Audit 18344

FY End
2022-12-31
Total Expended
$31.08M
Findings
18
Programs
12
Year: 2022 Accepted: 2023-06-19

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
19904 2022-003 Material Weakness - I
19905 2022-003 Material Weakness - I
19906 2022-003 Material Weakness - I
19907 2022-003 Material Weakness - I
19908 2022-003 Material Weakness - I
19909 2022-002 Significant Deficiency - B
19910 2022-003 Material Weakness - I
19911 2022-003 Material Weakness - I
19912 2022-003 Material Weakness - I
596346 2022-003 Material Weakness - I
596347 2022-003 Material Weakness - I
596348 2022-003 Material Weakness - I
596349 2022-003 Material Weakness - I
596350 2022-003 Material Weakness - I
596351 2022-002 Significant Deficiency - B
596352 2022-003 Material Weakness - I
596353 2022-003 Material Weakness - I
596354 2022-003 Material Weakness - I

Contacts

Name Title Type
GPK5RHKAEUG5 Jennifer Garcia Auditee
7137589183 Laurie Hill Gutierrez Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Basis of presentation The schedule of expenditures of federal awards is prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U. S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Federal expenditures include allowable costs funded by federal grants. Allowable costs are subject to the cost principles of the Uniform Guidance and include costs that are recognized in the Associations financial statements in conformity with generally accepted accounting principles. The Association has not elected to use the 10% de minimus cost rate for indirect costs and does not charge indirect costs to its federal grants.Because the schedule presents only a selected portion of the operations of the Association, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the Association. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate.

Finding Details

Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-002 ? Significant Deficiency and Other Noncompliance Applicable federal program: U. S. Department of Health and Human Services Passed Through U. S. Committee for Refugees and Immigrants Refugee and Entrant Assistance Voluntary Agency Programs Assistance Listing #93.567 Contract period: 10/01/21 ? 09/30/23 Contract #: 2202VARVMG Criteria: Same as finding #2022-001. Condition and context: Same as finding #2022-001. Cause: Same as finding #2022-001. Effect: Same as finding #2022-001. Questioned costs: $4,353 Recommendation: Same as finding #2022-001. View of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-002 ? Significant Deficiency and Other Noncompliance Applicable federal program: U. S. Department of Health and Human Services Passed Through U. S. Committee for Refugees and Immigrants Refugee and Entrant Assistance Voluntary Agency Programs Assistance Listing #93.567 Contract period: 10/01/21 ? 09/30/23 Contract #: 2202VARVMG Criteria: Same as finding #2022-001. Condition and context: Same as finding #2022-001. Cause: Same as finding #2022-001. Effect: Same as finding #2022-001. Questioned costs: $4,353 Recommendation: Same as finding #2022-001. View of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.
Finding #2022-003 ? Material Weakness and Other Noncompliance Applicable federal programs: 19.510 U. S. Refugee Admissions Program 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 93.567 Refugee and Entrant Assistance Voluntary Agency Programs 93.576 Refugee and Entrant Assistance Discretionary Grants 93.676 Unaccompanied Alien Children Program Criteria: Procurement ? Nonprofit organizations are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal and state laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization?s policy, which for the YMCA is $150,000. Additionally, the YMCA?s internal control policy requires approval of sole source procurement. Condition and context: During our testing of a sample of expenditures for proper procurement in accordance with the YMCA?s policies and Uniform Guidance, we identified the following exceptions: ? Competitive procurement for furniture expenditures greater than $250,000 was not performed. ? Documentation of the reason for sole source procurement for two procurements was not approved by the Vice President of Social Equity and Inclusion as required by the YMCA?s policy. Cause: Failure to follow the YMCA?s procurement policy by those responsible for procurement. Effect: Failure to follow formal procurement methods may result in the YMCA purchasing goods or services for more than would be necessary if required competitive procurement procedures had been followed. Questioned costs: Unknown Recommendation: Provide additional education to employee?s responsible for procurement on the YMCA?s procurement policy. Views of responsible officials: Management agrees with the finding. See Corrective Action Plan.