Audit 24381

FY End
2022-06-30
Total Expended
$43.20M
Findings
12
Programs
19
Year: 2022 Accepted: 2023-03-30

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
35208 2022-001 Significant Deficiency - N
35209 2022-001 Significant Deficiency - N
35210 2022-001 Significant Deficiency - N
35211 2022-001 Significant Deficiency - N
35212 2022-002 Significant Deficiency - L
35213 2022-002 Significant Deficiency - L
611650 2022-001 Significant Deficiency - N
611651 2022-001 Significant Deficiency - N
611652 2022-001 Significant Deficiency - N
611653 2022-001 Significant Deficiency - N
611654 2022-002 Significant Deficiency - L
611655 2022-002 Significant Deficiency - L

Contacts

Name Title Type
FKG7XAKURMC8 Brenda Schumacher Auditee
5316222406 Brenda Scherer Auditor
No contacts on file

Notes to SEFA

Title: BASIS OF PRESENTATION Accounting Policies: Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as toreimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. Metropolitan Community College Area has elected not to use the 10% de minimis indirect cost rate allowed under the Uniform Guidance.During the year ended June 30, 2022, Metropolitan Community College Area did not pass any funds through to sub-recipients. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The accompanying schedule of expenditures of federal awards (the Schedule) includes the federal award activity of Metropolitan Community College Area under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of 2 CFR Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of Metropolitan Community College Area, it is not intended to, and does not, present the financial position, changes in net position, or cash flows of Metropolitan Community College Area.

Finding Details

2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 - 002 Federal agency: U.S. Department of Education Federal program title: COVID-19 Education Stabilization Fund Assistance Listing Number: 84.425E & F Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Per Uniform Guidance 2 CFR 200.303, non-Federal entities receiving Federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations and program compliance requirements. The initial reporting for this grant requires the report to be submitted to the Institution?s website within 30 days of the signed Certification Agreement or 30 days after the electronic announcement dated May 6, whichever is later. Institutions were then required to update their websites every 45 days after initial upload. This was changed to quarterly on 8/31/2020. Condition: During our testing of the reporting process, it was noted the student reporting items were not included on one webpage but were found on multiple webpages. Questioned Costs: None Context: A robust tracking system was not employed for all the various reporting requirements included documentation of review and maintenance of records or recorded numbers. Cause: The College did not have a robust system in place to document and track reporting requirements. Effect: Inaccurate reporting on the College's website. Repeat Finding: No Recommendation: We recommend the College establish a system to retain documents to support the accuracy of the reports. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 - 002 Federal agency: U.S. Department of Education Federal program title: COVID-19 Education Stabilization Fund Assistance Listing Number: 84.425E & F Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Per Uniform Guidance 2 CFR 200.303, non-Federal entities receiving Federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations and program compliance requirements. The initial reporting for this grant requires the report to be submitted to the Institution?s website within 30 days of the signed Certification Agreement or 30 days after the electronic announcement dated May 6, whichever is later. Institutions were then required to update their websites every 45 days after initial upload. This was changed to quarterly on 8/31/2020. Condition: During our testing of the reporting process, it was noted the student reporting items were not included on one webpage but were found on multiple webpages. Questioned Costs: None Context: A robust tracking system was not employed for all the various reporting requirements included documentation of review and maintenance of records or recorded numbers. Cause: The College did not have a robust system in place to document and track reporting requirements. Effect: Inaccurate reporting on the College's website. Repeat Finding: No Recommendation: We recommend the College establish a system to retain documents to support the accuracy of the reports. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 ? 001 Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: July 01, 2021 - June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Department of Education (ED) requires an institution must return to ED (notwithstanding any state law, such as a law that allows funds to escheat to the state) any Title IV funds, except FWS program funds, that it attempts to disburse directly to a student or parent but they do not receive. If a check is returned, or an EFT is rejected, the institution may make additional attempts to disburse the funds, provided that the attempts are made no later than 45 days after the funds were returned or rejected. If the institution does not make an additional attempt to disburse the funds, the funds must be returned before the end of the 45 day period and no later than 240 days from the date of the initial attempt to disburse the funds (34 CFR 668.164(l)). Condition: During our testing, we noted two outstanding checks which related to federal funding which were not returned to the Department of Education within the 240 days. Questioned Costs: None Context: During our testing, it was noted the College failed to return the funds in a timely manner. Cause: The College?s current process in place was not sufficient to ensure proper maintenance of outstanding checks. Effect: The College was not in compliance with FSA regulations. Repeat Finding: No Recommendation: We recommend the College reviews outstanding checks regularly to ensure funds are returned to the Department of Education before 240 days of the original disbursement attempt. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 - 002 Federal agency: U.S. Department of Education Federal program title: COVID-19 Education Stabilization Fund Assistance Listing Number: 84.425E & F Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Per Uniform Guidance 2 CFR 200.303, non-Federal entities receiving Federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations and program compliance requirements. The initial reporting for this grant requires the report to be submitted to the Institution?s website within 30 days of the signed Certification Agreement or 30 days after the electronic announcement dated May 6, whichever is later. Institutions were then required to update their websites every 45 days after initial upload. This was changed to quarterly on 8/31/2020. Condition: During our testing of the reporting process, it was noted the student reporting items were not included on one webpage but were found on multiple webpages. Questioned Costs: None Context: A robust tracking system was not employed for all the various reporting requirements included documentation of review and maintenance of records or recorded numbers. Cause: The College did not have a robust system in place to document and track reporting requirements. Effect: Inaccurate reporting on the College's website. Repeat Finding: No Recommendation: We recommend the College establish a system to retain documents to support the accuracy of the reports. Views of Responsible Officials: There is no disagreement with the audit finding.
2022 - 002 Federal agency: U.S. Department of Education Federal program title: COVID-19 Education Stabilization Fund Assistance Listing Number: 84.425E & F Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Per Uniform Guidance 2 CFR 200.303, non-Federal entities receiving Federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations and program compliance requirements. The initial reporting for this grant requires the report to be submitted to the Institution?s website within 30 days of the signed Certification Agreement or 30 days after the electronic announcement dated May 6, whichever is later. Institutions were then required to update their websites every 45 days after initial upload. This was changed to quarterly on 8/31/2020. Condition: During our testing of the reporting process, it was noted the student reporting items were not included on one webpage but were found on multiple webpages. Questioned Costs: None Context: A robust tracking system was not employed for all the various reporting requirements included documentation of review and maintenance of records or recorded numbers. Cause: The College did not have a robust system in place to document and track reporting requirements. Effect: Inaccurate reporting on the College's website. Repeat Finding: No Recommendation: We recommend the College establish a system to retain documents to support the accuracy of the reports. Views of Responsible Officials: There is no disagreement with the audit finding.