Rental Assistance Demonstration (pra Demo) Program of Section 811 Supportive Housing for Persons with Disabilities $330,131 - 0
64.114 Veterans Housing_guaranteed and Insured Loans $140,080 - 0
14.228 Recovery Housing Program Pass-Through State Dfa $49,361 - 0
14.241 Covid-19 Housing Opportunities for Persons with Aids $14,533 - 0
14.228 Covid-19 Cdbg Pass-Through State $12,939 - 0
10.410 Very Low to Moderate Income Housing Loans $5,597 - 0

Contacts

Name Title Type
F3LNHFKF5UP1 Joseph McIntyre Auditee
5057672231 Gaby Miller Auditor
No contacts on file

Notes to SEFA

Title: NOTE 1 BASIS OF PRESENTATION Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: Y Rate Explanation: The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020. The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority.
Title: NOTE 2 RELATIONSHIP TO THE AUTHORITY’S FINANCIAL STATEMENTS Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: Y Rate Explanation: The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020. Federal financial assistance program expenditures as presented in the accompanying Schedule primarily represent federal financial assistance payments disbursed by the Authority during the year ended September 30, 2023 or federally insured loans as described in Note 3.
Title: NOTE 3 MORTGAGE INSURANCE AND GUARANTEES Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: Y Rate Explanation: The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020. Certain mortgage loans of the Authority are insured by the Federal Housing Administration (FHA) and partially guaranteed by the Veterans Administration (VA). At September 30, 2023, the Authority recorded approximately $17,526,000 of FHA insured loans. These serviced loans are included on the accompanying Schedule. The Authority participates in the Risk Sharing loan program, under which the Department of Housing and Urban Development (HUD) provides credit enhancements for multifamily housing project loans. HUD and the Authority share in the risk of loss on the mortgage. HUD has assumed 90% of the risk in 34 loans. HUD’s assumed risk approximated $41,262,000 at September 30, 2023. Of the 34 loans closed, the Authority funded 31 loans with outstanding principal of $42,270,000 at September 30, 2023. HUD’s assumed risk of loss of approximately $38,043,000 related to these 31 loans is recorded in the accompanying Schedule. The Authority participates in the Section 538 Rural Rental Housing Guaranteed Loan Program, under which the Rural Housing Service (RHS), Department of Agriculture (USDA), provides credit enhancements to encourage private and public lenders to make new loans for affordable rental properties that meet program standards. The USDA has assumed 90% of the risk in the one loan closed and funded by the Authority. At September 30, 2023, the loan had an outstanding principal of $1,008,000, of which the USDA assumed risk of loss of approximately $907,000 is recorded in the accompanying Schedule.
Title: NOTE 4 LOANS AND LOAN GUARANTEES Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: Y Rate Explanation: The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020. Loans and loan guarantees in the accompanying Schedule consist of outstanding principal loans in programs that have ongoing compliance requirements. The following is a summary of changes in federal loan balances for the year ended September 30, 2023: Assistance Listing September 30, Current Year September 30, Program Title Number 2022 Balance Activity 2023 Balance HOME Investment Partnerships Program 14.239 $ 40,373,467 $ (816,876) $ 39,556,591 ARRA-Tax Credit Assistance Program 14.258 12,405,880 (183,183) 12,222,697 Neighborhood Stabilization Program 14.228 2,258,561 (41,659) 2,216,902 Mortgage Insurance - Homes (FHA) 14.117 24,062,474 (6,536,340) 17,526,134 Veterans Housing-Guaranteed and Insured Loans 64.114 140,080 (140,080) - Very Low to Moderate Income Housing Loans 10.410 5,597 (3,515) 2,082 Section 538 Rural Rental Housing Guaranteed Loans 10.438 930,231 (23,046) 907,185 GNMA Mortgage Backed Security Program 14.000 1,611,922,752 183,346,663 1,795,269,415 Housing Finance Agencies Risk Sharing Programs 14.188 38,095,867 (960,221) 37,135,646 Capital Magnet Fund 21.011 3,243,354 1,053,886 4,297,240 Housing Trust Fund - National 14.275 12,266,839 2,597,936 14,864,775 Total $ 1,745,705,102 $ 178,293,565 $ 1,923,998,667
Title: NOTE 5 INDIRECT COSTS Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards (Schedule) includes the federal grant activity of the Authority and is presented on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable for all awards. Under these principles, certain types of expenditures are not allowable or are limited as to reimbursement. The Authority’s reporting entity is defined in Note 1 to the Authority’s financial statements. All federal financial assistance received from the federal agencies, including amounts passed through from other governmental entities and disbursed by the Authority, is included in the Schedule in accordance with the requirements of OMB Circular 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, as applicable. Because the Schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. De Minimis Rate Used: Y Rate Explanation: The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020. The Authority has elected to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance for loans awarded after November 12, 2020.