Audit 26676

FY End
2022-06-30
Total Expended
$1.06M
Findings
2
Programs
1
Organization: Iowa Community Capital (IA)
Year: 2022 Accepted: 2022-11-20

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
30782 2022-001 Material Weakness - ABEL
607224 2022-001 Material Weakness - ABEL

Programs

ALN Program Spent Major Findings
21.020 Community Development Financial Institutions Program $1.06M Yes 1

Contacts

Name Title Type
EHNDEYR8FM48 Craig Downs Auditee
5152120182 Eric Seeman Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: Y Rate Explanation: The auditee used the de minimis cost rate.

Finding Details

Segregation of Duties - One important aspect of internal control is the segregation of duties among personnel to prevent an individual from handling duties which are incompatible. Iowa Community Capital has a limited number of people which have the primary responsibility for most of the accounting and financial duties, as a result some of the aspects or internal control are missing.
Segregation of Duties - One important aspect of internal control is the segregation of duties among personnel to prevent an individual from handling duties which are incompatible. Iowa Community Capital has a limited number of people which have the primary responsibility for most of the accounting and financial duties, as a result some of the aspects or internal control are missing.