Audit 14704

FY End
2023-06-30
Total Expended
$1.18M
Findings
4
Programs
2
Organization: City of Philomath (OR)
Year: 2023 Accepted: 2024-01-31

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
10908 2023-001 Significant Deficiency - L
10909 2023-001 Significant Deficiency - L
587350 2023-001 Significant Deficiency - L
587351 2023-001 Significant Deficiency - L

Programs

ALN Program Spent Major Findings
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.11M Yes 1
39.003 Donation of Federal Surplus Personal Property $2,801 - 0

Contacts

Name Title Type
HXDGCZ6L4ME7 Mike Murzynsky Auditee
5419299709 Ryan Pasquarella Auditor
No contacts on file

Notes to SEFA

Accounting Policies: Expenditures reported on the SEFA are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in the Uniform Guidance where certain types of expenditures are not allowable or are limited as to reimbursement. De Minimis Rate Used: N Rate Explanation: The City has not elected to use the 10 percent de minimis indirect cost rate as allowed under Uniform Guidance.

Finding Details

2023-001 – Reporting – Significant Deficiency in Internal Controls over Compliance and Noncompliance. Funding agency: Department of Treasury Title: Coronavirus State and Local Fiscal Recovery Funds Assistance listing number: 21.027 Award years and number: 7/1/2022 – 6/30/2023 Criteria: Quarterly reports shall be submitted by the City to OBDD which must include such information as is necessary for OBDD to comply with the reporting requirements established by the 42 U.S.C. 802, guidance issued by the U.S. Treasury, and 2 CFR Part 200 (known as the “Super Circular”). The reports must be submitted using a template provided by OBDD which has two classifications. Expenditure Reporting Template and Project Status Update. Quarterly reports are due on April 10th, July 10th, October 10th, and January 10th. The City Recipient shall also submit to OBDD an annual report. The annual reports must be submitted using a template provided by OBDD that includes but is not limited to Promoting Equitable Outcomes and Engaging with the Community. Condition: The City did not submit the report for the quarters ended December 31, 2022, March 31, 2023 and June 30, 2023 based on the requirements stated in the grant agreement. Questioned Costs: N/A Cause: Sufficient procedures are not in place to ensure timely preparation, review, and submission of all required grant agreements. Effect: The City did not comply with special reporting due date requirement under Coronavirus Relief Fund program. Auditor’s Recommendations: We recommend the City implement policies and procedures to ensure timely preparation, review, and submission of all required grant reports. Management’s Response: The City didn’t have the proper understanding of the reporting requirements stated in the contract with the OBDD. On December 26, 2023, during the audit process, the City contacted the OBDD for having a better understanding on the templates, deadlines, and type of reports the City shall submit to complywith the grant agreement requirements.
2023-001 – Reporting – Significant Deficiency in Internal Controls over Compliance and Noncompliance. Funding agency: Department of Treasury Title: Coronavirus State and Local Fiscal Recovery Funds Assistance listing number: 21.027 Award years and number: 7/1/2022 – 6/30/2023 Criteria: Quarterly reports shall be submitted by the City to OBDD which must include such information as is necessary for OBDD to comply with the reporting requirements established by the 42 U.S.C. 802, guidance issued by the U.S. Treasury, and 2 CFR Part 200 (known as the “Super Circular”). The reports must be submitted using a template provided by OBDD which has two classifications. Expenditure Reporting Template and Project Status Update. Quarterly reports are due on April 10th, July 10th, October 10th, and January 10th. The City Recipient shall also submit to OBDD an annual report. The annual reports must be submitted using a template provided by OBDD that includes but is not limited to Promoting Equitable Outcomes and Engaging with the Community. Condition: The City did not submit the report for the quarters ended December 31, 2022, March 31, 2023 and June 30, 2023 based on the requirements stated in the grant agreement. Questioned Costs: N/A Cause: Sufficient procedures are not in place to ensure timely preparation, review, and submission of all required grant agreements. Effect: The City did not comply with special reporting due date requirement under Coronavirus Relief Fund program. Auditor’s Recommendations: We recommend the City implement policies and procedures to ensure timely preparation, review, and submission of all required grant reports. Management’s Response: The City didn’t have the proper understanding of the reporting requirements stated in the contract with the OBDD. On December 26, 2023, during the audit process, the City contacted the OBDD for having a better understanding on the templates, deadlines, and type of reports the City shall submit to complywith the grant agreement requirements.
