Audit 27147

FY End
2022-12-31
Total Expended
$418.60M
Findings
0
Programs
74
Organization: County of Nassau, New York (NY)
Year: 2022 Accepted: 2023-09-28

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
97.039 Hazard Mitigation Grant $67.28M Yes 0
93.558 Temporary Assistance for Needy Families $43.92M Yes 0
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $38.32M Yes 0
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $34.89M Yes 0
20.507 Federal Transit_formula Grants $27.28M Yes 0
93.575 Child Care and Development Block Grant $22.18M Yes 0
20.205 Highway Planning and Construction $15.84M Yes 0
14.269 Hurricane Sandy Community Development Block Grant Disaster Recovery Grants (cdbg-Dr) $12.54M Yes 0
14.218 Community Development Block Grants/entitlement Grants $11.38M Yes 0
93.778 Medical Assistance Program $10.43M - 0
93.568 Low-Income Home Energy Assistance $7.44M - 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $7.23M - 0
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $6.19M - 0
93.914 Hiv Emergency Relief Project Grants $5.81M Yes 0
93.667 Social Services Block Grant $5.47M Yes 0
93.658 Foster Care_title IV-E $4.45M - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $4.17M Yes 0
14.218 Covid 19- Community Development Block Grants/entitlement Grants $3.43M Yes 0
97.067 Homeland Security Grant Program $3.33M Yes 0
16.606 State Criminal Alien Assistance Program $3.20M Yes 0
14.231 Covid- 19 Emergency Solutions Grant Program $3.18M Yes 0
93.563 Child Support Enforcement $2.93M - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $2.05M - 0
93.958 Block Grants for Community Mental Health Services $1.85M - 0
14.239 Home Investment Partnerships Program $1.82M - 0
93.659 Adoption Assistance $1.71M - 0
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $1.40M - 0
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $1.29M - 0
21.016 Equitable Sharing $1.28M - 0
97.056 Port Security Grant Program $1.21M - 0
16.575 Crime Victim Assistance $1.20M - 0
16.922 Equitable Sharing Program $1.19M - 0
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $1.17M - 0
93.052 National Family Caregiver Support, Title Iii, Part E $780,941 - 0
93.069 Public Health Emergency Preparedness $632,822 - 0
93.556 Promoting Safe and Stable Families $614,383 - 0
20.237 Commercial Vehicle Information Systems and Networks $610,244 - 0
93.767 Children's Health Insurance Program $604,555 - 0
14.231 Emergency Solutions Grant Program $546,341 Yes 0
84.181 Special Education-Grants for Infants and Families $544,928 - 0
16.741 Dna Backlog Reduction Program $477,870 - 0
97.083 Staffing for Adequate Fire and Emergency Response (safer) $384,548 - 0
93.645 Stephanie Tubbs Jones Child Welfare Services Program $325,592 - 0
16.825 Smart Prosecution Initiative $251,403 - 0
93.994 Maternal and Child Health Services Block Grant to the States $197,598 - 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $191,037 - 0
20.600 State and Community Highway Safety $157,236 - 0
93.977 Preventive Health Services_sexually Transmitted Diseases Control Grants $156,800 - 0
93.268 Covid 19- Immunization Cooperative Agreements $148,951 - 0
16.609 Project Safe Neighborhoods $143,930 - 0
93.568 Covid-19 Low-Income Home Energy Assistance $138,089 - 0
92.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $137,212 - 0
16.742 Paul Coverdell Forensic Sciences Improvement Grant Program $114,700 - 0
20.500 Federal Transit_capital Investment Grants $107,261 Yes 0
10.559 Summer Food Service Program for Children $86,036 - 0
20.616 National Priority Safety Programs $83,847 - 0
93.043 Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $83,283 - 0
93.268 Immunization Cooperative Agreements $77,593 - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs $76,310 - 0
93.071 Medicare Enrollment Assistance Program $69,725 - 0
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $65,445 - 0
93.090 Guardianship Assistance $62,274 - 0
66.472 Beach Monitoring and Notification Program Implementation Grants $58,350 - 0
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $56,228 - 0
21.032 Local Assistance and Tribal Consistency Fund $50,000 - 0
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $23,017 - 0
93.150 Projects for Assistance in Transition From Homelessness (path) $19,047 - 0
10.555 National School Lunch Program $17,179 - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $16,347 - 0
10.553 School Breakfast Program $10,040 - 0
93.747 Elder Abuse Prevention Interventions Program $6,126 - 0
97.042 Emergency Management Performance Grants $5,144 - 0
10.649 Covid-19 Pandemic Ebt Administrative Costs $628 - 0
93.424 Non-Aca/pphf?building Capacity of the Public Health System to Improve Population Health Through National Nonprofit Organizations $118 - 0

