Audit 20313

FY End
2022-06-30
Total Expended
$2.94B
Findings
12
Programs
634
Organization: State of South Dakota (SD)
Year: 2022 Accepted: 2023-03-30

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
24180 2022-003 Material Weakness Yes L
24181 2022-003 Material Weakness Yes L
24182 2022-002 Significant Deficiency - I
24183 2022-004 Significant Deficiency - M
24184 2022-004 Significant Deficiency - M
24185 2022-004 Significant Deficiency - M
600622 2022-003 Material Weakness Yes L
600623 2022-003 Material Weakness Yes L
600624 2022-002 Significant Deficiency - I
600625 2022-004 Significant Deficiency - M
600626 2022-004 Significant Deficiency - M
600627 2022-004 Significant Deficiency - M

Programs

ALN Program Spent Major Findings
93.778 Medical Assistance Program $833.83M Yes 0
20.205 Highway Planning and Construction $321.26M - 0
10.551 Supplemental Nutrition Assistance Program (note 3e) $140.73M - 0
84.268 Federal Direct Student Loans (note 3h) $129.07M Yes 0
21.019 Covid-19 Coronavirus Relief Fund (note 3p) $110.84M - 0
93.778 Covid-19 Medical Assistance Program - 6.2% Ffcra Increase $95.64M Yes 0
10.555 National School Lunch Program (note 3a) $83.91M - 0
10.542 Covid-19 Pandemic Ebt Food Benefits (note 3e) $63.69M - 0
20.205 Covid-19 Highway Planning and Construction $61.67M - 0
84.425 Covid-19 Education Stabilization Fund - Elementary and Secondary School Emergency Relief Fund $55.05M Yes 0
93.575 Covid-19 Child Care and Development Block Grant $50.83M Yes 0
84.010 Title I Grants to Local Educational Agencies $48.13M - 0
93.323 Covid-19 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $43.85M - 0
84.027 Special Education Grants to States (idea, Part B) $34.21M - 0
66.468 Drinking Water State Revolving Fund (note 3g) $31.27M Yes 0
17.225 Unemployment Insurance (note 3k) $28.99M - 0
93.767 Children's Health Insurance Program $26.24M - 0
84.063 Federal Pell Grant Program $23.89M Yes 0
93.568 Low-Income Home Energy Assistance $23.79M - 0
84.425 Covid-19 Education Stabilization Fund - Arp - Elementary and Secondary School Emergency Relief Fund $23.64M Yes 0
20.933 National Infrastructure Investments $22.64M Yes 1
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund (heerf) Student Aid Portion $22.57M Yes 0
93.558 Temporary Assistance for Needy Families $20.31M - 0
10.553 School Breakfast Program $17.35M - 0
66.458 Clean Water State Revolving Fund (note 3g) $17.01M - 0
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children (note 3i) $15.71M - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Real Property Operations and Maintenance $14.02M Yes 0
93.268 Immunization Cooperative Agreements $12.78M Yes 0
93.575 Child Care and Development Block Grant $11.32M Yes 0
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $10.81M Yes 0
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund (heerf) Institutional Portion $10.80M Yes 0
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $9.83M - 0
93.342 Health Professions Student Loans, Including Primary Care Loans and Loans for Disadvantaged Students (note 3f) $9.81M Yes 0
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $9.60M - 0
84.038 Federal Perkins Loan Program - Federal Capital Contributions (notes 3d and 3f) $9.27M Yes 0
16.575 Crime Victim Assistance $8.63M - 0
93.658 Foster Care_title IV-E $8.24M Yes 0
84.027 Covid-19 Special Education Grants to States (idea, Part B) $7.87M - 0
93.659 Adoption Assistance $7.81M Yes 0
10.558 Child and Adult Care Food Program $6.92M - 0
20.934 Nationally Significant Freight and Highway Projects $6.86M Yes 1
93.959 Block Grants for Prevention and Treatment of Substance Abuse $6.56M Yes 0
84.425 Covid-19 Education Stabilization Fund - Emergency Assistance for Non-Public Schools $6.24M Yes 0
20.509 Covid-19 Formula Grants for Rural Areas and Tribal Transit Program $6.06M - 0
96.001 Social Security_disability Insurance $5.86M - 0
84.287 Twenty-First Century Community Learning Centers $5.84M - 0
20.509 Formula Grants for Rural Areas and Tribal Transit Program $5.62M - 0
84.424 Student Support and Academic Enrichment Program $5.55M - 0
64.015 Veterans State Nursing Home Care (note 3c) $5.47M - 0
93.568 Covid-19 Low Income Home Energy Assistance $5.43M - 0
93.563 Child Support Enforcement (note 3n) $5.34M - 0
84.048 Career and Technical Education -- Basic Grants to States $5.28M - 0
84.425 Covid-19 Education Stabilization Fund - Governor's Emergency Education Relief Fund $5.23M Yes 0
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $5.23M Yes 0
15.605 Sport Fish Restoration Program $4.72M Yes 0
12.600 Community Investment $4.72M Yes 0
17.207 Employment Service/wagner-Peyser Funded Activities $4.71M - 0
20.325 Consolidated Rail Infrastructure and Safety Improvements $4.56M - 0
81.GSA_MIGRATION Fermi National Accelerator Laboratory Contract $4.56M - 0
84.369 Grants for State Assessments and Related Activities $4.42M - 0
93.667 Social Services Block Grant $4.39M - 0
93.069 Public Health Emergency Preparedness $4.17M - 0
93.859 Biomedical Research and Research Training - Biomedical Technology -Brin (biomedical Research Infrastructure Network) for Sd $4.12M - 0
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $3.85M - 0
66.605 Performance Partnership Grants $3.79M - 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $3.75M - 0
93.045 Covid-19 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $3.61M Yes 1
93.569 Community Services Block Grant $3.60M - 0
97.042 Emergency Management Performance Grants $3.47M - 0
97.067 Homeland Security Grant Program $3.33M - 0
93.268 Covid-19 Immunization Cooperative Agreements $3.31M Yes 0
17.225 Covid-19 Unemployment Insurance (note 3k) $3.11M - 0
93.498 Covid-19 Provider Relief Fund and American Rescue Plan (arp) Rural Distribution $3.09M - 0
10.559 Summer Food Service Program for Children (note 3a) $3.08M - 0
10.569 Emergency Food Assistance Program (food Commodities) (note 3a) $3.07M - 0
93.136 Injury Prevention and Control Research and State and Community Based Programs - Sexual Violence Prevention and Education $2.91M - 0
17.258 Wia Adult Program $2.86M - 0
93.364 Nursing Student Loans (note 3f) $2.85M Yes 0
93.600 Head Start $2.74M - 0
81.042 Weatherization Assistance for Low-Income Persons $2.62M - 0
93.391 Covid-19 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $2.60M - 0
10.582 Fresh Fruit and Vegetable Program - Administrative Review and Training Method II $2.35M - 0
20.218 National Motor Carrier Safety $2.34M - 0
17.259 Wia Youth Activities $2.34M - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Ang Fire Protection Activities $2.31M Yes 0
93.558 Covid-19 Temporary Assistance for Needy Families $2.29M - 0
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $2.18M - 0
93.791 Money Follows the Person Rebalancing Demonstration $2.16M - 0
20.600 State and Community Highway Safety $2.03M - 0
10.203 Payments to Agricultural Experiment Stations Under the Hatch Act $2.00M - 0
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $1.99M Yes 0
84.181 Special Education-Grants for Infants and Families $1.98M - 0
93.596 Covid-19 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $1.93M Yes 0
10.664 Cooperative Forestry Assistance $1.92M - 0
84.033 Federal Work-Study Program $1.91M Yes 0
84.007 Federal Supplemental Educational Opportunity Grants $1.90M Yes 0
93.301 Covid-19 Small Rural Hospital Improvement Grant Program $1.72M - 0
16.034 Covid-19 Coronavirus Emergency Supplemental Funding Program $1.70M - 0
93.958 Block Grants for Community Mental Health Services $1.69M - 0
93.917 Hiv Care Formula Grants - Ryan White Care Act Title II $1.68M - 0
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $1.68M - 0
93.426 Improving the Health of Americans Through Prevention and Management of Diabetes and Heart Disease and Stroke $1.64M - 0
39.003 Donation of Federal Surplus Personal Property (note 3b) $1.63M - 0
93.889 National Bioterrorism Hospital Preparedness Program $1.62M - 0
12.400 Military Construction, National Guard - South Gate Access Control Building $1.62M - 0
45.310 Covid-19 Grants to States $1.62M - 0
97.039 Hazard Mitigation Grant $1.62M - 0
93.767 Covid-19 Children's Health Insurance Program - 4.34% Ffcra Increase $1.61M - 0
93.665 Covid-19 Emergency Grants to Address Mental and Substance Use Disorders During Covid-19 $1.58M - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Ang Facilities Operations and Maintenance Activities $1.55M Yes 0
93.569 Covid-19 Community Services Block Grant $1.51M - 0
93.994 Maternal and Child Health Services Block Grant to the States $1.50M - 0
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $1.49M Yes 1
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $1.48M - 0
10.569 Covid-19 Emergency Food Assistance Program (food Commodities) (note 3a) $1.45M - 0
84.173 Special Education Preschool Grants (idea Preschool) $1.43M - 0
93.777 State Survey and Certification of Health Care Providers and Suppliers (title Xviii) Medicare $1.40M Yes 0
97.012 Boating Safety Financial Assistance $1.39M - 0
84.002 Adult Education - Basic Grants to States $1.38M - 0
16.738 Edward Byrne Memorial Justice Assistance Grant Program $1.38M - 0
10.665 Schools and Roads - Grants to States $1.37M - 0
47.083 Integrative Activities $1.35M - 0
10.555 Covid-19 National School Lunch Program $1.34M - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Ang Security Guard Activities $1.25M Yes 0
12.404 National Guard Challenge Program (starbase) $1.17M - 0
81.GSA_MIGRATION Lawrence Berkeley National Laboratory Contract $1.15M - 0
93.556 Marylee Allen Promoting Safe and Stable Families Program $1.12M - 0
45.310 Grants to States $1.12M - 0
93.053 Nutrition Services Incentive Program $1.11M Yes 1
93.674 Covid-19 John H. Chafee Foster Care Program for Successful Transition to Adulthood $1.10M - 0
95.001 High Intensity Drug Trafficking Areas Program $1.09M - 0
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.06M - 0
93.217 Family Planning_services $1.05M - 0
84.365 English Language Acquisition State Grants $1.03M - 0
15.916 Outdoor Recreation_acquisition, Development and Planning $1.01M - 0
93.889 Covid-19 National Bioterrorism Hospital Preparedness Program $1.01M - 0
10.475 Cooperative Agreements with States for Intrastate Meat and Poultry Inspection $1.01M - 0
