Audit 17649

FY End
2022-06-30
Total Expended
$4.57M
Findings
34
Programs
11
Year: 2022 Accepted: 2023-02-12

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
12973 2022-002 - - L
12974 2022-002 - - L
12975 2022-002 - - L
12976 2022-003 - Yes L
12977 2022-002 - - L
12978 2022-002 - - L
12979 2022-002 - - L
12980 2022-002 - - L
12981 2022-004 - - L
12982 2022-005 - - L
12983 2022-002 - - L
12984 2022-003 - Yes L
12985 2022-006 - Yes L
12986 2022-007 - - L
12987 2022-008 - - L
12988 2022-002 - - L
12989 2022-002 - - L
589415 2022-002 - - L
589416 2022-002 - - L
589417 2022-002 - - L
589418 2022-003 - Yes L
589419 2022-002 - - L
589420 2022-002 - - L
589421 2022-002 - - L
589422 2022-002 - - L
589423 2022-004 - - L
589424 2022-005 - - L
589425 2022-002 - - L
589426 2022-003 - Yes L
589427 2022-006 - Yes L
589428 2022-007 - - L
589429 2022-008 - - L
589430 2022-002 - - L
589431 2022-002 - - L

Programs

ALN Program Spent Major Findings
84.010 Title I Grants to Local Educational Agencies $187,808 - 1
84.027 Special Education_grants to States $60,928 - 0
10.555 National School Lunch Program $60,127 - 0
93.778 Medical Assistance Program $49,676 - 0
10.553 School Breakfast Program $43,276 - 0
84.365 English Language Acquisition State Grants $8,680 - 1
32.009 Emergency Connectivity Fund Program $6,540 Yes 0
84.173 Special Education_preschool Grants $5,999 - 0
84.367 Improving Teacher Quality State Grants $2,450 - 1
10.556 Special Milk Program for Children $107 - 0
84.425 Education Stabilization Fund $0 Yes 1

Contacts

Name Title Type
CWM6FHDAMBM5 Joseph Zotto Auditee
7088627665 Stephanie Blanco Auditor
No contacts on file

Notes to SEFA

Title: Subrecipients Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal award activity of Calumet City School District No. 155 (District) under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position or cash flows of the District. Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. There are no amounts provided to subrecipients from each federal program listed on the accompanying Schedule of Expenditures of Federal Awards.
Title: Non-Cash Assistance Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal award activity of Calumet City School District No. 155 (District) under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position or cash flows of the District. Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The District expended $60,127 in the form of non-cash assistance and has been included in the Schedule of Expenditures of Federal Awards.
Title: Other Information Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal award activity of Calumet City School District No. 155 (District) under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position or cash flows of the District. Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. The District did not have any federal insurance in effect during the year ended June 30, 2022. The District did not have any loans or loan guarantees outstanding as of June 30, 2022. The District had no federal grants requiring matching expenditures.
Title: Major Program Determination Accounting Policies: The accompanying Schedule of Expenditures of Federal Awards includes the federal award activity of Calumet City School District No. 155 (District) under programs of the federal government for the year ended June 30, 2022. The information in this Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operations of the District, it is not intended to and does not present the financial position, changes in net position or cash flows of the District. Expenditures reported on the Schedule are reported on the modified cash basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. In accordance with the requirements of the Office of Management and Budget Uniform Requirements, Cost Principles, and Audit Requirements for Federal Awards, major programs for the District are individual programs or a cluster of programs determined using a risk-based analysis. The threshold for distinguishing Type A and Type B programs was $750,000.

