Audit 13410

FY End
2023-06-30
Total Expended
$23.21M
Findings
6
Programs
34
Year: 2023 Accepted: 2024-01-24

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
9667 2023-001 Significant Deficiency - N
9668 2023-001 Significant Deficiency - N
9669 2023-002 Significant Deficiency - G
586109 2023-001 Significant Deficiency - N
586110 2023-001 Significant Deficiency - N
586111 2023-002 Significant Deficiency - G

Programs

ALN Program Spent Major Findings
64.033 Va Supportive Services for Veteran Families Program $1.05M Yes 0
93.600 Head Start $728,027 - 0
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $388,018 - 0
94.011 Foster Grandparent Program $355,507 - 0
16.575 Crime Victim Assistance $338,455 - 0
14.267 Continuum of Care Program $286,693 Yes 0
64.024 Va Homeless Providers Grant and Per Diem Program $283,519 - 0
93.958 Block Grants for Community Mental Health Services $265,575 - 0
64.024 Covid-19 - Va Homeless Providers Grant and Per Diem Program $251,422 - 0
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $129,029 - 0
93.575 Covid-19 - Child Care and Development Block Grant $115,567 - 0
94.002 Retired and Senior Volunteer Program $83,253 - 0
14.191 Multifamily Housing Service Coordinators $78,354 - 0
93.043 Special Programs for the Aging_title Iii, Part D_disease Prevention and Health Promotion Services $61,948 - 0
16.589 Rural Domestic Violence, Dating Violence, Sexual Assault, and Stalking Assistance Program $59,879 - 0
10.558 Child and Adult Care Food Program $54,588 - 0
14.231 Covid-19 - Emergency Solutions Grant Program $48,012 - 0
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $43,811 - 0
14.231 Emergency Solutions Grant Program $31,090 - 0
14.252 Section 4 Capacity Building for Community Development and Affordable Housing $29,981 - 0
93.671 Covid-19 - Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $28,666 - 0
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants $22,757 - 0
97.024 Emergency Food and Shelter National Board Program $21,203 - 0
14.218 Community Development Block Grants/entitlement Grants $20,000 - 0
93.558 Temporary Assistance for Needy Families $13,446 - 0
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $12,134 - 0
93.600 Covid-19 - Head Start $12,000 - 0
21.019 Covid-19 - Coronavirus Relief Fund $9,410 - 0
93.778 Medical Assistance Program $8,824 - 0
93.569 Community Services Block Grant $5,615 - 0
93.568 Low-Income Home Energy Assistance $5,000 - 0
93.053 Nutrition Services Incentive Program $4,521 - 0
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $1,204 - 0
93.048 Special Programs for the Aging_title Iv_and Title Ii_discretionary Projects $-606 - 0

Contacts

Name Title Type
WYBJM5MD81Z7 Chiyoko Yokota Auditee
7202643310 Lisa Meacham Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The accompanying schedule of expenditures of federal awards (the “Schedule”) includes the federal grant activity of Volunteers of America Colorado Branch (the “Organization”) under programs of the federal government for the year ended June 30, 2023. The information in the Schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (the “Uniform Guidance”). Because the Schedule presents only a selected portion of the operations of the Organization, it is not intended to and does not present the financial position, changes in net assets, functional expenses, or cash flows of the Organization. Expenditures reported in the Schedule are reported on the accrual basis of accounting. Such expenditures are recognized following the cost principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, wherein certain types of expenditures are not allowable or are limited as to reimbursement, except for expenditures related to Assistance Listing Number 21.019, Coronavirus Relief Fund (CRF). CRF does not apply the cost principles contained in Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, but rather applies the U.S. Department of the Treasury’s guidance. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The pass through entity identifying numbers are presented where available. The Organization has elected not to use the 10 percent de minimis indirect cost rate to recover indirect costs, as allowed under the Uniform Guidance. De Minimis Rate Used: N Rate Explanation: The Organization has elected not to use the 10 percent de minimis indirect cost rate to recover indirect costs, as allowed under the Uniform Guidance.