84.425 Covid-19 Education Stabilization Fund - Discretionary Grants: Rethink K-12 Education Models Grants $999,102 Yes 0
10.560 State Administrative Expenses for Child Nutrition $979,727 - 0
93.796 State Survey Certification of Health Care Providers and Suppliers (title Xix) Medicaid $967,318 - 0
17.278 Wia Dislocated Worker Formula Grants $964,218 - 0
93.977 Sexually Transmitted Diseases (std) Prevention and Control Grants $961,287 - 0
93.940 Hiv Prevention Activities_health Department Based $946,922 - 0
84.377 School Improvement Grants $920,734 - 0
10.320 Sun Grant Program $917,604 - 0
93.305 Pphf 2018: Office of Smoking and Health-National State-Based Tobacco Control Programs-Financed in Part by 2018 Prevention and Public Health Funds (pphf) $914,414 - 0
10.561 Covid-19 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $910,303 - 0
10.649 Covid-19 Pandemic Ebt Administrative Costs $907,835 - 0
20.219 Recreational Trails Program $903,549 - 0
15.808 U.s. Geological Survey_ Research and Data Collection $902,684 - 0
45.025 Promotion of the Arts_partnership Agreements $865,324 - 0
12.905 Cybersecurity Core Curriculum - Ncae-C Faculty Development $855,544 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Security Guard Activities $851,870 Yes 0
84.425 Covid-19 Education Stabilization Fund - Higher Education Emergency Relief Fund (heerf) Strengthening Institutions Program $851,692 Yes 0
81.041 State Energy Program $848,406 - 0
20.616 National Priority Safety Programs $845,014 - 0
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $825,897 - 0
20.237 Motor Carrier Safety Assistance High Priority Activities Grants and Cooperative Agreements $823,088 - 0
12.RD Mil Corporation $817,483 - 0
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $811,043 - 0
93.241 State Rural Hospital Flexibility Program $805,743 - 0
93.110 Maternal and Child Health Federal Consolidated Programs $805,103 - 0
47.079 Office of International Science and Engineering - Pire: Advanced Germanium Detectors and Technologies for Underground Physics $791,818 - 0
59.037 Small Business Development Centers $790,442 - 0
93.747 Covid-19 Elder Abuse Prevention Interventions Program - Crrsa Act, 2021 Supplemental Funding for Aps Under Ssa Title Xx Section 2042(b) 93.747 $767,988 - 0
93.052 National Family Caregiver Support, Title Iii, Part E $764,812 - 0
47.076 Education and Human Resources - Sfs Cyber CORP General Renewal $762,495 - 0
12.400 Military Construction, National Guard - Sioux Falls Readiness Center $762,229 - 0
93.264 Nurse Faculty Loan Program (nflp) (note 3f) $738,403 Yes 0
93.659 Covid-19 Adoption Assistance - 6.2% Ffcra Increase $737,990 Yes 0
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $731,793 - 0
43.008 Office of Stem Engagement (ostem) - Education $730,418 - 0
93.982 Mental Health Disaster Assistance and Emergency Mental Health $725,254 - 0
15.904 Historic Preservation Fund Grants-in-Aid $716,212 - 0
84.011 Migrant Education_state Grant Program $714,235 - 0
11.611 Manufacturing Extension Partnership $712,130 - 0
16.588 Violence Against Women Formula Grants $711,339 - 0
93.044 Covid-19 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $711,293 Yes 0
15.634 State Wildlife Grants $710,722 - 0
17.245 Trade Adjustment Assistance $696,689 - 0
84.323 Special Education - State Personnel Development $681,151 - 0
93.155 Covid-19 Rural Health Research Centers - Ship $679,887 - 0
93.359 Nurse Education, Practice Quality and Retention Grants $669,015 - 0
93.630 Developmental Disabilities Basic Support and Advocacy Grants $659,498 - 0
93.925 Scholarships for Health Professions Students From Disadvantaged Backgrounds $655,859 Yes 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Environmental Resource Management $644,775 Yes 0
93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service $636,691 - 0
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $616,128 - 0
66.817 State and Tribal Response Program Grants $606,688 - 0
97.047 Bric: Building Resilient Infrastructure and Communities $599,031 - 0
93.645 Stephanie Tubbs Jones Child Welfare Services Program $595,335 - 0
84.044 Trio_talent Search $594,437 - 0
10.558 Covid-19 Child and Adult Care Food Program $585,779 - 0
17.285 Apprenticeship USA Grants $553,463 - 0
93.107 Area Health Education Centers Point of Service Maintenance and Enhancement Awards $541,030 - 0
97.008 Non-Profit Security Program $531,267 - 0
93.242 Mental Health Research Grants - Ptsd, Aud, and Interpersonal Conflict: Within-Person Associations $510,059 - 0
17.002 Labor Force Statistics $508,346 - 0
84.173 Covid-19 Special Education Preschool Grants (idea Preschool) $505,237 - 0
17.504 Consultation Agreements $496,618 - 0
93.747 Covid-19 Elder Abuse Prevention Interventions Program $494,808 - 0
47.076 Stem Education (formerly Education and Human Resources) - Nrt-Utb: University of South Dakota Neuroscience and Nanotechnology Network $493,827 - 0
16.540 Juvenile Justice and Delinquency Prevention_allocation to States $483,245 - 0
93.464 Acl Assistive Technology $481,078 - 0
15.227 Distribution of Receipts to State and Local Governments - Mineral Leasing and Taylor Grazing $479,996 - 0
93.959 Covid-19 Block Grants for Prevention and Treatment of Substance Abuse $471,856 Yes 0
15.812 Cooperative Research Units Program $468,690 - 0
93.958 Covid-19 Block Grants for Community Mental Health Services $456,699 - 0
15.504 Title Xvi Water Reclamation and Reuse Program $456,497 - 0
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $450,871 - 0
93.301 Small Rural Hospital Improvement Grant Program $446,963 - 0
93.837 Cardiovascular Diseases Research $433,745 - 0
45.025 Covid-19 Promotion of the Arts Partnership Agreements $430,346 - 0
12.903 Gencyber Grants Program $426,681 - 0
93.658 Covid-19 Foster Care Title IV-E - 6.2% Ffcra Increase $425,573 Yes 0
66.040 Diesel Emissions Reduction Act (dera) State Grants $397,713 - 0
10.170 Specialty Crop Block Grant Program - Farm Bill - Sdda Dakota Flavor Marketplace $395,598 - 0
93.775 State Medicaid Fraud Control Units $395,378 Yes 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Telecommunications $394,571 Yes 0
10.310 Agriculture and Food Research Initiative (afri) $392,909 - 0
16.554 National Criminal History Improvement Program (nchip) $391,615 - 0
16.827 Justice Reinvestment Initiative $390,848 - 0
15.242 National Fire Plan - Rural Fire Assistance $388,320 - 0
16.543 Missing Children's Assistance - Sd Internet Crimes Against Children $383,091 - 0
93.319 Outreach Programs to Reduce the Prevalence of Obesity in High Risk Rural Areas $382,488 - 0
93.354 Covid-19 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $378,595 - 0
93.800 Organized Approaches to Increase Colorectal Cancer Screening $366,531 - 0
16.017 Sexual Assault Services Formula Program $361,996 - 0
84.196 Education for Homeless Children and Youth $360,005 - 0
17.235 Senior Community Service Employment Program $352,959 - 0
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $348,577 - 0
93.369 Acl Independent Living State Grants $347,390 - 0
93.991 Preventive Health and Health Services Block Grant $347,102 - 0
93.837 Cardiovascular Diseases Research - Pkg and Pka Duo-Activation to Treat Cardiac Proteotoxicity $346,624 - 0
93.150 Projects for Assistance in Transition From Homelessness (path) $344,123 - 0
84.047 Trio_upward Bound $339,916 - 0
93.172 Human Genome Research $339,459 - 0
17.801 Jobs for Veterans State Grants $332,430 - 0
93.855 Allergy and Infectious Diseases Research $330,700 - 0
14.228 Covid-19 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $326,328 - 0
93.859 Covid-19 Biomedical Research and Research Training - Biomedical Technology - Brin (biomedical Research Infrastructure Network) for Sd $321,201 - 0
93.242 Mental Health Research Grants - Characterization of Trophic Factor Induced Antidepressant Action $314,360 - 0
66.034 Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities Relating to the Clean Air Act $312,144 - 0
81.RD Basic Research and Development $311,859 - 0
17.804 Local Veterans' Employment Representative Program $307,249 - 0
66.804 Underground Storage Tank (ust) Prevention, Detection, and Compliance Program $305,231 - 0
10.568 Covid-19 Emergency Food Assistance Program (administrative Costs) $303,398 - 0
20.106 Airport Improvement Program, Covid-19 Airports Programs, and Infrastructure Investment and Jobs Act Programs (note 3j) $301,590 - 0
10.568 Emergency Food Assistance Program (administrative Costs) $301,149 - 0
10.202 Cooperative Forestry Research $299,512 - 0
17.277 Covid-19 Wioa National Dislocated Worker Grants / Wia National Emergency Grants $297,213 - 0
59.043 Covid-19 Women's Business Ownership Assistance $295,817 - 0
16.734 Special Data Collections and Statistical Studies $291,965 - 0
93.913 Grants to States for Operation of Offices of Rural Health $290,415 - 0
47.083 Integrative Activities - R11 Track-2 Fec: Sustainable Socio-Economic, Ecological, and Technological Scenarios $290,287 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $283,845 - 0
93.324 State Health Insurance Assistance Program $280,985 - 0
10.565 Commodity Supplemental Food Program $280,660 - 0
12.400 Military Construction, National Guard - Aviation Readiness Center $279,945 - 0
93.970 Health Professions Recruitment Program for Indians $275,109 - 0
93.603 Adoption and Legal Guardianship Incentive Payments $273,415 - 0
47.076 Education and Human Resources - Sfs Cyber CORP Sch Renewal $270,412 - 0
84.042 Trio_student Support Services $270,158 - 0
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $266,974 - 0
20.701 University Transportation Centers Program $263,610 - 0
16.741 Dna Backlog Reduction Program $259,329 - 0
10.535 Snap Fraud Framework Implementation Grant $257,471 - 0
93.788 Opioid Str $256,803 - 0
93.273 Alcohol Research Programs $255,810 - 0
20.200 Highway Research and Development Program $254,716 - 0
12.355 Pest Management and Vector Control Research $253,956 - 0
93.859 Biomedical Research and Research Training - Midwestern Changes in Substance Use and Treatment During the Covid-19 Pandemic $252,800 - 0
64.014 Veterans State Domiciliary Care (note 3c) $252,041 - 0
84.177 Rehabilitation Services_independent Living Services for Older Individuals Who Are Blind $246,742 - 0
93.336 Behavioral Risk Factor Surveillance System $244,211 - 0