2023-001 – Reporting – Significant Deficiency in Internal Controls over Compliance and Noncompliance. Funding agency: Department of Treasury Title: Coronavirus State and Local Fiscal Recovery Funds Assistance listing number: 21.027 Award years and number: 7/1/2022 – 6/30/2023 Criteria: Quarterly reports shall be submitted by the City to OBDD which must include such information as is necessary for OBDD to comply with the reporting requirements established by the 42 U.S.C. 802, guidance issued by the U.S. Treasury, and 2 CFR Part 200 (known as the “Super Circular”). The reports must be submitted using a template provided by OBDD which has two classifications. Expenditure Reporting Template and Project Status Update. Quarterly reports are due on April 10th, July 10th, October 10th, and January 10th. The City Recipient shall also submit to OBDD an annual report. The annual reports must be submitted using a template provided by OBDD that includes but is not limited to Promoting Equitable Outcomes and Engaging with the Community. Condition: The City did not submit the report for the quarters ended December 31, 2022, March 31, 2023 and June 30, 2023 based on the requirements stated in the grant agreement. Questioned Costs: N/A Cause: Sufficient procedures are not in place to ensure timely preparation, review, and submission of all required grant agreements. Effect: The City did not comply with special reporting due date requirement under Coronavirus Relief Fund program. Auditor’s Recommendations: We recommend the City implement policies and procedures to ensure timely preparation, review, and submission of all required grant reports. Management’s Response: The City didn’t have the proper understanding of the reporting requirements stated in the contract with the OBDD. On December 26, 2023, during the audit process, the City contacted the OBDD for having a better understanding on the templates, deadlines, and type of reports the City shall submit to complywith the grant agreement requirements.
2023-001 – Reporting – Significant Deficiency in Internal Controls over Compliance and Noncompliance. Funding agency: Department of Treasury Title: Coronavirus State and Local Fiscal Recovery Funds Assistance listing number: 21.027 Award years and number: 7/1/2022 – 6/30/2023 Criteria: Quarterly reports shall be submitted by the City to OBDD which must include such information as is necessary for OBDD to comply with the reporting requirements established by the 42 U.S.C. 802, guidance issued by the U.S. Treasury, and 2 CFR Part 200 (known as the “Super Circular”). The reports must be submitted using a template provided by OBDD which has two classifications. Expenditure Reporting Template and Project Status Update. Quarterly reports are due on April 10th, July 10th, October 10th, and January 10th. The City Recipient shall also submit to OBDD an annual report. The annual reports must be submitted using a template provided by OBDD that includes but is not limited to Promoting Equitable Outcomes and Engaging with the Community. Condition: The City did not submit the report for the quarters ended December 31, 2022, March 31, 2023 and June 30, 2023 based on the requirements stated in the grant agreement. Questioned Costs: N/A Cause: Sufficient procedures are not in place to ensure timely preparation, review, and submission of all required grant agreements. Effect: The City did not comply with special reporting due date requirement under Coronavirus Relief Fund program. Auditor’s Recommendations: We recommend the City implement policies and procedures to ensure timely preparation, review, and submission of all required grant reports. Management’s Response: The City didn’t have the proper understanding of the reporting requirements stated in the contract with the OBDD. On December 26, 2023, during the audit process, the City contacted the OBDD for having a better understanding on the templates, deadlines, and type of reports the City shall submit to complywith the grant agreement requirements.