Finding Details

Assistance Listing Number, Federal Agency, and Program Name 14.267, U.S. Department of Housing and Urban Development, Continuum of Care Youth Transitional Program and Green Willow Project Federal Award Identification Number and Year: Youth Transitional Program: CO0059L8T032013 April 1, 2021 to March 31, 2022, CO0059L8T032215 April 1, 2023 to March 31, 2024. Green Willow Project: CO0133L8T032005 September 1, 2021 to August 31, 2022 and COOl 33L8T032106 September 1, 2022 to August 31, 2023. Pass through Entity: Youth Transitional Program: N/A Direct Green Willow Project: Family Tree, Inc. Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.51(g), U.S. Department of Housing and Urban Development (HUD) will only provide rental assistance for a unit if the rent is reasonable. The recipient or subrecipient must determine whether the rent charged for the unit receiving rental assistance is reasonable in relation to rents being charged for comparable unassisted units, taking into account the location, size, type, quality, amenities, facilities, and management and maintenance of each unit. Reasonable rent must not exceed rents currently being charged by the same owner for comparable unassisted units. Condition In a monitoring visit performed by HUD, the grantor found that rent reasonableness determination was not completed on five of the six files reviewed. In our testing we found that six of ten participants we tested did not have a rent reasonableness determination dated prior to the grant funds being expended. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization performs rent reasonableness determination for 35 individuals and families. The grantor found five instances where the Organization did not have completed documentation on file to support that the rent reasonableness determination was performed and we identified six such instances. The Organization was able to perform a determination for all current participants in the program to fulfill the required corrective action of this monitoring visit and proved that all rent charged was reasonable, creating no questioned costs. Cause and Effect The Organization did not have completed documentation on file to support that a rent reasonableness test had been performed for the files reviewed, and the internal policy does not address how rent reasonableness will be performed and documented. The effect is that participants may be subject to unneeded current and future housing costs and the Organization may be ineffectively using HUD funds and inadvertently incur ineligible costs. Recommendation The Organization should implement controls to ensure that a rent reasonableness determination is completed and retained for every participant. In addition, the Organization should ensure the appropriate policies are put in place to address rent reasonableness. Views of Responsible Officials and Corrective Action Plan The Organization revised the program policy to compare the rent reasonableness of at least three similar units using the Rent Reasonableness Comparison worksheet before any lease up and document the test with evidence that is reviewed and verified with a supervisor signature prior to execution of the lease. The Organization will repeat this process annually as long as the participant remains in the same unit. The Organization also hired an extra full time program quality control staff to monitor the compliance with the procedures. Moreover, the Organization will have an internal audit by the finance department at the halfway point of the grant year.
Assistance Listing Number, Federal Agency, and Program Name 14.267, U.S. Department of Housing and Urban Development, Continuum of Care Youth Transitional Program and Green Willow Project Federal Award Identification Number and Year: Youth Transitional Program: CO0059L8T032013 April 1, 2021 to March 31, 2022, CO0059L8T032215 April 1, 2023 to March 31, 2024. Green Willow Project: CO0133L8T032005 September 1, 2021 to August 31, 2022 and COOl 33L8T032106 September 1, 2022 to August 31, 2023. Pass through Entity: Youth Transitional Program: N/A Direct Green Willow Project: Family Tree, Inc. Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.51(g), U.S. Department of Housing and Urban Development (HUD) will only provide rental assistance for a unit if the rent is reasonable. The recipient or subrecipient must determine whether the rent charged for the unit receiving rental assistance is reasonable in relation to rents being charged for comparable unassisted units, taking into account the location, size, type, quality, amenities, facilities, and management and maintenance of each unit. Reasonable rent must not exceed rents currently being charged by the same owner for comparable unassisted units. Condition In a monitoring visit performed by HUD, the grantor found that rent reasonableness determination was not completed on five of the six files reviewed. In our testing we found that six of ten participants we tested did not have a rent reasonableness determination dated prior to the grant funds being expended. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization performs rent reasonableness determination for 35 individuals and families. The grantor found five instances where the Organization did not have completed documentation on file to support that the rent reasonableness determination was performed and we identified six such instances. The Organization was able to perform a determination for all current participants in the program to fulfill the required corrective action of this monitoring visit and proved that all rent charged was reasonable, creating no questioned costs. Cause and Effect The Organization did not have completed documentation on file to support that a rent reasonableness test had been performed for the files reviewed, and the internal policy does not address how rent reasonableness will be performed and documented. The effect is that participants may be subject to unneeded current and future housing costs and the Organization may be ineffectively using HUD funds and inadvertently incur ineligible costs. Recommendation The Organization should implement controls to ensure that a rent reasonableness determination is completed and retained for every participant. In addition, the Organization should ensure the appropriate policies are put in place to address rent reasonableness. Views of Responsible Officials and Corrective Action Plan The Organization revised the program policy to compare the rent reasonableness of at least three similar units using the Rent Reasonableness Comparison worksheet before any lease up and document the test with evidence that is reviewed and verified with a supervisor signature prior to execution of the lease. The Organization will repeat this process annually as long as the participant remains in the same unit. The Organization also hired an extra full time program quality control staff to monitor the compliance with the procedures. Moreover, the Organization will have an internal audit by the finance department at the halfway point of the grant year.