10.329 Crop Protection and Pest Management Competitive Grants Program $242,514 - 0
93.600 Covid-19 Head Start $241,447 - 0
10.902 Soil and Water Conservation $239,142 - 0
93.734 Empowering Older Adults and Adults with Disabilities Through Chronic Disease Self-Management Education Programs ? Financed by Prevention and Public Health Funds (pphf) $237,661 - 0
93.837 Cardiovascular Diseases Research - Cardiac Pathophysiology of Proteasome Phosphoregulation $235,957 - 0
97.042 Covid-19 Emergency Management Performance Grants $228,442 - 0
64.005 Grants to States for Construction of State Home Facilities - Sd Veterans Home Covid Construction $226,297 - 0
16.839 Stop School Violence $226,224 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Electronic Security $226,104 Yes 0
10.217 Higher Education - Institution Challenge Grants Program $225,507 - 0
93.599 Chafee Education and Training Vouchers Program (etv) $225,090 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Distance Learning $222,219 Yes 0
93.048 Special Programs for the Aging_title Iv_and Title Ii_discretionary Projects $220,561 - 0
12.400 Military Construction, National Guard - Transient Training Officer Quarters $219,629 - 0
16.026 Ovw Research and Evaluation Program - Healing Among Rural & Indigenous Women Victims of Domestic Violence: A Mixed-Methodological Analysis $216,412 - 0
10.541 Child Nutrition-Technology Innovation Grant $214,522 - 0
47.076 Education and Human Resources $213,898 - 0
10.525 Farm and Ranch Stress Assistance Network Competitive Grants Program (b) $211,493 - 0
84.425 Covid-19 Education Stabilization Fund - Arp - Emergency Assistance to Non-Public Schools $210,099 Yes 0
12.905 Cybersecurity Core Curriculum - Cyber Curriculum & Research $209,310 - 0
47.074 Biological Sciences $209,207 - 0
93.103 Food and Drug Administration_research $205,932 - 0
10.527 New Beginnings for Tribal Students $204,887 - 0
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $204,634 Yes 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research - Novel Target Mechanism to Reduce Sodium Retention in Chronic Health Failure $199,537 - 0
17.273 Temporary Labor Certification for Foreign Workers $198,649 - 0
64.125 Vocational and Educational Counseling for Servicemembers and Veterans $197,722 - 0
20.700 Pipeline Safety Program State Base Grant $196,060 - 0
39.011 Election Reform Payments - Help America Vote Act $192,422 - 0
93.837 Cardiovascular Diseases Research - the Nrf2-P62 Axis in the Cross-Talk Between Proteasomal and Lysosomal Degradation $191,216 - 0
93.251 Early Hearing Detection and Intervention $190,838 - 0
93.130 Cooperative Agreements to States/territories for the Coordination and Development of Primary Care Offices $189,301 - 0
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $186,777 - 0
93.876 Antimicrobial Resistance Surveillance in Retail Food Specimens $184,873 - 0
59.037 Covid-19 Small Business Development Centers $184,596 - 0
97.041 National Dam Safety Program $183,649 - 0
93.671 Covid-19 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $181,742 - 0
17.271 Work Opportunity Tax Credit Program (wotc) $178,555 - 0
84.044 Trio Talent Search Services to South Dakota Schools with Outstanding Need Sioux Falls $178,419 - 0
66.805 Leaking Underground Storage Tank Trust Fund Corrective Action Program $177,469 - 0
84.144 Migrant Education_coordination Program $176,593 - 0
93.235 Title V State Sexual Risk Avoidance Education (title V State Srae) Program $175,475 - 0
93.556 Covid-19 Marylee Allen Promoting Safe and Stable Families Program $174,379 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders - Endovanilloid-Mediated Modulation and Its Role in Habituation and Sensitization $172,783 - 0
47.070 Computer and Information Science and Engineering $171,093 - 0
93.RD Safe Integrated Engineering in Mining $169,926 - 0
93.090 Guardianship Assistance $165,930 - 0
84.358 Rural Education $164,904 - 0
16.576 Crime Victim Compensation $164,763 - 0
93.859 Biomedical Research and Research Training - Intervention to Promote Breast Cancer Screening Among American Indian Women $164,619 - 0
47.076 Stem Education (formerly Education and Human Resources) - Leveraging Computational Thinking to Increase Computer Science Within Elementary Classrooms $163,214 - 0
10.766 Community Facilities Loans and Grants $162,818 - 0
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $161,976 - 0
93.242 Mental Health Research Grants - Sex Differences in the Neurobiological Significance of Orexin Stress Signaling $161,509 - 0
10.578 Wic Grants to States (wgs) $161,240 - 0
84.129 Rehabilitation Long-Term Training $160,525 - 0
11.GSA_MIGRATION Economic Development Technical Assistance $160,201 - 0
12.002 Procurement Technical Assistance for Business Firms $159,828 - 0
93.859 Biomedical Research and Research Training - G-Rise $159,402 - 0
12.905 Cybersecurity Core Curriculum - Ncae-C Research $156,497 - 0
16.742 Paul Coverdell Forensic Sciences Improvement Grant Program $152,912 - 0
59.043 Women's Business Ownership Assistance - New Renewal (base Year) $151,757 - 0
20.615 E-911 Grant Program $149,332 - 0
93.946 Cooperative Agreements to Support State-Based Safe Motherhood and Infant Health Initiative Programs $149,263 - 0
81.049 Office of Science Financial Assistance Program $149,138 - 0
12.431 Basic Scientific Research $147,315 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care $142,311 - 0
43.001 Science $141,895 - 0
93.590 Community-Based Child Abuse Prevention Grants - Child Abuse Prevention and Treatment $140,928 - 0
47.049 Mathematical and Physical Sciences - Mri-Acquisition: Sputtering System for Developing Novel Germanium Detectors and Materials $140,850 - 0
93.060 Sexual Risk Avoidance Education - (title V State Srae) Program $136,398 - 0
20.703 Interagency Hazardous Materials Public Sector Training and Planning Grants $135,963 - 0
45.162 Covid-19 Promotion of the Humanities Teaching and Learning Resources and Curriculum Development $132,405 - 0
47.078 Polar Programs $131,334 - 0
10.001 Agricultural Research_basic and Applied Research $130,544 - 0
11.307 Covid-19 Economic Adjustment Assistance $130,382 - 0
47.049 Mathematical and Physical Sciences - Nsf Center for Sustainable Polymers $129,770 - 0
12.RD Development of Additive Manufacturing Technologies for Energetic Materials $129,194 - 0
59.043 Women's Business Ownership Assistance - Initial Phase $128,797 - 0
17.GSA_MIGRATION Employment and Training Administration Evaluations $128,063 - 0
10.311 Beginning Farmer and Rancher Development Program $127,986 - 0
93.599 Covid-19 Chafee Education and Training Vouchers Program (etv) $126,583 - 0
66.419 Water Pollution Control State, Interstate, and Tribal Program Support $126,197 - 0
11.460 Special Oceanic and Atmospheric Projects $124,194 - 0
12.800 Air Force Defense Research Sciences Program $122,836 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care - National Surveillance and Response for Animal Health Activities (umbrella) $120,463 - 0
84.425 Covid-19 Education Stabilization Fund - Arp - Homeless Children and Youth $119,879 Yes 0
66.802 Superfund State, Political Subdivision, and Indian Tribe Site-Specific Cooperative Agreements $118,244 - 0
93.127 Emergency Medical Services for Children $117,227 - 0
93.043 Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $112,500 - 0
12.113 State Memorandum of Agreement Program for the Reimbursement of Technical Services - Defense Environmental Restoration Program $110,924 - 0
84.031 Higher Education Institutional Aid - Title III Part A Programs - Strengthening Institutions $110,085 - 0
47.RD Intergovernmental Personnel Act $109,932 - 0
93.110 Maternal and Child Health Federal Consolidated Programs - Sd State Systems Development Initiative and Children's Oral Healthcare Access Program $109,502 - 0
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $109,329 - 0
64.203 State Cemetery Grants $108,601 - 0
47.070 Computer and Information Science and Engineering - Computing Innovation Fellows 2021 Project $107,967 - 0
93.597 Grants to States for Access and Visitation Programs $104,946 - 0
12.905 Cybersecurity Core Curriculum - MacHine Learning Assisted Cloud-Based Continuous Learning Approach for Iot Device Identification $104,386 - 0
93.859 Biomedical Research and Research Training - Dakota Cancer Collaborative on Translational Activity - Year 4 $104,208 - 0
93.586 State Court Improvement Program $102,368 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research - Novel Target Mechanism (renal Nerves) for the Beneficial Actions of Sglt2 Inhibition in Congestive Heart Failure $101,949 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders - Modulating Low-Frequency Cortical Population Dynamics to Augment Motor Function After Stroke $100,578 - 0
93.859 Biomedical Research and Research Training - Akt/mtor Pathway in Obesity and Colorectal Cancer (crc): Molecular Interconnections and Potential Clinical Applications $98,413 - 0
84.326 Special Education_technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities $97,703 - 0
16.589 Rural Domestic Violence, Dating Violence, Sexual Assault, and Stalking Assistance Program $97,306 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care - Animal Disease Traceability (adt) $97,207 - 0
93.643 Children's Justice Grants to States $96,784 - 0
10.219 Biotechnology Risk Assessment Research $96,366 - 0
84.187 Supported Employment Services for Individuals with the Most Significant Disabilities $93,632 - 0
10.924 Conservation Stewardship Program $93,227 - 0
12.RD Basic and Applied Scientific Research $92,997 - 0
17.603 Brookwood-Sago Grant $92,185 - 0
10.579 Child Nutrition Discretionary Grants Limited Availability - Nslp Equipment $91,719 - 0
93.042 Special Programs for the Aging_title Vii, Chapter 2_long Term Care Ombudsman Services for Older Individuals $90,723 - 0
93.855 Allergy and Infectious Diseases Research - Antibacterial Nanoparticles As Insecticide Synergists and Insect Growth Regulators for Improved Control of Cockroach Infestations $90,652 - 0
10.215 Sustainable Agriculture Research and Education $90,469 - 0
81.RD Restore Natural Recruitment of Kootenai River White Sturgeon $89,418 - 0
93.648 Child Welfare Research Training Or Demonstration $89,080 - 0