Finding Details

Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of period and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file two quarterly expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/28/2021 for grant 84.010. The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/25/2022 for grant 84.425D (21-4998-E2). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the School District claimed $581 worth of expenditures which had not been paid or recorded as of the reporting period. Questioned Costs: $581. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently claimed $581 worth of expenditures earlier than they should have been claimed. Cause: The District claimed $581 prior to payment and recording of the expenditure. This caused the $581 to be claimed earlier than it had been incurred. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: The District did not submit their final expenditure report accurately based on the approved budgetary expenditures per function code. Questioned Costs: $962. Context: The 6/30/22 expenditure report submitted for reimbursement resulted in questioned costs of $962. We identified one item claimed totaling $962, of which resulted in deviations from the approved budget. These transactions may still be allowable costs per the grant if the budget were able to be amended. Effect: Requested grant reimbursements resulted in costs that were not budgeted for resulting in questioned costs of $962. Cause: The District claimed $962 due to budgeting a 2130-400 account into a 1000-400 line. This caused the $962 to be claimed under 1000-400, when there were no expenditures in the respective account on the general ledger. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of period and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file two quarterly expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/28/2021 for grant 84.010. The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/25/2022 for grant 84.425D (21-4998-E2). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District claimed $365 worth of expenditures without underlying expenditures on the general ledger. Questioned Costs: $365. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently claimed $365 worth of expenditures without underlying accounting records. Cause: The District claimed $365 due to an addition error, which caused an overclaim. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District double-claimed $2,720 worth of expenditures. Questioned Costs: $2,720. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently double-claimed $2,720 worth of expenditures. Cause: The District claimed $2,720 on the June 30, 2021 claim under 2540-500, then claimed on the September 30, 2021 under 1000-100. This resulted in a double-claim of $2,720. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District double-claimed $2,247 worth of expenditures. Questioned Costs: $2,247. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently double-claimed $2,247 worth of expenditures. Cause: The District claimed $2,247 on the June 30, 2021 claim under 2540-500, then claimed on the September 30, 2021 under 2400-500. This resulted in a double-claim of $2,247. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of period and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file two quarterly expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/28/2021 for grant 84.010. The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/25/2022 for grant 84.425D (21-4998-E2). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the School District claimed $581 worth of expenditures which had not been paid or recorded as of the reporting period. Questioned Costs: $581. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently claimed $581 worth of expenditures earlier than they should have been claimed. Cause: The District claimed $581 prior to payment and recording of the expenditure. This caused the $581 to be claimed earlier than it had been incurred. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: The District did not submit their final expenditure report accurately based on the approved budgetary expenditures per function code. Questioned Costs: $962. Context: The 6/30/22 expenditure report submitted for reimbursement resulted in questioned costs of $962. We identified one item claimed totaling $962, of which resulted in deviations from the approved budget. These transactions may still be allowable costs per the grant if the budget were able to be amended. Effect: Requested grant reimbursements resulted in costs that were not budgeted for resulting in questioned costs of $962. Cause: The District claimed $962 due to budgeting a 2130-400 account into a 1000-400 line. This caused the $962 to be claimed under 1000-400, when there were no expenditures in the respective account on the general ledger. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of period and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file two quarterly expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/28/2021 for grant 84.010. The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/25/2022 for grant 84.425D (21-4998-E2). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District claimed $365 worth of expenditures without underlying expenditures on the general ledger. Questioned Costs: $365. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently claimed $365 worth of expenditures without underlying accounting records. Cause: The District claimed $365 due to an addition error, which caused an overclaim. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District double-claimed $2,720 worth of expenditures. Questioned Costs: $2,720. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently double-claimed $2,720 worth of expenditures. Cause: The District claimed $2,720 on the June 30, 2021 claim under 2540-500, then claimed on the September 30, 2021 under 1000-100. This resulted in a double-claim of $2,720. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires the District to maintain accurate accounting records for grant expenditures. In addition, per subpart D (Post Federal Award Requirements), ? 200.302, the underlying accounts records must be adequately documented and consistent with the terms and conditions of the grant. Condition: During compliance testing of the District's accounting records to the expenditure report filed with the Illinois State Board of Education, we noted the District double-claimed $2,247 worth of expenditures. Questioned Costs: $2,247. Context: The District claimed expenditures that did not agree with their underlying accounting records. Effect: The District was not compliant with reporting requirements. The district inadvertently double-claimed $2,247 worth of expenditures. Cause: The District claimed $2,247 on the June 30, 2021 claim under 2540-500, then claimed on the September 30, 2021 under 2400-500. This resulted in a double-claim of $2,247. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendation as presented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.
Criteria or specific requirement (including statutory, regulatory, or other citation): The compliance requirements for "L.Reporting", requires that LEA's report financial information to the pass-through entity and that those reports are accurate and supported by the underlying accounting records. Condition: School District did not comply with the requirements of filing quarterly and final reports by the due date set by ISBE. Questioned Costs: N/A. Context: The School District did not timely file multiple quarterly and final expenditure reports. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/27/2021 for grant 84.367 (2021). The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 9/24/2021 for grant 84.365. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/10/2021 for grant 84.010. The report for the period ending 8/31/2021, due 9/20/2021, was submitted on 11/8/2021 for grant 84.367 (2022). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 12/22/2021 for grant 84.425C (21-4998-EC). The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/4/2021 for grants 84.027 and 84.173. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/18/2021 for grant 84.010. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/12/2021 for grant 84.367. The report for the quarter ending 9/30/2021, due 10/20/2021, was submitted on 11/10/2021 for grant 84.425C (22-4998-JK). The report for the period ending 11/30/2021, due 12/20/2021, was submitted on 12/22/2021 for grant 84.365. The report for the quarter ending 12/31/2021, due 1/20/2022, was submitted on 1/21/2022 for grant 84.425U (22-4998-E3). The report for the quarter ending 6/30/2022, due 7/20/2022, was submitted on 7/28/2022 for grant 84.425U (22-4998-E3). Effect: The District was not compliant with reporting requirements. Due to the late filing of reports, ISBE could freeze the School District's federal funds. Cause: Policies and procedures are in place that provided reasonable assurance that reports of federal awards submitted to ISBE are filed in a timely manner by the due dates provided by ISBE. The School District did not follow this process. Recommendation: We recommend that management review its policies and procedures and implement changes to strengthen internal control over federal reporting. Management's response: The District has agreed with the findings and recommendations as pressented. See Corrective Action Plan provided by the School District.