Audit 28784

FY End
2022-06-30
Total Expended
$1.06M
Findings
46
Programs
11
Year: 2022 Accepted: 2023-03-26

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
37426 2022-001 Material Weakness - I
37427 2022-002 - - P
37428 2022-003 Significant Deficiency - L
37429 2022-001 Material Weakness - I
37430 2022-002 - - P
37431 2022-003 Significant Deficiency - L
37432 2022-001 Material Weakness - I
37433 2022-002 - - P
37434 2022-003 Significant Deficiency - L
37435 2022-001 Material Weakness - I
37436 2022-002 - - P
37437 2022-003 Significant Deficiency - L
37438 2022-001 Material Weakness - I
37439 2022-002 - - P
37440 2022-003 Significant Deficiency - L
37441 2022-002 - - P
37442 2022-007 Material Weakness - B
37443 2022-002 - - P
37444 2022-007 Material Weakness - B
37445 2022-002 - - P
37446 2022-007 Material Weakness - B
37447 2022-002 - - P
37448 2022-007 Material Weakness - B
613868 2022-001 Material Weakness - I
613869 2022-002 - - P
613870 2022-003 Significant Deficiency - L
613871 2022-001 Material Weakness - I
613872 2022-002 - - P
613873 2022-003 Significant Deficiency - L
613874 2022-001 Material Weakness - I
613875 2022-002 - - P
613876 2022-003 Significant Deficiency - L
613877 2022-001 Material Weakness - I
613878 2022-002 - - P
613879 2022-003 Significant Deficiency - L
613880 2022-001 Material Weakness - I
613881 2022-002 - - P
613882 2022-003 Significant Deficiency - L
613883 2022-002 - - P
613884 2022-007 Material Weakness - B
613885 2022-002 - - P
613886 2022-007 Material Weakness - B
613887 2022-002 - - P
613888 2022-007 Material Weakness - B
613889 2022-002 - - P
613890 2022-007 Material Weakness - B

Programs

ALN Program Spent Major Findings
84.010 Title I Grants to Local Educational Agencies $152,585 - 0
10.553 School Breakfast Program $97,265 Yes 3
84.358 Rural Education $27,861 - 0
10.555 National School Lunch Program $26,458 Yes 3
84.027 Special Education_grants to States $24,363 - 0
84.367 Improving Teacher Quality State Grants $18,280 - 0
93.778 Medical Assistance Program $6,955 - 0
84.425 Education Stabilization Fund $6,401 Yes 2
15.226 Payments in Lieu of Taxes $4,052 - 0
84.173 Special Education_preschool Grants $2,432 - 0
10.649 Pandemic Ebt Administrative Costs $614 - 0

Contacts

Name Title Type
CMP7CZJ6ZLJ3 Ryan Fritch Auditee
6186832301 Jeffrey C. Stroder, CPA Auditor
No contacts on file

Notes to SEFA

Title: Subrecipients Accounting Policies: The accompanying Schedule of Expenditures of federal Awards includes the federal grant activity of Pope County CUSD No. 1 and is presented on the modified cash basis of accounting. The information in this schedule is presented in accordance with the requirements of the Office of Management and Budget Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. Of the federal expenditures presented in the schedule, Pope County CUSD No. 1 provided no federal awards to subrecipients.
Title: Non-Cash Assistance Accounting Policies: The accompanying Schedule of Expenditures of federal Awards includes the federal grant activity of Pope County CUSD No. 1 and is presented on the modified cash basis of accounting. The information in this schedule is presented in accordance with the requirements of the Office of Management and Budget Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The following amounts were expended in the form of non-cash assistance by Pope County CUSD No. 1 and should be included in the Schedule of Expenditures of Federal Awards: Non-Cash Commodities (CFDA 10.555) $22,471, Other Non-Cash Assistance - Department of Defense Fruits and Vegetables $3,987. Total Non-Cash $26,458.

Finding Details

Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred or otherwise excluded. Condition: The District had transactions in excess of $25,000 with one vendor that they did not check for suspension and debarment or have a signed certification. Questioned Costs: None. Context: Total payments to the vendor were $110,248 as of June 30, 2022. Effect: The District was at risk of making material payments to vendors who are not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Cause: The District was not aware of this requirement. Recommendation: We recommend the District check the Excluded Parties List System or collect certifications from the entity for any vendor that the District expects to pay more than $25,000 for the year. Management's Response: We were not aware of this requirement, but we will ensure that we comply going forward.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: To ensure that reports for meal counts are accurately submitted to the Illinois State Board of Education, proper internal controls should be in place over reporting. Condition: There is no review of the meal count submission reports prepared by the Food Service Director before they are submitted to the Illinois State Board of Education. Questioned Costs: None. Context: Expenditures for the Child Nutrition Cluster totaled $336,726 for the year ended June 30, 2022. Effect: Meal counts could be inaccurately reported to the Illinois State Board of Education resulting in over or under reimbursement. Cause: The food service director was unaware this review process should be done each month. Recommendation: We recommend that the Food Service Director input the amounts in the Illinois State Board of Education monthly meal count report, print the report before submission, and give to the Bookkeeper or Superintendent along with the meal count sheets to review that the amounts are accurate. Their review should be documented on the report. Management's Response: The Bookkeeper or Superintendent will begin reviewing the monthly meal count reports prepared by the Food Service Director to ensure accuracy before they are submitted. We will ensure the review is documented.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.
Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement, and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: The District did not have written policies and procedures over any of the components of grant administration. Questioned Costs: None. Context: Total federal grants expended during the fiscal year ended June 30, 2022 were $1,0057,874. Effect: There are no written policies in place to provide guidance on the administration of federal funds. Cause: The District was not aware of this requirement. Recommendation: The District needs to develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Management's Response: We have written the policies and procedures and plan to have the Board adopt them at the March board meeting.
Criteria: For good internal controls, expenditures should be authorized. Documentation of supervisory approval should also be retained for all expenditures. Condition: According to the District, the Superintendent reviews all expenditures and supporting documentation before payment is authorized. However, there is no documentation of this review. Questioned Costs: None Context: Total expenditures of the grant were $323,364 for the year ended June 30, 2022. Effect: Increases the risk that inappropriate expenditures could be applied to the grant program resulting in overcharging the grant for costs incurred. Our test determined that four out of ten expenditures did not have supervisory approval. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment. Recommendation: We recommend the District provide proper documentation of the Superintendent's approval for payment of invoices. Management's Response: The Superintendent will begin noting his approval by signing all invoices that are not accompanied by an approved purchase order.