12.420 Military Medical Research and Development $88,982 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Anti-Terrorism Program Coordinator Activities $87,634 Yes 0
66.454 Water Quality Management Planning $87,243 - 0
84.181 Covid-19 Special Education - Grants for Infants and Families $86,797 - 0
93.079 Cooperative Agreements to Promote Adolescent Health Through School-Based Hiv/std Prevention and School-Based Surveillance $86,212 - 0
84.902 National Assessment of Educational Progress (naep) $85,450 - 0
12.902 Information Security Grants $83,581 - 0
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $83,179 - 0
11.303 Economic Development_technical Assistance $83,035 - 0
93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health $82,756 - 0
93.669 Child Abuse and Neglect State Grants $82,559 - 0
16.922 Equitable Sharing Program $81,856 - 0
93.113 Environmental Health $81,655 - 0
10.025 Plant and Animal Disease, Pest Control, and Animal Care - Highly Pathogenic Avian Influenza (hpai) $81,449 - 0
93.586 State Court Improvement Program - Data Sharing $81,149 - 0
10.516 Rural Health and Safety Education Competitive Grants Program $80,772 - 0
93.791 Covid-19 Money Follows the Person Rebalancing Demonstration - 3.1% Ffcra Increase $79,049 - 0
93.279 Drug Abuse and Addiction Research Programs - Summer Program for Undergraduate Research in Addiction $78,946 - 0
12.351 Basic Scientific Research - Combating Weapons of Mass Destruction $78,481 - 0
10.435 State Mediation Grants $78,351 - 0
21.008 Low Income Taxpayer Clinics $77,561 - 0
47.076 Education and Human Resources - JR Rotc $77,378 - 0
11.611 Covid-19 Manufacturing Extension Partnership $77,371 - 0
93.645 Covid-19 Stephanie Tubbs Jones Child Welfare Services Program $76,341 - 0
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $73,520 - 0
93.197 Childhood Lead Poisoning Prevention Projects_state and Local Childhood Lead Poisoning Prevention and Surveillance of Blood Lead Levels in Children $72,670 - 0
47.076 Stem Education (formerly Education and Human Resources) $72,375 - 0
20.513 Covid-19 Enhanced Mobility of Seniors and Individuals with Disabilities $71,528 - 0
10.912 Environmental Quality Incentives Program - Thinning $69,647 - 0
93.837 Cardiovascular Diseases Research - Val-0914 Decreases Pao to Protect Against Cardiac Proteinopathies $69,477 - 0
93.859 Biomedical Research and Research Training - Site-Specific Delivery of Veratridine: A Novel Targeted Therapy in Colorectal Cancer $69,065 - 0
47.076 Education and Human Resources - Nrt $68,980 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Interservice Support Agreement: Aberdeen Armed Forces Reserve Center $68,642 Yes 0
47.083 Integrative Activities - Rii Track 4: Operating High Purity Germanium Detectors in Liquid Scintillator $68,574 - 0
93.121 Oral Diseases and Disorders Research $67,960 - 0
93.586 State Court Improvement Program - Training $67,293 - 0
10.153 Market News $64,789 - 0
15.805 Assistance to State Water Resources Research Institutes $63,771 - 0
93.072 Lifespan Respite Care Program $62,060 - 0
93.048 Covid-19 Special Programs for the Aging, Title Iv, and Title Ii, Discretionary Projects $61,934 - 0
84.031 Higher Education_institutional Aid $61,184 - 0
10.307 Organic Agriculture Research and Extension Initiative $59,480 - 0
47.050 Geosciences $58,726 - 0
47.079 Office of International Science and Engineering $56,529 - 0
81.049 Office of Science Financial Assistance Program - Design of A Cryogenic Scintillation Neutrino Detector at the Spallation Neutron Source $55,995 - 0
12.RD Pilot-Scale, Portable Water Treatment Train for Remediation of Pfas Contamination $55,213 - 0
93.393 Cancer Cause and Prevention Research $54,791 - 0
93.456 Cdc Undergraduate Public Health Scholars Program (cups): A Public Health Experience to Expose Undergraduates Interested in Minority Health to Public Health and the Public Health Professions $54,444 - 0
10.309 Specialty Crop Research Initiative $53,978 - 0
38.006 State Appraiser Agency Support Grants $53,684 - 0
93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research $53,565 - 0
93.837 Cardiovascular Diseases Research - Cardiac Sympathetic Afferent Reflex Control of Venous Function $52,196 - 0
15.237 Rangeland Resource Management $50,448 - 0
93.761 Evidence-Based Falls Prevention Programs Financed Solely by Prevention and Public Health Funds (pphf) $50,173 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Arng Administrative Services $50,081 Yes 0
47.049 Mathematical and Physical Sciences - Reu Site: Molecules Meet Materials $49,799 - 0
43.012 Space Technology $49,532 - 0
20.614 National Highway Traffic Safety Administration (nhtsa) Discretionary Safety Grants and Cooperative Agreements - State Support of the Fatal Accident Reporting System (fars) $49,397 - 0
93.310 Covid-19 Trans-Nih Research Support $48,319 - 0
47.075 Social, Behavioral, and Economic Sciences - Long-Term Human Reponses to Ecological Instability $45,804 - 0
17.600 Mine Health and Safety Grants $45,648 - 0
47.049 Mathematical and Physical Sciences $45,519 - 0
93.398 Cancer Research Manpower - Tracing Intratumoral Cellular Heterogeneity Using Genetic Barcoding in Small Cell Lung Cancer $44,327 - 0
64.204 Veterans Legacy Grants Program $43,720 - 0
12.401 National Guard Military Operations and Maintenance (o&m) Projects - Master Cooperative Agreement: Ang Environmental Program Management $42,811 Yes 0
43.008 Office of Stem Engagement (ostem) $42,429 - 0
47.041 Covid-19 Engineering $41,775 - 0
47.075 Social, Behavioral, and Economic Sciences $41,080 - 0
81.RD Deep Underground Neutrino Experiment (dune) - Stripline Welding $40,119 - 0
47.070 Computer and Information Science and Engineering - Great Plains Regional Cyber Team $39,641 - 0
10.912 Environmental Quality Incentives Program $39,621 - 0
16.710 Public Safety Partnership and Community Policing Grants $39,147 - 0
43.001 Science - Interdependent Dynamics of Food, Energy and Water in Kazakhstan and Mongolia: Connecting Lulcc to the Transitional Socioecological Systems $38,879 - 0
93.777 Covid-19 State Survey and Certification of Health Care Providers and Suppliers (title Xviii) Medicare $38,827 Yes 0
15.657 Endangered Species Conservation ? Recovery Implementation Funds $38,051 - 0
10.652 Forestry Research - Forest Inventory Analysis $37,688 - 0
20.106 Covid-19 Airport Improvement Program, Covid-19 Airports Programs, and Infrastructure Investment and Jobs Act Programs (note 3j) $37,670 - 0
93.042 Covid-19 Special Programs for the Aging, Title Vii, Chapter 2, Long Term Care Ombudsman Services for Older Individuals $37,126 - 0
93.859 Biomedical Research and Research Training - Intervention to Promote Breast Cancer Screening Among American Indian Women-Year 3 $37,035 - 0
10.931 Agricultural Conservation Easement Program $36,712 - 0
11.432 National Oceanic and Atmospheric Administration (noaa) Cooperative Institutes $36,357 - 0
16.817 Byrne Criminal Justice Innovation Program $36,032 - 0
47.041 Engineering $36,002 - 0
93.273 Alcohol Research Programs - Influence of Early Developmental Ethanol Exposure on Genes, the Mtor Signaling Pathway and Behavior $35,027 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $34,868 - 0
93.172 Human Genome Research - Integrated, Individualized, and Intelligent Prescribing (13p) Clinical Trial Network $34,713 - 0
10.207 Animal Health and Disease Research $33,694 - 0
30.002 Employment Discrimination - State and Local Fair Employment Practices Agency Contracts $33,639 - 0
93.866 Aging Research $33,138 - 0
10.336 Veterinary Services Grant Program $33,021 - 0
93.838 Lung Diseases Research - Hyperoxic Modulation of Thioredoxin Signaling $32,988 - 0
16.754 Harold Rogers Prescription Drug Monitoring Program $32,159 - 0
15.678 Cooperative Ecosystem Studies Units $31,846 - 0
47.049 Mathematical and Physical Sciences - Reu Site: Undergraduate Research in Fluorine Chemistry $31,723 - 0
16.816 John R. Justice Prosecutors and Defenders Incentive Act $31,443 - 0
15.611 Wildlife Restoration and Basic Hunter Education $30,409 - 0
12.RD Small Business Technology Transfer Program $29,620 - 0
45.149 Promotion of the Humanities Division of Preservation and Access - National Digital Newspaper Program $28,821 - 0
93.859 Biomedical Research and Research Training - Detection of Antibodies Against Sars-Cov-2 in Cancer Patients $28,733 - 0
45.161 Promotion of the Humanities_research $28,523 - 0
10.227 1994 Institutions Research Program $27,422 - 0
93.071 Medicare Enrollment Assistance Program $27,382 - 0
93.041 Special Programs for the Aging_title Vii, Chapter 3_programs for Prevention of Elder Abuse, Neglect, and Exploitation $27,350 - 0
15.808 U.s. Geological Survey Research and Data Collection - Development of A Portable Field Assay to Detect Environmental Dna of the Endangered Hine's Emerald Dragonfly and Devil Crayfish at A Landscape Level $27,342 - 0
47.049 Mathematical and Physical Sciences - Germanium-Based Neutrinoless Doublebeta Decay Searches $26,904 - 0
15.245 Plant Conservation and Restoration Management $26,186 - 0
10.069 Conservation Reserve Program $26,159 - 0
12.RD Navy Ipa $26,123 - 0
93.859 Biomedical Research and Research Training - Center for Biobehavioral Mechanisms of Eating Behavior $26,013 - 0
93.859 Biomedical Research and Research Training - Comparison of Antibodies Against Sars Cov-2 in Cancer and Non-Cancer Pediatric Patients in Sd $25,927 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders - Rehabilitation Mechanisms of Hand Motor Recovery After Sensorimotor Cortex Injury $25,884 - 0
15.664 Fish and Wildlife Coordination and Assistance Programs $25,818 - 0
12.RD Basic Scientific Research $24,999 - 0
81.GSA_MIGRATION Oak Ridge National Laboratory Contract $24,644 - 0
93.421 Covid-19 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation's Health $24,483 - 0
15.815 National Land Remote Sensing_education Outreach and Research $24,263 - 0
47.083 Integrative Activities - Collaborative Research: Cultivating Indigenous Research Communities for Leadership in Education and Stem - Circles Alliance $23,787 - 0
12.902 Information Security Grants - Nsa Cyber Scholarship Program at Dsu $23,780 - 0
16.GSA_MIGRATION Technical Assistance Grant $23,094 - 0
81.RD Basic, Applied, and Advanced Scientific Research $23,000 - 0
84.426 Covid-19 Randolph-Sheppard - Financial Relief and Restoration Payments $22,663 - 0
