Audit 23557

FY End
2022-09-30
Total Expended
$166.24M
Findings
0
Programs
72
Year: 2022 Accepted: 2023-06-28

Organization Exclusion Status:

Checking exclusion status...

Findings

No findings recorded

Programs

ALN Program Spent Major Findings
84.268 Federal Direct Student Loans $12.40M - 0
84.425 Education Stabilization Fund $3.60M Yes 0
84.063 Federal Pell Grant Program $1.52M - 0
20.109 Air Transportation Centers of Excellence $1.08M Yes 0
12.600 Community Investment $608,937 - 0
93.264 Nurse Faculty Loan Program (nflp) Outstanding $535,916 - 0
20.509 Formula Grants for Rural Areas and Tribal Transit Program $504,816 Yes 0
11.015 Broad Agency Announcement $402,605 Yes 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $317,038 - 0
12.300 Basic and Applied Scientific Research $307,419 - 0
43.002 Aeronautics $302,038 Yes 0
11.459 Weather and Air Quality Research $295,709 Yes 0
11.432 National Oceanic and Atmospheric Administration (noaa) Cooperative Institutes $268,295 Yes 0
10.904 Watershed Protection and Flood Prevention $258,050 Yes 0
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $231,672 - 0
12.RD Department of Defense $219,040 Yes 0
20.RD Department of Transportation $212,609 Yes 0
43.008 Education $196,624 - 0
47.083 Integrative Activities $191,028 Yes 0
12.617 Economic Adjustment Assistance for State Governments $181,920 Yes 0
19.040 Public Diplomacy Programs $175,105 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $171,108 Yes 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $171,016 Yes 0
12.U01 Department of Defense $166,567 - 0
11.611 Manufacturing Extension Partnership $139,655 Yes 0
47.RD National Science Foundation $131,579 Yes 0
12.905 Cybersecurity Core Curriculum $128,831 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $125,387 Yes 0
12.431 Basic Scientific Research $117,268 Yes 0
81.RD Department of Energy $103,324 Yes 0
93.264 Nurse Faculty Loan Program (nflp) - New Loans Issues Fy 22 $96,909 - 0
84.411 Investing in Innovation (i3) Fund $94,025 Yes 0
12.800 Air Force Defense Research Sciences Program $74,889 Yes 0
12.902 Information Security Grants $69,711 Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $50,407 - 0
43.009 Cross Agency Support $49,673 Yes 0
93.855 Allergy, Immunology and Transplantation Research $47,349 Yes 0
43.RD National Aeronautics & Aeronautics & Space Administration $44,587 Yes 0
43.001 Science $38,929 Yes 0
93.866 Aging Research $38,184 Yes 0
20.RD Air Transportation Centers of Excellence $36,067 Yes 0
43.003 Exploration $31,117 Yes 0
47.041 Engineering $29,232 Yes 0
21.015 Resources and Ecosystems Sustainability, Tourist Opportunities, and Revived Economies of the Gulf Coast States $29,159 Yes 0
10.558 Child and Adult Care Food Program $25,337 - 0
59.037 Small Business Development Centers $22,126 Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $21,765 Yes 0
47.070 Computer and Information Science and Engineering $20,692 Yes 0
16.RD Department of Justice $19,892 Yes 0
43.012 Space Technology $18,811 Yes 0
11.609 Measurement and Engineering Research and Standards $16,564 Yes 0
47.050 Geosciences $16,517 Yes 0
15.615 Cooperative Endangered Species Conservation Fund $16,195 Yes 0
11.611 Weather and Air Quality Research $15,610 Yes 0
47.074 Biological Sciences $14,678 Yes 0
81.049 Office of Science Financial Assistance Program $12,663 Yes 0
84.033 Federal Work-Study Program $11,917 - 0
12.901 Mathematical Sciences Grants Program $11,515 - 0
10.699 Partnership Agreements $9,420 Yes 0
93.113 Environmental Health $7,992 Yes 0
15.945 Cooperative Research and Training Programs ? Resources of the National Park System $7,177 Yes 0
66.516 P3 Award: National Student Design Competition for Sustainability $6,600 Yes 0
47.076 Education and Human Resources $6,044 Yes 0
93.839 Blood Diseases and Resources Research $4,589 Yes 0
15.808 U.s. Geological Survey_ Research and Data Collection $2,455 Yes 0
12.903 Gencyber Grants Program $1,756 - 0
47.049 Mathematical and Physical Sciences $1,095 Yes 0
47.075 Social, Behavioral, and Economic Sciences $1,058 Yes 0
12.U02 Department of Defense $115 - 0
21.019 Coronavirus Relief Fund $-7 - 0
93.172 Human Genome Research $-8 Yes 0
20.205 Highway Planning and Construction $-4,695 - 0

