Audit 26035

FY End
2022-06-30
Total Expended
$24.46M
Findings
16
Programs
20
Year: 2022 Accepted: 2023-01-24
Auditor: Kpm Cpac PC

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
25960 2022-001 Significant Deficiency - N
25961 2022-002 Significant Deficiency - N
25962 2022-001 Significant Deficiency - N
25963 2022-002 Significant Deficiency - N
25964 2022-001 Significant Deficiency - N
25965 2022-002 Significant Deficiency - N
25966 2022-001 Significant Deficiency - N
25967 2022-002 Significant Deficiency - N
602402 2022-001 Significant Deficiency - N
602403 2022-002 Significant Deficiency - N
602404 2022-001 Significant Deficiency - N
602405 2022-002 Significant Deficiency - N
602406 2022-001 Significant Deficiency - N
602407 2022-002 Significant Deficiency - N
602408 2022-001 Significant Deficiency - N
602409 2022-002 Significant Deficiency - N

Contacts

Name Title Type
GYVVL4GT18L3 Mickie Mahan Auditee
4174555533 Matt Wallace Auditor
No contacts on file

Notes to SEFA

Title: Basis of Presentation Accounting Policies: 1. Expenditures reported in the Schedule are reported on the accrual basis of accounting, which is described in Note 1 to the College's basic financial statements. 2. Pass-through entity identifying numbers are presented where available. 3. The College elected not to use the 10% de minimis indirect cost rate. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal grant activity of Crowder College under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of the Uniform Guidance. Because the Schedule presents only a selected portion of the operations of Crowder College, it is not intended to and does not present the financial position, changes in net position, or cash flows of Crowder College.
Title: Loan Programs Accounting Policies: 1. Expenditures reported in the Schedule are reported on the accrual basis of accounting, which is described in Note 1 to the College's basic financial statements. 2. Pass-through entity identifying numbers are presented where available. 3. The College elected not to use the 10% de minimis indirect cost rate. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The College participates in the Federal Direct Student Loan Program, which provides federal loans directly to the students rather than through private lending institutions. The College is responsible only for the origination of the loan (e.g., determining student eligibility and disbursing loan proceeds to the borrower). The Direct Loan Servicer is then responsible for the overall servicing and collection of the loan. Accordingly, these loans are not included in the College's financial statements. The amount reported on the Schedule of Expenditures of Federal Awards for the loan program represents the total value of the loans awarded and paid to the College's students during the year ended June 30, 2022.

Finding Details

Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.
Compliance Finding and Significant Deficiency - 2022-001 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-001 Special Test and Provisions - Return of Title IV Funds Criteria: In accordance with 34 CFR 668.173(b), the College must return Title IV fund within 45 days after the date the College determined the student withdrew. Additionally, the College is considered an attendance taking school, therefore, they must make the determination that the student withdrew no later than 14 days after the student's last date of attendance as determined by the College from its attendance records. Condition: The College did not return unearned Title IV funds within the prescribed timeframe. Context: A sample of 25 R2T4 calculations revealed that one student had Title IV funds returned later than the allowable timeframe. All funds were returned in the proper order and amount. Effect: Title IV funds were not returned in a timely manner. Cause: The College did not have specific procedures in place to ensure timely reporting of withdraws by instructors, which in turn, did not provide enough time for the College to identify, prepare, and return funds within the required timeframe. Questioned Costs: The questioned costs would be insignificant due to the funds being returned in the proper order and amount. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.173 as it relates to the return of Title IV funds. College Response: The College has well defined policies and procedures that outline attendance requirements and the process for administratively withdrawing students who have met the criterion for 14 consecutive days of non-attendance. Instructors are required to adhere to the College policies. As referenced in 34 CFR 668.173(c)(2), "The Secretary does not consider an institution to be out of compliance with the reserve standard under 68.173(a)(3) if the institution is cited in any audit or review report because it did not return unearned funds in a timely manner for only one or two students, or for less than 5% of the students in the sample referred to in paragraph (c)(1)(i) of this section". This audit indicates that only one student was found outside of the allowable timeframe in the sample. The College understands the necessity to reduce any issues with return of funds and will continue to work with instructors on a regular basis to adhere to the policies and procedures established to stay in compliance with these regulations.
Compliance Finding and Significant Deficiency 2022-002 U.S. Department of Education Student Financial Assistance Cluster Assistance Listing Numbers: 84.007, 84.033, 84.063 & 84.268 Award Year: 2021-2022 2022-002 Eligibility Criteria: In accordance with 34 CFR 668.32(e), for a student to be deemed eligible for Pell funding, they must have a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Condition: The College disbursed Pell funds to a student that was not deemed eligible. Context: A sample of 40 students revealed that one student received Pell funding without showing eligibility in regards to having a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives. Effect: Pell funds were disbursed to one ineligible student. Cause: The College did not have specific procedures in place to ensure all students had a high school diploma, its recognized equivalent, or another indication of high school completion status, or qualifies for one of the ability-to-benefit alternatives prior to disbursing Pell funds. Questioned costs: $537 of Pell funding (ALN 84.063) was received during the Fall 2021 semester before becoming eligible during the Spring 2022 semester. This is below the known and likely questioned costs reporting threshold. Recommendation: We recommend the College implement procedures to strictly comply with the requirements of 34 CFR 668.32 as it relates to student eligibility. Response: The College's Financial Aid Office has implemented new procedures. When final high school transcripts come in during a semester, the Office will add a step to review the actual graduation date to make sure that the College is not paying a student for an ineligible semester.