12.300 Basic and Applied Scientific Research $22,338 - 0
93.859 Biomedical Research and Research Training - Dakota Cancer Collaborative on Translational Activity-Year 3 $22,290 - 0
93.837 Cardiovascular Diseases Research - Mechanical Response and Cytoskeletal Rearrangement Following Interrupted Cholesterol Metabolism in Vascular Smooth Muscle Cell $21,860 - 0
47.074 Biological Sciences - Nsf 20-506 MacRosystems Biology and Neon-Enabled Science $21,687 - 0
81.RD Small Business Technology Transfer Program $21,084 - 0
64.053 Payments to States for Programs to Promote the Hiring and Retention of Nurses at State Veterans Homes - Sd Veterans Home Nurse Recruitment and Retention $20,945 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders - Foxos in Ischemic Stroke $20,655 - 0
15.637 Migratory Bird Joint Ventures $20,189 - 0
10.923 Emergency Watershed Protection Program $20,000 - 0
45.129 Covid-19 Promotion of the Humanities Federal/state Partnership $19,761 - 0
10.330 Alfalfa and Forage Research Program $19,642 - 0
93.413 The State Flexibility to Stabilize the Market Grant Program $19,614 - 0
15.244 Fisheries and Aquatic Resources Management $19,601 - 0
15.021 Consolidated Tribal Government Program $19,273 - 0
12.GSA_MIGRATION Cultural Resources Management Plans $19,005 - 0
93.859 Biomedical Research and Research Training - Akt/mtor Pathway in Obesity and Colorectal Cancer: Molecular Interconnections and Potential Clinical Applications-Year 3 $18,992 - 0
12.902 Information Security Grants - Ncaec Fac Dev Workshop Travel $18,920 - 0
16.750 Support for Adam Walsh Act Implementation Grant Program $18,499 - 0
93.283 Centers for Disease Control and Prevention_investigations and Technical Assistance $18,481 - 0
81.GSA_MIGRATION Respec, Inc. Small Business Innovation Research Rock Melt Project $18,194 - 0
47.083 Integrative Activities - R11 Track-4: Research and Development of Ring-Contact Germanium Detectors $18,074 - 0
43.002 Aeronautics $18,061 - 0
47.075 Social, Behavioral, and Economic Sciences - Land-Surface Processes, Dust Sources, and Particulate Fluxes of the 1930s Dust Bowl Drought in the US Great Plains, USA $18,050 - 0
10.903 Soil Survey $17,661 - 0
90.404 2018 Hava Election Security Grants $17,575 - 0
93.395 Cancer Treatment Research $17,379 - 0
10.680 Forest Health Protection - Western Bark Beetle $17,258 - 0
93.859 Biomedical Research and Research Training $16,923 - 0
47.050 Geosciences - Rui: Collaborative Research: Dust in the Critical Zone From the Great Basin to the Rocky Mountains $16,267 - 0
12.RD Nsa Ipa $15,476 - 0
93.262 Occupational Safety and Health Program $15,006 - 0
93.090 Covid-19 Guardianship Assistance - 6.2% Ffcra Increase $14,818 - 0
12.RD Small Business Innovation Research $14,442 - 0
14.272 National Resilient Disaster Recovery Competition $14,438 - 0
10.331 Food Insecurity Nutrition Incentive Grants Program $14,314 - 0
93.946 Cooperative Agreements to Support State-Based Safe Motherhood and Infant Health Initiative Programs - Pregnancy Risk Assessment Monitoring System $14,098 - 0
93.967 Cdc's Collaboration with Academia to Strengthen Public Health $13,743 - 0
12.225 Commercial Technologies for Maintenance Activities Program - Improved Hardware Sustainment Through Solid State Additive Manufacturing Development $13,631 - 0
93.396 Cancer Treatment Research $13,558 - 0
10.GSA_MIGRATION Challenge Cost-Share Supplemental for Long Term Archival Services for Black Hills National Forest Historical Collection $13,528 - 0
17.270 Reintegration of Ex-Offenders $13,189 - 0
10.500 Cooperative Extension Service $13,027 - 0
10.565 Covid-19 Commodity Supplemental Food Program $12,933 - 0
15.945 Cooperative Research and Training Programs ? Resources of the National Park System $12,648 - 0
90.401 Help America Vote Act Requirements Payments $12,465 - 0
81.RD Office of Science Financial Assistance Program $11,816 - 0
84.004 Civil Rights Training and Advisory Services (also Known As Equity Assistance Centers) $11,486 - 0
16.026 Ovw Research and Evaluation Program - Indigenous-Led Research on Sex Trafficking Among Native Americans in Western South Dakota $11,477 - 0
10.707 Research Joint Venture and Cost Reimbursable Agreements $10,974 - 0
66.516 P3 Award: National Student Design Competition for Sustainability $10,799 - 0
66.814 Brownfields Training, Research, and Technical Assistance Grants and Cooperative Agreements $10,550 - 0
93.865 Child Health and Human Development Extramural Research $10,211 - 0
10.674 Wood Utilization Assistance $10,207 - 0
10.304 Homeland Security_agricultural $10,130 - 0
10.556 Special Milk Program for Children $9,417 - 0
93.859 Biomedical Research and Research Training - Great Plains Idea-Ctr $9,315 - 0
94.006 Americorps State and National 94.006 $8,520 - 0
12.112 Payments to States in Lieu of Real Estate Taxes $8,144 - 0
16.833 National Sexual Assault Kit Initiative $7,456 - 0
45.161 Covid-19 Promotion of the Humanities Research $7,331 - 0
93.865 Child Health and Human Development Extramural Research - Developmental Research Program for Medical Students (drpms) $7,068 - 0
47.076 Stem Education (formerly Education and Human Resources) - Next Generation Concept Inventory to Help Environmental Programs Evaluate Student Knowledge of Complex Food-Energy-Water Systems in Environmental Education $7,029 - 0
12.RD Small Business Technology Transfer $7,026 - 0
45.GSA_MIGRATION Covid-19 Promotion of the Humanities Federal/state Partnership $6,954 - 0
93.137 Community Programs to Improve Minority Health Grant Program $6,857 - 0
15.RD Effect of Water Velocity and Temperature on Energy Reserves, Growth, Survival and Dispersal Distance of Larval Pallid Sturgeon $6,766 - 0
47.049 Mathematical and Physical Sciences - Career: Understanding Structure-Function Relationships of Polyoxovanadate-Alkoxide Clusters From A Bottom-Up Perspective $6,664 - 0
45.129 Covid-19 Promotion of the Humanities Federal/state Partnership- Arpa Funding to State and Jurisdictional Humanities Councils - Williams Library at Northern State University $6,639 - 0
47.083 Integrative Activities - Eps-Wo Gateway for Education, Training, Broader Impacts and Outreach $6,620 - 0
93.624 Community Health Access and Rural Transformation (chart) Model $6,530 - 0
93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (sed) $6,368 - 0
45.129 Promotion of the Humanities_federal/state Partnership $6,303 - 0
93.859 Biomedical Research and Research Training - the Sustainable Heartland Accelerator Regional Partnership (sharp) Hub $5,915 - 0
66.444 Voluntary School and Child Care Lead Testing and Reduction Grant Program (sdwa 1464(d)) $5,697 - 0
81.087 Renewable Energy Research and Development $5,486 - 0
15.820 National Climate Change and Wildlife Science Center $5,180 - 0
10.RD Value Differences in Feed Cattle Auction Reporting $5,123 - 0
19.900 Aeeca/esf Pd Programs $5,000 - 0
12.905 Cybersecurity Core Curriculum - Ncae-C K12 $4,936 - 0
10.575 Farm to School Grant Program $4,769 - 0
93.068 Chronic Diseases: Research, Control, and Prevention $4,764 - 0
14.171 Manufactured Home Dispute Resolution $4,671 - 0
81.135 Advanced Research Projects Agency - Energy $4,640 - 0
10.676 Forest Legacy Program $4,480 - 0
45.161 Covid-19 Promotion of the Humanities Research-American Rescue Plan $4,457 - 0
12.905 Cybersecurity Core Curriculum - Ncae-Chi Cityu $4,358 - 0
66.460 Nonpoint Source Implementation Grants $4,018 - 0
10.200 Grants for Agricultural Research, Special Research Grants $3,883 - 0
81.RD Small Business Innovation Research $3,759 - 0
81.RD Deep Underground Neutrino Experiment (dune) $3,715 - 0
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $3,638 - 0
10.912 Environmental Quality Incentives Program - Agro-Forestry $3,528 - 0
66.460 Nonpoint Source Implementation Grants - Land Use Explorer Kits $3,450 - 0
93.191 Graduate Psychology Education Program and Patient Navigator and Chronic Disease Prevention Program $3,210 - 0
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders - Role of Ubiquilin in Ischemic Stroke $3,030 - 0
10.328 National Food Safety Training, Education, Extension, Outreach, and Technical Assistance Competitive Grants Program $2,685 - 0
15.RD Basic Scientific Research $2,499 - 0
21.016 Equitable Sharing $2,474 - 0
81.RD Basic and Applied Scientific Research $2,352 - 0
12.RD Research and Development $2,163 - 0
10.500 Covid-19 Cooperative Extension Service $1,766 - 0
20.514 Public Transportation Research, Technical Assistance, and Training $1,735 - 0
12.RD Venicekiss $1,572 - 0
12.114 Collaborative Research and Development $1,400 - 0
12.GSA_MIGRATION Cultural Assessment $1,337 - 0
15.224 Cultural Resource Management $1,245 - 0
15.511 Cultural Resources Management $1,211 - 0
47.083 Integrative Activities - R11 Track-4: Development of High-Purity Ge Detector Technology with Lbnl for Dark Matter and Neutrino Physics $1,089 - 0
10.477 Meat, Poultry, and Egg Products Inspection $1,018 - 0
11.549 State and Local Implementation Grant Program $883 - 0
93.RD National Institute for Occupational Safety and Health - Evade Software $718 - 0
93.933 Demonstration Projects for Indian Health $458 - 0
47.041 Engineering - the Role of Cellular Mechanical Oscillations in Triggering Cell Migration $360 - 0
93.969 Pphf Geriatric Education Centers $316 - 0
45.024 Promotion of the Arts_grants to Organizations and Individuals $309 - 0
84.047 Covid-19 Trio Upward Bound $205 - 0
12.630 Basic, Applied, and Advanced Research in Science and Engineering $114 - 0
84.042 Covid-19 Trio Student Support Services $69 - 0
59.077 Covid-19 Community Navigator Pilot Program $63 - 0

Contacts

Name Title Type
PA32TLEZLKH7 Jim Terwilliger Auditee
6057733411 Russell A. Olson Auditor
No contacts on file

Notes to SEFA

Title: Note 3I - WIC Formula Rebates Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. During the fiscal year ended June 30, 2022, the South Dakota Department of Health (DOH) received $3,383,872 in cash rebates from infant formula manufacturers on sales of formula to participants in the WIC Program (ALN 10.557). Rebate contracts with infant formula manufacturers are authorized by 7 CFR 246.16(a) as a cost containment measure. Rebates represent a reduction of expenditures previously incurred for WIC food. The rebate contract allowed the DOH to serve 5,491 more persons during fiscal year 2022.