Contacts

Name Title Type
GNX7NPNK9X61 Lisa Tsikouras, CPA Auditee
5165712863 Warren Ruppel, CPA Auditor
No contacts on file

Notes to SEFA

Title: Relationship to the Basic Financial Statements Accounting Policies: Expenditures are reported on the modified accrual basis of accounting for grants which are accounted for in the governmental fund types, except for expenditures of U.S. Department of Agriculture (School Breakfast Program, National School Lunch Program), U.S. Department of Justice (Equitable Sharing Program, State Criminal Alien Assistance Program (SCAAP), and U.S. Department of Treasury (Equitable Sharing Program) which are reported on a cash basis. Expenditures are reported following the cost principles contained in OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments for grant awards prior to December 26, 2014 and Cost Principles for State Local, and Indian Tribal Governments, 2 CFR Subpart E for grant awards after December 26, 2014, wherein certain types of expenditures/expenses are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: Indirect costs are included in the reported expenditures to the extent they are included in the federal financial reports used as the source for the data presented. Indirect costs are charged at different rates according to the County's indirect cost rate study and may not be charged based upon the agreement with a grantor. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under Uniform Guidance. Women, Infants and Children Nutrition Program WIC The Schedule includes pass-through Federal Funds. The total amount reported for the WIC program (Assistance Listing Number 10.557), represents the Federal Share of non-cash assistance for WIC instruments (including Special Formula Food Instruments) redeemed for cash and the Federal share of the County's administrative costs. The amounts presented below consist of distributions to program recipient vendors, which were drawn directly from New York State (NYS) accounts and are not included in the County's basic financial statements. "See the Notes to the SEFA for chart/table." Reconciliation of Federal Expenditures Reported in the SEFA to the Annual Comprehensive Financial Report: The difference between the Federal expenditures reported in the SEFA and the County's Annual Comprehensive Financial Report are primarily comprised of the 2022 Women, Infants and Children Program (WIC), of which disbursements to the program recipients or vendors, were drawn directly from NYS accounts, and are not included in the County's basic financial statements, cash reporting for some programs, accounting accrual and other reporting differences for some programs, federal revenue not required to be reported in the SEFA and FEMA/CDBG-DR reporting differences as shown in the schedule below. "See the Notes to the SEFA for chart/table."
Title: Federal Asset Forfeitures - Unexpended Cash Balances Accounting Policies: Expenditures are reported on the modified accrual basis of accounting for grants which are accounted for in the governmental fund types, except for expenditures of U.S. Department of Agriculture (School Breakfast Program, National School Lunch Program), U.S. Department of Justice (Equitable Sharing Program, State Criminal Alien Assistance Program (SCAAP), and U.S. Department of Treasury (Equitable Sharing Program) which are reported on a cash basis. Expenditures are reported following the cost principles contained in OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments for grant awards prior to December 26, 2014 and Cost Principles for State Local, and Indian Tribal Governments, 2 CFR Subpart E for grant awards after December 26, 2014, wherein certain types of expenditures/expenses are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: Indirect costs are included in the reported expenditures to the extent they are included in the federal financial reports used as the source for the data presented. Indirect costs are charged at different rates according to the County's indirect cost rate study and may not be charged based upon the agreement with a grantor. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under Uniform Guidance. The County receives funds under Federal Asset Forfeiture Programs administered by the U.S Department of Justice and the U.S. Department of the Treasury, respectively. Unexpended cash balances on-hand relating to these programs at December 31, 2022 were as follows: "See the Notes to the SEFA for chart/table."