Contacts

Name Title Type
HB6KNGVNJRU1 Valarie King Auditee
2568242231 Drew Wagoner Auditor
No contacts on file

Notes to SEFA

Title: Federal Student Loan Programs Accounting Policies: For purposes of the Schedule, expenditures for federal award programs are recognized on the accrual basis of accounting unless otherwise directed by the terms and conditions of the underlying awards. Such expenditures are recognized following the cost principles contained in the Uniform Guidance wherein certain types of expenditures are not allowable or are limited to reimbursement. The University was the recipient of funding under Assistance Listing #84.425, Higher Education Emergency Relief Fund (HEERF). Of the amount on the Schedule, $2,520,175 is supported by lost revenue, as allowed under the terms and conditions of the program. As such, this amount represents a reconciling item between the federal expenditures in the Universitys financial statements and the amount included on the Schedule. Expenditures for federal student financial assistance programs include Federal Pell program grants to students, the federal share of students Federal Supplemental Educational Opportunity Grants, and Federal Work-Study Program earnings and administrative cost allowances where applicable. De Minimis Rate Used: N Rate Explanation: The University has elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The University operates under predetermined fixed F&A cost rates which are effective from October 1, 2020 through September 30, 2024. Per 2 CFR 200.414 (g), a rate extension has been granted. The predetermined fixed rates were based on 2015 financial information. For the fiscal year ended September 30, 2022, the base rate for on-campus research is 48% and 50% for Department of Defense contracts and subcontracts. Base rates for other F&A cost recoveries range from 10.0% to 50.0%. The Nurse Faculty Loan Program (NFLP) is administered directly by the University, and balances and transactions relating to these programs are included in the Universitys financial statements. NFLP loans outstanding at the beginning of the year, the administrative cost allowance and loans made during the year are included in the federal expenditures presented in the Schedule. The balance of loans outstanding at September 30, 2022 is as follows:Student Loan Balance, September 30, 2022 Nursing Faculty Loan: 93.264 ; 557,550The Federal Direct Student Loan Program (FDSLP) was established under the Higher Education Act of 1965, as amended in the Student Loan Reform Act of 1993. The FDSLP enables an eligible student or parent to obtain a Federal direct loan to pay for the students cost of attendance directly through the University rather than through private lenders. As a university qualified to originate loans, the University is responsible for handling the complete loan process, including funds management as well as promissory note functions. The University is not responsible for collection of these loans. The FDSLP loans issued during fiscal year 2022 are included in the federal expenditures presented in the Schedule.
Title: Basis of Presentation Accounting Policies: For purposes of the Schedule, expenditures for federal award programs are recognized on the accrual basis of accounting unless otherwise directed by the terms and conditions of the underlying awards. Such expenditures are recognized following the cost principles contained in the Uniform Guidance wherein certain types of expenditures are not allowable or are limited to reimbursement. The University was the recipient of funding under Assistance Listing #84.425, Higher Education Emergency Relief Fund (HEERF). Of the amount on the Schedule, $2,520,175 is supported by lost revenue, as allowed under the terms and conditions of the program. As such, this amount represents a reconciling item between the federal expenditures in the Universitys financial statements and the amount included on the Schedule. Expenditures for federal student financial assistance programs include Federal Pell program grants to students, the federal share of students Federal Supplemental Educational Opportunity Grants, and Federal Work-Study Program earnings and administrative cost allowances where applicable. De Minimis Rate Used: N Rate Explanation: The University has elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The University operates under predetermined fixed F&A cost rates which are effective from October 1, 2020 through September 30, 2024. Per 2 CFR 200.414 (g), a rate extension has been granted. The predetermined fixed rates were based on 2015 financial information. For the fiscal year ended September 30, 2022, the base rate for on-campus research is 48% and 50% for Department of Defense contracts and subcontracts. Base rates for other F&A cost recoveries range from 10.0% to 50.0%. The accompanying Schedule of Expenditures of Federal Awards (the Schedule) summarizes the expenditures of The University of Alabama in Huntsville (the University), a campus of the University of Alabama System, under programs of the federal government for the year ended September 30, 2022. Other campuses of the University of Alabama System are presented in separate reports. The information presented in this Schedule is presented on the accrual basis of accounting, which is in accordance with the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only the federal award activity of the University, it is not intended to and does not present the financial position, changes in net position and cash flows of the University. The only component unit of the University is the University of Alabama in Huntsville Foundation. This component unit is not subject to requirements of the Uniform Guidance as it does not receive federal awards.For purposes of this Schedule, federal awards include all grants, contracts, and similar agreements entered into directly between the University and agencies and departments of the federal government and all sub-awards to the University by nonfederal organizations pursuant to federal grants, contracts, and similar agreements.Negative numbers in the Schedule represent adjustments to amounts reported in prior years in the normal course of business. Federal Assistance Listing Numbers and pass-through numbers have been provided to the extent they were available.