Title: Loan/loan guarantee outstanding balances Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. FEDERAL PERKINS LOAN PROGRAM - FEDERAL CAPITAL CONTRIBUTIONS (NOTES 3D AND 3F) (84.038) - Balances outstanding at the end of the audit period were 9211200. NURSE FACULTY LOAN PROGRAM (NFLP) (NOTE 3F) (93.264) - Balances outstanding at the end of the audit period were 738403. HEALTH PROFESSIONS STUDENT LOANS, INCLUDING PRIMARY CARE LOANS AND LOANS FOR DISADVANTAGED STUDENTS (NOTE 3F) (93.342) - Balances outstanding at the end of the audit period were 9813134. NURSING STUDENT LOANS (NOTE 3F) (93.364) - Balances outstanding at the end of the audit period were 2846211. [See note 3F to the SEFA for table.]
Title: Note 3A - Food Commodities Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. Commodities administered through distributing agencies totaling $7,584,830 ($3,014,145 under ALN 10.555, $43,342 under ALN 10.559, $3,074,653 under ALN 10.569, and $1,452,690 under COVID-19 ALN 10.569) are included in the definition of expenditures of federal awards for the purpose of the accompanying Schedule. Commodities are valued at the last purchase price.
Title: Note 3B - Federal Surplus Property Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. As of June 30, 2022, donated federal surplus property (ALN 39.003) reported on the Schedule totaled $1,633,618, which represents 23.3% of the original acquisition cost of the federal surplus property received by the State. Of that amount, $1,155,104, was passed through. This percentage approximates the fair market value of the property at the time of distribution as determined by the General Services Administration.
Title: Note 3C - Veteran's Care Programs Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The amounts reported as federal expenditures for ALN 64.014 and 64.015 represent cash received. Federal reimbursements are based on approved rates for services provided, rather than reimbursement for specific expenditures.
Title: Note 3D - Perkins Loans Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. Perkins Loan amounts (ALN 84.038) include federal, state, and program revenues. The exact portion associated with federal dollars cannot be readily determined.
Title: Note 3E - Supplemental Nutrition Assistance Program Electronic Benefits Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. Electronic benefits under the Supplemental Nutrition Assistance Program (SNAP) (ALN 10.551) totaled $140,729,756 and are included in the federal financial assistance reported on the Schedule. Additional benefits provided in response to the Coronavirus Pandemic under the Pandemic EBT Food Benefits program (ALN 10.542) totaled $63,689,997 and are also reported on the Schedule.
Title: Note 3G - Clean Water and Drinking Water State Revolving Funds Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The expenditures provided for the Clean Water State Revolving Fund (ALN 66.458) and the Drinking Water State Revolving Fund (ALN 66.468) consist of federal, state, and program revenues, the exact percentage of which is not readily determinable. The same requirements are followed for all loans regardless of the funding source utilized. The amount of federal expenditures reported on the Schedule consists of administrative expenses in the amount of $401,407 and loan disbursements totaling $16,608,187 for ALN 66.458, and $928,735 in administrative expenses and $30,339,777 in loan disbursements for ALN 66.468.
Title: Note 3H - Federal Direct Student Loan Disbursements Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. Loans disbursed under the Federal Direct Student Loans program (ALN 84.268) and issued to parents of eligible students or eligible students attending state universities had the following values: Direct Subsidized Loans - $31,699,683; Direct Unsubsidized Loans - $76,593,116; Direct PLUS & G PLUS Program Loans - $20,774,339.
Title: Note 3J - Airport Improvement Program Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The South Dakota Department of Transportation (SDDOT) acts as a channeling state for the various Airport Improvement Program grants (ALN 20.106) funded through the Federal Aviation Administration (FAA). The majority of these grants are between the FAA and cities, counties, and airport authorities that carry out the projects. Total reimbursements processed in fiscal year 2022 for channeling grants amounted to $40,745,220 and $17,438,369 (COVID-19). These monies are not reflected on the Schedule as expenditures of federal awards of the State. The $301,590 and $37,670 (COVID-19) reported on the Schedule under ALN 20.106 was expended under a separate agreement between the SDDOT and the FAA in which the SDDOT is considered the grant recipient and directly funds multiple small projects at these airports.
Title: Note 3K - Unemployment Insurance Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The amount included as of June 30, 2022, on the unemployment insurance section of the Schedule (ALN 17.225) is reported on the accrual basis of accounting and includes the amount of federal unemployment insurance, the amount of the States expenditure for unemployment insurance benefits, the amount of administrative expense, and the amount of Alternative Trade Adjustment Assistance as required by the U.S. Department of Labor and the Inspector General. The amounts are $1,088,708, $21,339,913, $6,443,231, and $116,520 respectively. An additional $3,108,728 of pandemic unemployment assistance was received for COVID-19, which is also reported under ALN 17.225.
Title: Note 3L - Intermediary Relending Program Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The South Dakota Governors Office of Economic Development, through the South Dakota Economic Development Finance Authority (EDFA), participates in the United States Department of Agriculture Rural Business Cooperative Service (RBCS) Intermediary Relending Program (IRP). As of June 30, 2022, EDFA had drawn down $2,179,030 of RBCS loan funds and had disbursed all these RBCS funds. The total value of loans issued as of June 30, 2022, was $4,201,600, with the total remaining loans outstanding as of June 30, 2022, equaling $956,320.
Title: Note 3M - Petroleum Violation Escrow Funds Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. Department of Energy (DOE) programs were funded in part by Petroleum Violation Escrow (PVE) funds which represent the States share of settlement proceeds in various lawsuits between the Federal Government and oil producers. During fiscal year 2022, the South Dakota Department of Tourism had $356,105 in expenditures from the trust fund in support of DOE programs and received $1,944,979 in loan payments. These expenditures are not included on the Schedule.
Title: Note 3N - Child Support Enforcement Program Title IV-A Collections Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The amount of expenditures reported for the Child Support Enforcement program (ALN 93.563) was not reduced by $2,988,793 which is the federal share of prior quarters Title IV-A collections retained to fund the Child Support Enforcement program during fiscal year 2022.
Title: Note 3O - Donated PPE related to COVID-19 Pandemic (UNAUDITED) Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. (Unaudited) During fiscal year ended June 30, 2022, the State of South Dakota received inventory from the federal government to assist in the fight against the global COVID-19 pandemic. The State of South Dakota had a remaining amount of $2,157,089 from prior fiscal years. The State received $277,500 in fiscal year 2022 and used a total of $1,770,833 throughout the fiscal year. Because donated PPE has no bearing on the single audit, this footnote was not audited as part of the Single Audit.
Title: Note 3P - South Dakota Housing Development Authority Accounting Policies: A.Reporting Entity - The accompanying Schedule includes all federal financial assistance programs administered by the State for the fiscal year ended June 30, 2022, except for programs administered by the South Dakota Housing Development Authority, which has elected to have its own Single Audit as described in Note 3P.B.Basis of Presentation - The information in the Schedule is presented in accordance with Uniform Guidance.1.Federal Awards - Federal financial assistance is defined in the Uniform Guidance as assistance that non-federal entities receive or administer in the form of grants, cooperative agreements, non-cash contributions or donations of property, direct appropriations, food commodities, loans, loan guarantees, interest subsidies, insurance, and other financial assistance, but does not include amounts received as reimbursement for services rendered to individuals for Medicare and Medicaid. The Catalog of Federal Domestic Assistance is a government-wide compendium of individual federal programs. Each program included in the catalog is assigned a five-digit Assistance Listing Number (ALN) and program name. The accompanying schedule and footnotes reflect the program names and ALNs assigned by the https:sam.gov website. Federal financial assistance programs and contracts which have not been assigned an ALN or, where management has been unable to determine the ALN, are identified with a two-digit number that identifies the federal awarding agency followed by UNKNOWN. 2.Clusters of Programs Closely related programs with different ALNs which share common compliance requirements are considered clusters of programs, as determined by the Office of Management and Budget (OMB). Most clusters of programs are contained within a single federal awarding agency and are reported on the Schedule under the respective awarding agency. Two clusters, the Research and Development Cluster and the Student Financial Assistance Cluster, have awards from two or more federal agencies. These clusters are reported on the Schedule in total under each federal awarding agency, with the detail for each individual award being shown by federal awarding agency at the bottom of the Schedule.3.Pandemic Funding Program expenditures of funds awarded in response to the Coronavirus Pandemic are identified with COVID-19 in the Program Title.C.Basis of Accounting - The information presented in the Schedule is presented on the cash basis of accounting, which is consistent with other federal grant reports, except for the Unemployment Insurance program (ALN 17.225), which is reported on the accrual basis. The States basic financial statements are reported on the modified accrual or the accrual basis of accounting and, therefore, the Schedule's data may not be directly traceable to the basic financial statements. D.Expenditures and Expenses - All federal expenditures included in the Schedule are assistance received directly from the federal government or indirectly through entities from outside the State. When monies are received by one state grantee agency and re-distributed (expended) to another state grantee agency (i.e. a subaward of funds by the primary recipient state grantee agency to a subrecipient state grantee agency), the federal financial assistance is reflected in the primary receiving/expending state grantee agency's accounts. This is to avoid duplication and the overstatement of the aggregate level of federal financial assistance expended by the State. De Minimis Rate Used: Both Rate Explanation: The Board of Regents Central Office claimed the 10 percent de minimis cost rate during fiscal year 2022 for ALN 47.083 Integrative Activities. This was the only state agency that claimed the de minimis cost rate during fiscal year 2022. The South Dakota Housing Development Authority (SDHDA) is a discretely presented component unit of the State. The SDHDA has chosen to have its own separate Single Audit performed and has reported its federal expenditures, including loan information, in its own SEFA. For SEFA reporting, the SDHDA was treated as a subrecipient for Coronavirus Relief Funds (ALN 21.019). For fiscal year ending June 30, 2022, the SDHDA received $1,358,827 from the State. Copies of the SDHDA Single Audit are available from the Department of Legislative Audit, 427 South Chapelle, c/o 500 East Capitol, by calling (605) 773-3595, or online at https:legislativeaudit.sd.gov/reports/reports.aspx.