Title: Disaster Grants Public Assistance - AL #97.036, CDBG-DR AL #14.269 Accounting Policies: Expenditures are reported on the modified accrual basis of accounting for grants which are accounted for in the governmental fund types, except for expenditures of U.S. Department of Agriculture (School Breakfast Program, National School Lunch Program), U.S. Department of Justice (Equitable Sharing Program, State Criminal Alien Assistance Program (SCAAP), and U.S. Department of Treasury (Equitable Sharing Program) which are reported on a cash basis. Expenditures are reported following the cost principles contained in OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments for grant awards prior to December 26, 2014 and Cost Principles for State Local, and Indian Tribal Governments, 2 CFR Subpart E for grant awards after December 26, 2014, wherein certain types of expenditures/expenses are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: Indirect costs are included in the reported expenditures to the extent they are included in the federal financial reports used as the source for the data presented. Indirect costs are charged at different rates according to the County's indirect cost rate study and may not be charged based upon the agreement with a grantor. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under Uniform Guidance. In 2012, the County sustained damage from Superstorm Sandy (the Storm), mainly from downed trees and floodwaters. The Countys costs for emergency protective measures, debris removal and other recovery efforts reported in the SEFA for 2022 according to the Federal Emergency Management Agency (FEMA) reporting guidelines totaled $37,790,439. This is comprised of a incurred expenditures of $326,939 between 2013-2020, $1,173,071 in 2021, and $36,290,429 in 2022.On August 4, 2020, Isaias which was downgraded from a hurricane to a tropical storm, produced widespread tropical-storm-force winds, flooding, and occasional gusts to hurricane force across the southeastern portion of New York State, including Long Island and New York City. The County incurred substantial damage and has reported a total of $2,045,367 of expenditures in Financial Year 2022. In 2014, Governor Andrew Cuomo announced that the State of New York would provide the 10% local match for entities that are in the Superstorm Sandy Federal Emergency Management Agency (FEMA) Public Assistance (PA) program. The funds come from the United States Department of Housing and Urban Development (HUD) Community Development Block Grant Disaster Recovery (CDBG-DR) program. These pass-through funds are administered by the Governors Office of Storm Recovery (GOSR). GOSR committed to paying the Countys local match related to Bay Parks restoration for all expenditures obligated under (PW) #3714. All other PWs were subject to a payment of the Countys local share up to $19.6 million for FEMA obligations of $196 million.The programs noted in the SEFA under Assistance Listing# 14.269 Hurricane Sandy Community Development Block Grant Disaster Recovery (CDBG-DR) provide additional funds for various Community Reconstruction projects, which all meet HUD national objectives. These pass-through funds are also administered by the GOSR. The County has reported a total of $12,537,167 in CDBG-DR funding for Financial Year 2022 related to these projects.
Title: Basis of Presentation Accounting Policies: Expenditures are reported on the modified accrual basis of accounting for grants which are accounted for in the governmental fund types, except for expenditures of U.S. Department of Agriculture (School Breakfast Program, National School Lunch Program), U.S. Department of Justice (Equitable Sharing Program, State Criminal Alien Assistance Program (SCAAP), and U.S. Department of Treasury (Equitable Sharing Program) which are reported on a cash basis. Expenditures are reported following the cost principles contained in OMB Circular A-87, Cost Principles for State, Local, and Indian Tribal Governments for grant awards prior to December 26, 2014 and Cost Principles for State Local, and Indian Tribal Governments, 2 CFR Subpart E for grant awards after December 26, 2014, wherein certain types of expenditures/expenses are not allowable or are limited as to reimbursement. Pass-through entity identifying numbers are presented where available. De Minimis Rate Used: N Rate Explanation: Indirect costs are included in the reported expenditures to the extent they are included in the federal financial reports used as the source for the data presented. Indirect costs are charged at different rates according to the County's indirect cost rate study and may not be charged based upon the agreement with a grantor. The County has elected not to use the 10 percent de minimis indirect cost rate allowed under Uniform Guidance. The accompanying schedule of expenditures of federal awards (the Schedule or SEFA) includes the federal grant activity of the County of Nassau, New York (the County) under programs of the federal government for the year ended December 31, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the County, it is not intended to and does not present the financial position, changes in net position, or where applicable, cash flows of the County. The Countys reporting entity is defined in Note 1 of the Countys basic financial statements. All federal awards received directly from federal agencies, as well as passed through other government agencies, are included on the Schedule, except for Nassau Community College and Nassau Health Care Corporation. Nassau Community College and Nassau Health Care Corporation have a single audit conducted by other auditors.