Audit 28850

FY End
2022-06-30
Total Expended
$9.22M
Findings
8
Programs
18
Organization: Yupiit School District (AK)
Year: 2022 Accepted: 2022-10-27

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
28774 2022-002 Significant Deficiency - L
28775 2022-001 Significant Deficiency - L
28776 2022-001 Significant Deficiency - L
28777 2022-002 Significant Deficiency - L
605216 2022-002 Significant Deficiency - L
605217 2022-001 Significant Deficiency - L
605218 2022-001 Significant Deficiency - L
605219 2022-002 Significant Deficiency - L

Contacts

Name Title Type
KVNDFLSBJJ96 Lucienne Smith Auditee
9073015050 Grant R. Todd Auditor
No contacts on file

Notes to SEFA

Title: Summary of Significant Accounting Policies Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Yupiit School District under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Yupiit School District, it is not intended to and does not present the basic financial statements of Yupiit School District. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Expenditures reported on the Schedule are reported on the modified accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. The District has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.
Title: Subrecipient Accounting Policies: The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Yupiit School District under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Yupiit School District, it is not intended to and does not present the basic financial statements of Yupiit School District. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. No federal funds were passed through to subrecipients.

Finding Details

Federal Agency: U.S. Department of Education passed through the State of Alaska Department of Education and Early Development Federal Program: COVID-19 CARES Act Elementary and Secondary School Emergency Relief (ESSER) Assistance Listing Number: 84.425D Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Reporting requirements within the grant agreements state that quarterly reports must be submitted within 30 days of the end of quarter. Condition/Context: The District did not adhere to the quarterly reporting requirements specified in the grant agreements. During our review of two of four quarterly reports that were submitted, we noted that one of the reports was submitted late. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of Federal funding. Questioned Costs: None noted. Repeat finding: This is not a repeat finding, and therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Agriculture, passed through the State of Alaska, Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553 and 10.555 Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Program requirements state that each month?s claim for reimbursement and all data used in the claims review process must be maintained on file. Accurate records must be maintained to justify all meals claimed and documenting that all program funds were spent only on Child Nutrition Program costs. Condition/Context: The District did not adhere to proper recordkeeping requirements specified in the program requirements. During our review of claim reports filed with the State of Alaska, we noted that two of three reports tested lacked sufficient records to substantiate the underlying report figures. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of federal funding. Questioned Costs: Actual and likely questioned costs are below the reporting threshold of $25,000. Repeat finding: This is not a repeat finding, therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements and implements additional internal control procedures over recordkeeping and reporting. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Agriculture, passed through the State of Alaska, Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553 and 10.555 Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Program requirements state that each month?s claim for reimbursement and all data used in the claims review process must be maintained on file. Accurate records must be maintained to justify all meals claimed and documenting that all program funds were spent only on Child Nutrition Program costs. Condition/Context: The District did not adhere to proper recordkeeping requirements specified in the program requirements. During our review of claim reports filed with the State of Alaska, we noted that two of three reports tested lacked sufficient records to substantiate the underlying report figures. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of federal funding. Questioned Costs: Actual and likely questioned costs are below the reporting threshold of $25,000. Repeat finding: This is not a repeat finding, therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements and implements additional internal control procedures over recordkeeping and reporting. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Education passed through the State of Alaska Department of Education and Early Development Federal Program: COVID-19 CARES Act Elementary and Secondary School Emergency Relief (ESSER) Assistance Listing Number: 84.425D Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Reporting requirements within the grant agreements state that quarterly reports must be submitted within 30 days of the end of quarter. Condition/Context: The District did not adhere to the quarterly reporting requirements specified in the grant agreements. During our review of two of four quarterly reports that were submitted, we noted that one of the reports was submitted late. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of Federal funding. Questioned Costs: None noted. Repeat finding: This is not a repeat finding, and therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Education passed through the State of Alaska Department of Education and Early Development Federal Program: COVID-19 CARES Act Elementary and Secondary School Emergency Relief (ESSER) Assistance Listing Number: 84.425D Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Reporting requirements within the grant agreements state that quarterly reports must be submitted within 30 days of the end of quarter. Condition/Context: The District did not adhere to the quarterly reporting requirements specified in the grant agreements. During our review of two of four quarterly reports that were submitted, we noted that one of the reports was submitted late. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of Federal funding. Questioned Costs: None noted. Repeat finding: This is not a repeat finding, and therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Agriculture, passed through the State of Alaska, Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553 and 10.555 Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Program requirements state that each month?s claim for reimbursement and all data used in the claims review process must be maintained on file. Accurate records must be maintained to justify all meals claimed and documenting that all program funds were spent only on Child Nutrition Program costs. Condition/Context: The District did not adhere to proper recordkeeping requirements specified in the program requirements. During our review of claim reports filed with the State of Alaska, we noted that two of three reports tested lacked sufficient records to substantiate the underlying report figures. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of federal funding. Questioned Costs: Actual and likely questioned costs are below the reporting threshold of $25,000. Repeat finding: This is not a repeat finding, therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements and implements additional internal control procedures over recordkeeping and reporting. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Agriculture, passed through the State of Alaska, Department of Education and Early Development Federal Program: Child Nutrition Cluster Assistance Listing Number: 10.553 and 10.555 Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Program requirements state that each month?s claim for reimbursement and all data used in the claims review process must be maintained on file. Accurate records must be maintained to justify all meals claimed and documenting that all program funds were spent only on Child Nutrition Program costs. Condition/Context: The District did not adhere to proper recordkeeping requirements specified in the program requirements. During our review of claim reports filed with the State of Alaska, we noted that two of three reports tested lacked sufficient records to substantiate the underlying report figures. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of federal funding. Questioned Costs: Actual and likely questioned costs are below the reporting threshold of $25,000. Repeat finding: This is not a repeat finding, therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements and implements additional internal control procedures over recordkeeping and reporting. Management Response: Management agrees with this finding, see Corrective Action Plan.
Federal Agency: U.S. Department of Education passed through the State of Alaska Department of Education and Early Development Federal Program: COVID-19 CARES Act Elementary and Secondary School Emergency Relief (ESSER) Assistance Listing Number: 84.425D Award Year: 2022 Type of Finding: Significant deficiency in internal control over compliance and noncompliance. Criteria: Reporting requirements within the grant agreements state that quarterly reports must be submitted within 30 days of the end of quarter. Condition/Context: The District did not adhere to the quarterly reporting requirements specified in the grant agreements. During our review of two of four quarterly reports that were submitted, we noted that one of the reports was submitted late. Cause: Lack of internal control over reporting. Effect: Failure to follow compliance reporting requirements could result in loss of Federal funding. Questioned Costs: None noted. Repeat finding: This is not a repeat finding, and therefore we believe it to be an isolated instance. Recommendation: We recommend that management complies with all reporting requirements. Management Response: Management agrees with this finding, see Corrective Action Plan.