Finding Details

"Finding No. 2022-003: Inadequate Internal Controls over Federal Financial Reports Type of Finding: Material Weakness and Non-Compliance Assistance Listing Title: Nationally Significant Freight and Highway Projects, National Infrastructure Investments Assistance Listing Number: 20.934 and 20.933 Federal Award Number: INFRA 2017, INFRA 2019 MISSOURI BRIDGE, BUILD 2018, and BUILD 2020 Federal Award Year: 2017, 2018, 2019, and 2020 Federal Agency: Department of Transportation Category of Finding: Reporting Criteria: The South Dakota Department of Transportation (DOT) is required under the Term Sheet Under The Nationally Significant Freight And Highway Projects Discretionary Grant Program, the General Terms and Conditions Under The Fiscal Year 2019 INFRA Program: FHWA Projects, the Grant Agreement Under The Consolidated Appropriations Act, 2018 (PUB. L. 115-141, March 23, 2018) For The National Infrastructure Investments Discretionary Grant Program (FY 2018 BUILD Transportation Discretionary Grants), and the General Terms and Conditions Under The Fiscal Year 2020 BUILD Transportation Grants Program: FHWA Projects to submit Quarterly Project Progress Reports, which must include the SF-425 Federal Financial Report. Condition: Internal controls were not adequate to ensure the accuracy of SF-425 Federal Financial Reports submitted for the Nationally Significant Freight and Highway Projects (INFRA) and National Infrastructure Investments (BUILD) programs. Cause: Errors were identified related to two distinct causes. Three INFRA and one BUILD (3/31/22 BUILD 2018) reports tested identified material errors on line 10 j. Recipient share of expenditures due to a failure to properly identify and report relevant expenditure data. One BUILD (6/30/22 BUILD 2020) report tested identified material errors on lines 10 a. Cash Receipts, 10 b. Cash Disbursements, and 10 f. Federal share of unliquidated obligations due to human data entry error. Effect: The result of the errors noted is the misstatement of values as follows: [See Schedule of Findings and Questioned Costs for table] Questioned Costs: None. Repeat Finding from Prior Year: Yes. Recommendation: We recommend internal controls be strengthened to ensure the material accuracy of SF-425 reports submitted. Views of Responsible Officials: The Department of Transportation concurs with this audit finding. "
"Finding No. 2022-003: Inadequate Internal Controls over Federal Financial Reports Type of Finding: Material Weakness and Non-Compliance Assistance Listing Title: Nationally Significant Freight and Highway Projects, National Infrastructure Investments Assistance Listing Number: 20.934 and 20.933 Federal Award Number: INFRA 2017, INFRA 2019 MISSOURI BRIDGE, BUILD 2018, and BUILD 2020 Federal Award Year: 2017, 2018, 2019, and 2020 Federal Agency: Department of Transportation Category of Finding: Reporting Criteria: The South Dakota Department of Transportation (DOT) is required under the Term Sheet Under The Nationally Significant Freight And Highway Projects Discretionary Grant Program, the General Terms and Conditions Under The Fiscal Year 2019 INFRA Program: FHWA Projects, the Grant Agreement Under The Consolidated Appropriations Act, 2018 (PUB. L. 115-141, March 23, 2018) For The National Infrastructure Investments Discretionary Grant Program (FY 2018 BUILD Transportation Discretionary Grants), and the General Terms and Conditions Under The Fiscal Year 2020 BUILD Transportation Grants Program: FHWA Projects to submit Quarterly Project Progress Reports, which must include the SF-425 Federal Financial Report. Condition: Internal controls were not adequate to ensure the accuracy of SF-425 Federal Financial Reports submitted for the Nationally Significant Freight and Highway Projects (INFRA) and National Infrastructure Investments (BUILD) programs. Cause: Errors were identified related to two distinct causes. Three INFRA and one BUILD (3/31/22 BUILD 2018) reports tested identified material errors on line 10 j. Recipient share of expenditures due to a failure to properly identify and report relevant expenditure data. One BUILD (6/30/22 BUILD 2020) report tested identified material errors on lines 10 a. Cash Receipts, 10 b. Cash Disbursements, and 10 f. Federal share of unliquidated obligations due to human data entry error. Effect: The result of the errors noted is the misstatement of values as follows: [See Schedule of Findings and Questioned Costs for table] Questioned Costs: None. Repeat Finding from Prior Year: Yes. Recommendation: We recommend internal controls be strengthened to ensure the material accuracy of SF-425 reports submitted. Views of Responsible Officials: The Department of Transportation concurs with this audit finding. "
"Finding No. 2022-002: Internal Controls over Compliance ? Procurement, Suspension and Debarment Type of Finding: Significant Deficiency Assistance Listing Title: Office of Science Financial Assistance Program ? Sanford Underground Research Facility (SURF) Operations Support Assistance Listing Number: 81.049 Federal Agency: Department of Energy Category of Finding: Procurement and Suspension and Debarment Criteria: The Sanford Underground Research Facility (SURF) Operations Support program provides federal funds to support its mission of advancing world-class science and inspire learning across generations. There are compliance requirements regarding procurement, suspension and debarment to ensure federal funds are being expended in accordance with the grant agreements. Furthermore, the Uniform Guidance, Section 200.303 Internal Controls, requires that the non-Federal entity must establish and maintain documentation of effective internal controls over Federal awards that provide reasonable assurance that awards are being managed in compliance with Federal statutes, regulations and the terms and conditions of the Federal award. Condition: We tested procurement, suspension and debarment for 22 vendor expenditures. We noted the following in our testing: ? One instance where the required request for proposal was not able to be located. ? One instance where various applicable provisions required by Appendix II to 2 CFR Part 200 were not included in the contract. Cause: The Authority failed to ensure that the internal controls surrounding compliance over the program?s procurement, suspension and debarment criteria were in place related to data maintained by employees that are no longer employed with the Authority. As such, information related to the request for proposal work that was performed by an employee no longer with the Authority could not be located when requested for the audit. Additionally, controls were not in place to ensure that all applicable required provisions are included in all federal contracts. Effect: Transactions could be entered into with vendors that do not follow the Authority?s written procurement policies and that do not include the proper contract provisions. Questioned Costs: None to report. Context/Sampling: A nonstatistical sample of 22 vendors out of 144 were selected for procurement, suspension and debarment testing. Repeat Finding from Prior Year(s): No. Recommendation: We recommend the Authority implement controls which include a review of contracts to ensure they contain the proper provisions and institute document retention policies. Views of Responsible Officials: Agree. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "
"Finding No. 2022-003: Inadequate Internal Controls over Federal Financial Reports Type of Finding: Material Weakness and Non-Compliance Assistance Listing Title: Nationally Significant Freight and Highway Projects, National Infrastructure Investments Assistance Listing Number: 20.934 and 20.933 Federal Award Number: INFRA 2017, INFRA 2019 MISSOURI BRIDGE, BUILD 2018, and BUILD 2020 Federal Award Year: 2017, 2018, 2019, and 2020 Federal Agency: Department of Transportation Category of Finding: Reporting Criteria: The South Dakota Department of Transportation (DOT) is required under the Term Sheet Under The Nationally Significant Freight And Highway Projects Discretionary Grant Program, the General Terms and Conditions Under The Fiscal Year 2019 INFRA Program: FHWA Projects, the Grant Agreement Under The Consolidated Appropriations Act, 2018 (PUB. L. 115-141, March 23, 2018) For The National Infrastructure Investments Discretionary Grant Program (FY 2018 BUILD Transportation Discretionary Grants), and the General Terms and Conditions Under The Fiscal Year 2020 BUILD Transportation Grants Program: FHWA Projects to submit Quarterly Project Progress Reports, which must include the SF-425 Federal Financial Report. Condition: Internal controls were not adequate to ensure the accuracy of SF-425 Federal Financial Reports submitted for the Nationally Significant Freight and Highway Projects (INFRA) and National Infrastructure Investments (BUILD) programs. Cause: Errors were identified related to two distinct causes. Three INFRA and one BUILD (3/31/22 BUILD 2018) reports tested identified material errors on line 10 j. Recipient share of expenditures due to a failure to properly identify and report relevant expenditure data. One BUILD (6/30/22 BUILD 2020) report tested identified material errors on lines 10 a. Cash Receipts, 10 b. Cash Disbursements, and 10 f. Federal share of unliquidated obligations due to human data entry error. Effect: The result of the errors noted is the misstatement of values as follows: [See Schedule of Findings and Questioned Costs for table] Questioned Costs: None. Repeat Finding from Prior Year: Yes. Recommendation: We recommend internal controls be strengthened to ensure the material accuracy of SF-425 reports submitted. Views of Responsible Officials: The Department of Transportation concurs with this audit finding. "
"Finding No. 2022-003: Inadequate Internal Controls over Federal Financial Reports Type of Finding: Material Weakness and Non-Compliance Assistance Listing Title: Nationally Significant Freight and Highway Projects, National Infrastructure Investments Assistance Listing Number: 20.934 and 20.933 Federal Award Number: INFRA 2017, INFRA 2019 MISSOURI BRIDGE, BUILD 2018, and BUILD 2020 Federal Award Year: 2017, 2018, 2019, and 2020 Federal Agency: Department of Transportation Category of Finding: Reporting Criteria: The South Dakota Department of Transportation (DOT) is required under the Term Sheet Under The Nationally Significant Freight And Highway Projects Discretionary Grant Program, the General Terms and Conditions Under The Fiscal Year 2019 INFRA Program: FHWA Projects, the Grant Agreement Under The Consolidated Appropriations Act, 2018 (PUB. L. 115-141, March 23, 2018) For The National Infrastructure Investments Discretionary Grant Program (FY 2018 BUILD Transportation Discretionary Grants), and the General Terms and Conditions Under The Fiscal Year 2020 BUILD Transportation Grants Program: FHWA Projects to submit Quarterly Project Progress Reports, which must include the SF-425 Federal Financial Report. Condition: Internal controls were not adequate to ensure the accuracy of SF-425 Federal Financial Reports submitted for the Nationally Significant Freight and Highway Projects (INFRA) and National Infrastructure Investments (BUILD) programs. Cause: Errors were identified related to two distinct causes. Three INFRA and one BUILD (3/31/22 BUILD 2018) reports tested identified material errors on line 10 j. Recipient share of expenditures due to a failure to properly identify and report relevant expenditure data. One BUILD (6/30/22 BUILD 2020) report tested identified material errors on lines 10 a. Cash Receipts, 10 b. Cash Disbursements, and 10 f. Federal share of unliquidated obligations due to human data entry error. Effect: The result of the errors noted is the misstatement of values as follows: [See Schedule of Findings and Questioned Costs for table] Questioned Costs: None. Repeat Finding from Prior Year: Yes. Recommendation: We recommend internal controls be strengthened to ensure the material accuracy of SF-425 reports submitted. Views of Responsible Officials: The Department of Transportation concurs with this audit finding. "
