Audit 20488

FY End
2022-12-31
Total Expended
$1.26M
Findings
6
Programs
7
Organization: Freshfarm Markets, Inc. (DC)
Year: 2022 Accepted: 2023-09-26
Auditor: Wegner CPAS

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
20744 2022-001 Significant Deficiency - P
20745 2022-001 Significant Deficiency - P
20746 2022-002 Significant Deficiency - P
597186 2022-001 Significant Deficiency - P
597187 2022-001 Significant Deficiency - P
597188 2022-002 Significant Deficiency - P

Contacts

Name Title Type
NKSJKSNS72E6 Hugo Mogollon Auditee
2023658885 Glenn Miller Auditor
No contacts on file

Notes to SEFA

Accounting Policies: NOTE 1 BASIS OF PRESENTATION The accompanying schedule of expenditures of federal awards (the "Schedule") includes the federal award activity of FRESHFARM Markets, Inc. under programs of the federal government for the year ended December 31, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of FRESHFARM Markets, Inc., it is not intended to and does not present the financial position, changes in net assets, or cash flows of FRESHFARM Markets, Inc. NOTE 2 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Expenditures reported on the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

Criteria or Specific Requirement: Non-federal entities other than states, including those operating federal programs as subrecipients of states, must follow the procurement standards set out at Title 2 U.S. Code of Federal Regulations (CFR) sections 200.318 through 200.236. 2 CFR section 200.318(a) indicates the non-federal entity's documented procurement procedures must conform to the procurement standards identified in these sections. The general requirements are that the Organization maintain written standards of conduct, full and open competition, and methods of procurement to be followed including formal and informal procurement processes based on a defined threshold. Condition: The Organization lacks a documented procurement policy, therefore the procurement standards required may not be implemented. Cause: FRESHFARM Markets, Inc. does not have a process for reviewing its accounting and organizational policies on a regular basis. Effect or potential effect: Costs for purchases subject to the procurement standards could be disallowed if appropriate procedures are not followed. Repeat Finding: No. Recommendation: The Organization should design and implement a procurement policy. This policy should be reviewed annually, or more frequently, if necessary, to ensure any changes in laws and regulations are reflected in internal procedures.
Criteria or Specific Requirement: Non-federal entities other than states, including those operating federal programs as subrecipients of states, must follow the procurement standards set out at Title 2 U.S. Code of Federal Regulations (CFR) sections 200.318 through 200.236. 2 CFR section 200.318(a) indicates the non-federal entity's documented procurement procedures must conform to the procurement standards identified in these sections. The general requirements are that the Organization maintain written standards of conduct, full and open competition, and methods of procurement to be followed including formal and informal procurement processes based on a defined threshold. Condition: The Organization lacks a documented procurement policy, therefore the procurement standards required may not be implemented. Cause: FRESHFARM Markets, Inc. does not have a process for reviewing its accounting and organizational policies on a regular basis. Effect or potential effect: Costs for purchases subject to the procurement standards could be disallowed if appropriate procedures are not followed. Repeat Finding: No. Recommendation: The Organization should design and implement a procurement policy. This policy should be reviewed annually, or more frequently, if necessary, to ensure any changes in laws and regulations are reflected in internal procedures.
Criteria or Specific Requirement: 2 CFR 200.303(c) requires the non-Federal entity to evaluate and monitor the non-Federal entity's compliance with statutes, regulations, and the terms and conditions of Federal awards. Condition: Effective internal controls over reporting requirements were not established for review of Form 425. Cause: The lack of effective internal controls over reporting caused errors in the initial preparation of Form 425. Effect or Potential Effect: Improper reporting could result in the federal agency exercising additional scrutiny over activities and possible loss of funding. Repeat Finding: Yes. Recommendation: The Organization should implement controls to monitor compliance with the reporting requirements of federal awards.
Criteria or Specific Requirement: Non-federal entities other than states, including those operating federal programs as subrecipients of states, must follow the procurement standards set out at Title 2 U.S. Code of Federal Regulations (CFR) sections 200.318 through 200.236. 2 CFR section 200.318(a) indicates the non-federal entity's documented procurement procedures must conform to the procurement standards identified in these sections. The general requirements are that the Organization maintain written standards of conduct, full and open competition, and methods of procurement to be followed including formal and informal procurement processes based on a defined threshold. Condition: The Organization lacks a documented procurement policy, therefore the procurement standards required may not be implemented. Cause: FRESHFARM Markets, Inc. does not have a process for reviewing its accounting and organizational policies on a regular basis. Effect or potential effect: Costs for purchases subject to the procurement standards could be disallowed if appropriate procedures are not followed. Repeat Finding: No. Recommendation: The Organization should design and implement a procurement policy. This policy should be reviewed annually, or more frequently, if necessary, to ensure any changes in laws and regulations are reflected in internal procedures.
Criteria or Specific Requirement: Non-federal entities other than states, including those operating federal programs as subrecipients of states, must follow the procurement standards set out at Title 2 U.S. Code of Federal Regulations (CFR) sections 200.318 through 200.236. 2 CFR section 200.318(a) indicates the non-federal entity's documented procurement procedures must conform to the procurement standards identified in these sections. The general requirements are that the Organization maintain written standards of conduct, full and open competition, and methods of procurement to be followed including formal and informal procurement processes based on a defined threshold. Condition: The Organization lacks a documented procurement policy, therefore the procurement standards required may not be implemented. Cause: FRESHFARM Markets, Inc. does not have a process for reviewing its accounting and organizational policies on a regular basis. Effect or potential effect: Costs for purchases subject to the procurement standards could be disallowed if appropriate procedures are not followed. Repeat Finding: No. Recommendation: The Organization should design and implement a procurement policy. This policy should be reviewed annually, or more frequently, if necessary, to ensure any changes in laws and regulations are reflected in internal procedures.
Criteria or Specific Requirement: 2 CFR 200.303(c) requires the non-Federal entity to evaluate and monitor the non-Federal entity's compliance with statutes, regulations, and the terms and conditions of Federal awards. Condition: Effective internal controls over reporting requirements were not established for review of Form 425. Cause: The lack of effective internal controls over reporting caused errors in the initial preparation of Form 425. Effect or Potential Effect: Improper reporting could result in the federal agency exercising additional scrutiny over activities and possible loss of funding. Repeat Finding: Yes. Recommendation: The Organization should implement controls to monitor compliance with the reporting requirements of federal awards.