"Finding No. 2022-002: Internal Controls over Compliance ? Procurement, Suspension and Debarment Type of Finding: Significant Deficiency Assistance Listing Title: Office of Science Financial Assistance Program ? Sanford Underground Research Facility (SURF) Operations Support Assistance Listing Number: 81.049 Federal Agency: Department of Energy Category of Finding: Procurement and Suspension and Debarment Criteria: The Sanford Underground Research Facility (SURF) Operations Support program provides federal funds to support its mission of advancing world-class science and inspire learning across generations. There are compliance requirements regarding procurement, suspension and debarment to ensure federal funds are being expended in accordance with the grant agreements. Furthermore, the Uniform Guidance, Section 200.303 Internal Controls, requires that the non-Federal entity must establish and maintain documentation of effective internal controls over Federal awards that provide reasonable assurance that awards are being managed in compliance with Federal statutes, regulations and the terms and conditions of the Federal award. Condition: We tested procurement, suspension and debarment for 22 vendor expenditures. We noted the following in our testing: ? One instance where the required request for proposal was not able to be located. ? One instance where various applicable provisions required by Appendix II to 2 CFR Part 200 were not included in the contract. Cause: The Authority failed to ensure that the internal controls surrounding compliance over the program?s procurement, suspension and debarment criteria were in place related to data maintained by employees that are no longer employed with the Authority. As such, information related to the request for proposal work that was performed by an employee no longer with the Authority could not be located when requested for the audit. Additionally, controls were not in place to ensure that all applicable required provisions are included in all federal contracts. Effect: Transactions could be entered into with vendors that do not follow the Authority?s written procurement policies and that do not include the proper contract provisions. Questioned Costs: None to report. Context/Sampling: A nonstatistical sample of 22 vendors out of 144 were selected for procurement, suspension and debarment testing. Repeat Finding from Prior Year(s): No. Recommendation: We recommend the Authority implement controls which include a review of contracts to ensure they contain the proper provisions and institute document retention policies. Views of Responsible Officials: Agree. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "
"Finding No. 2022-004: Inadequate Controls over Subrecipient Monitoring of Nutrition Service Providers Type of Finding: Significant Deficiency Assistance Listing Title: Special Programs for the Aging, Title III, Part C, Nutrition Services; COVID-19 Special Programs for the Aging, Title III, Part C, Nutrition Services; and Nutrition Services Incentive Program Assistance Listing Number: 93.045; 93.053 Federal Award Number: 2001SDOACM, 2101SDOACM, 2201SDOACM, 2001SDOANS, 2101SDOANS, 2201SDOANS, 2001SDOAHD, 2101SDOAHD, 2201SDOAHD Federal Award Year: FFY20, FFY21, FFY22 Federal Agency: Department of Health and Human Services Category of Finding: Subrecipient Monitoring Criteria: Title 45 of the Code of Federal Regulations (CFR), Part 1321.11, states: (a) The State agency on aging shall develop policies governing all aspects of programs operated under this part ?. The state agency is responsible for enforcement of these policies. (b) The policies developed by the State agency shall address the manner in which the State agency will monitor the performance of all programs and activities initiated under this part for quality and effectiveness. 45 CFR 75.352 requires pass-through entities to: (b) Evaluate each subrecipient?s risk of noncompliance with Federal statues, regulations, and the terms and conditions of the subaward for purposes of determining the appropriate subrecipient monitoring described in paragraphs (d) and (e) of this section ?. ?. (d) Monitor the activities of the subrecipient as necessary to ensure that the subaward is used for authorized purposes, in compliance with Federal statutes, regulations, and the terms and conditions of the subaward; and that subaward performance goals are achieved. Pass-through entity monitoring of the subrecipient must include: ?. (2) Following-up and ensuring that the subrecipient takes timely and appropriate action on all deficiencies pertaining to the Federal award provided to the subrecipient from the pass-through entity detected through audits, on-site reviews, and other means. ?. (e) Depending upon the pass-through entity?s assessment of risk posed by the subrecipient (as described in paragraph (b) of this section), the following monitoring tools may be useful for the pass-through entity to ensure proper accountability and compliance with program requirements and achievement of performance goals: (1)Providing subrecipients with training and technical assistance on program-related matters; and (2) Performing on-site reviews of the subrecipient's program operations? Condition: Controls were not adequate to ensure policies for subrecipient monitoring of nutrition service providers were properly developed, implemented, and documented during the audit period. The Division of Long-Term Services and Supports (LTSS) within the South Dakota Department of Human Services (DHS) administers the Title III-C Nutrition Services program through grants to subrecipients who provide congregate and home-delivered meals to eligible participants. LTSS was not able to provide us with any written policies and procedures over subrecipient monitoring that had been prepared prior to the end of the audit period. On December 29, 2022, we requested the policies and procedures in place over subrecipient monitoring during state fiscal year (FY) 2022. On January 20, 2023, we were provided written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance which were dated as having been printed on January 13, 2023 and approved on January 19, 2023. These policies state: If a subrecipient relationship is determined, a pre-award risk assessment is completed while working with the department?s budget and financial grants/contracts specialist. The pre-award risk assessment helps to determine a subrecipient organization?s financial and management strength, which helps assess risk and dictates the monitoring plan for domestic subrecipients. We requested these risk assessments for nine of the 14 subrecipients providing nutrition services during FY22 and were provided completed assessments prepared on standardized risk assessment forms approved by the South Dakota Board of Internal Control. These forms rank risk on a number scale and determine a risk rating of ?Low?, ?Moderate?, or ?High? depending on the point values assigned to the various risk factors for each subrecipient. Two of the nine risk assessments reviewed had a ranking of ?Low? risk, while seven had a risk ranking of ?Moderate?. The written subrecipient monitoring procedures for the Department of Human Services Office of Budget and Finance state: If the subrecipient is determined to be medium risk by the department, the subrecipient must complete a subrecipient questionnaire. The completed subrecipient questionnaire is then scored by division staff using the questionnaire scoring sheet and if the risk is determined to be low, medium, or high, various periodic departmental procedures will be implemented. The periodic departmental procedures that will be implemented based on the assessed level of risk are: ? reviewing invoices prior to payment ? program/financial desk reviews ? program/financial field reviews We requested the subrecipient questionnaires from LTSS and were again provided the standardized risk assessment forms described above. These risk assessment forms do not contain any conclusions as to what monitoring procedures will be performed for that subrecipient, and we were unable to obtain any information tying the risk assessments to the monitoring carried out for these subrecipients. According to the LTSS nutrition program manager, on-site assessments are done for nutrition sites on a rotational basis, with the dates that sites last received assessments and the fiscal year of the next scheduled assessment recorded on a tracking spreadsheet to ensure the proper assessments get performed. During FY22, this spreadsheet identified 142 nutrition sites operated by ten nutrition providers. Tribal providers were not included on this tracking spreadsheet, as discussed further below. We reviewed a random sample of 15 nutrition sites out of the 142 sites on the tracking spreadsheet and identified the following issues: For six of the 15 sites selected for testing, there had been no site assessment performed since the DHS took over the program during state FY18. Three of these six sites were scheduled for review during FY22 on the tracking spreadsheet, but there was no review performed. For two of the on-site assessments in our sample, issues were identified as needing correction on the assessment checklist, but there was no documentation in the file that nutrition site personnel acknowledged the review or prepared a corrective action plan. Further, there was no documentation in the file documenting LTSS personnel had followed up with the nutrition site to determine if the issues were corrected. Tribal nutrition sites receive direct funding from the Federal Department of Human Services, Administration for Community Living (ACL) under Title VI of the Older Americans Act in addition to the funding provided to some of the tribes by the South Dakota DHS under the Title III Nutrition Program. Since the tribes also receive direct funding from ACL, personnel at LTSS informed us that they believe the on-site assessments are handled by the federal government, but they had not requested or received these assessments or any notice that the assessments had been completed. Because the amount given to the tribal governments by the DHS does not exceed the Single Audit threshold, no Single Audits of the tribes were requested or reviewed by LTSS or DHS Budget and Finance Office personnel. Cause: Employee turnover, personnel shortages, and the lack of written policies and procedures over subrecipient monitoring resulted in inconsistent application and inadequate documentation of internal controls. Effect: As a result of the deficiencies in internal control over subrecipient monitoring, LTSS was hindered in its ability to verify and document that all subawards were used for authorized purposes in compliance with Federal statutes, regulations, and the terms and conditions of the subaward, and that subaward performance goals were achieved. Questioned Costs: None. Repeat Finding from Prior Year: No. Recommendation: We recommend DHS maintain written internal control procedures over the subrecipient monitoring process to ensure that monitoring procedures for nutrition service providers are consistently applied and adequately documented. These procedures should include documentation tying pre-award risk assessments to monitoring procedures to be performed for all subrecipients, including tribal governments, and proper follow up on any issues identified with subrecipients as a result of monitoring performed. Views of Responsible Officials: The Department of Human Services concurs with this audit finding. "