Assistance Listing Number, Federal Agency, and Program Name 14.267 U.S. Department of Housing and Urban Development Continuum of Care Youth Transitions Program Federal Award Identification Number and Year CO0059L8T032013 April 1, 2021 to March 31, 2022 Pass through Entity N/A Direct Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.73(a), the recipient or subrecipient must match all grant funds, except for leasing funds, with no less than 25 percent of funds or in kind contributions from other sources. Condition In a monitoring visit performed by U.S. Department of Housing and Urban Development (HUD), the grantor found that the supporting documentation submitted does not enable a third party reviewer to make a clear determination that match requirements were met. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization met the required match but did not have documentation to support that match requirements were met. Cause and Effect The Organization did not have adequate policies in place over retaining documentation to support the required match was met. The effect is that the Organization is unable to track and show evidence that it met the 25 percent match obligation. If the 25 percent match obligation is not met, funds will likely need to be returned to the grantor. Recommendation The Organization should implement policies and controls to ensure that documentation is completed and retained to support that the match requirement is met. Views of Responsible Officials and Planned Corrective Actions The Organization established a policy and procedure to calculate the match requirement, compare it with the required total, and proactively identify actions to address any shortages at the end of each month. The Organization also ensured that all matches were supported by documents in a format that third parties could verify.
Assistance Listing Number, Federal Agency, and Program Name 14.267, U.S. Department of Housing and Urban Development, Continuum of Care Youth Transitional Program and Green Willow Project Federal Award Identification Number and Year: Youth Transitional Program: CO0059L8T032013 April 1, 2021 to March 31, 2022, CO0059L8T032215 April 1, 2023 to March 31, 2024. Green Willow Project: CO0133L8T032005 September 1, 2021 to August 31, 2022 and COOl 33L8T032106 September 1, 2022 to August 31, 2023. Pass through Entity: Youth Transitional Program: N/A Direct Green Willow Project: Family Tree, Inc. Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.51(g), U.S. Department of Housing and Urban Development (HUD) will only provide rental assistance for a unit if the rent is reasonable. The recipient or subrecipient must determine whether the rent charged for the unit receiving rental assistance is reasonable in relation to rents being charged for comparable unassisted units, taking into account the location, size, type, quality, amenities, facilities, and management and maintenance of each unit. Reasonable rent must not exceed rents currently being charged by the same owner for comparable unassisted units. Condition In a monitoring visit performed by HUD, the grantor found that rent reasonableness determination was not completed on five of the six files reviewed. In our testing we found that six of ten participants we tested did not have a rent reasonableness determination dated prior to the grant funds being expended. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization performs rent reasonableness determination for 35 individuals and families. The grantor found five instances where the Organization did not have completed documentation on file to support that the rent reasonableness determination was performed and we identified six such instances. The Organization was able to perform a determination for all current participants in the program to fulfill the required corrective action of this monitoring visit and proved that all rent charged was reasonable, creating no questioned costs. Cause and Effect The Organization did not have completed documentation on file to support that a rent reasonableness test had been performed for the files reviewed, and the internal policy does not address how rent reasonableness will be performed and documented. The effect is that participants may be subject to unneeded current and future housing costs and the Organization may be ineffectively using HUD funds and inadvertently incur ineligible costs. Recommendation The Organization should implement controls to ensure that a rent reasonableness determination is completed and retained for every participant. In addition, the Organization should ensure the appropriate policies are put in place to address rent reasonableness. Views of Responsible Officials and Corrective Action Plan The Organization revised the program policy to compare the rent reasonableness of at least three similar units using the Rent Reasonableness Comparison worksheet before any lease up and document the test with evidence that is reviewed and verified with a supervisor signature prior to execution of the lease. The Organization will repeat this process annually as long as the participant remains in the same unit. The Organization also hired an extra full time program quality control staff to monitor the compliance with the procedures. Moreover, the Organization will have an internal audit by the finance department at the halfway point of the grant year.
Assistance Listing Number, Federal Agency, and Program Name 14.267, U.S. Department of Housing and Urban Development, Continuum of Care Youth Transitional Program and Green Willow Project Federal Award Identification Number and Year: Youth Transitional Program: CO0059L8T032013 April 1, 2021 to March 31, 2022, CO0059L8T032215 April 1, 2023 to March 31, 2024. Green Willow Project: CO0133L8T032005 September 1, 2021 to August 31, 2022 and COOl 33L8T032106 September 1, 2022 to August 31, 2023. Pass through Entity: Youth Transitional Program: N/A Direct Green Willow Project: Family Tree, Inc. Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.51(g), U.S. Department of Housing and Urban Development (HUD) will only provide rental assistance for a unit if the rent is reasonable. The recipient or subrecipient must determine whether the rent charged for the unit receiving rental assistance is reasonable in relation to rents being charged for comparable unassisted units, taking into account the location, size, type, quality, amenities, facilities, and management and maintenance of each unit. Reasonable rent must not exceed rents currently being charged by the same owner for comparable unassisted units. Condition In a monitoring visit performed by HUD, the grantor found that rent reasonableness determination was not completed on five of the six files reviewed. In our testing we found that six of ten participants we tested did not have a rent reasonableness determination dated prior to the grant funds being expended. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization performs rent reasonableness determination for 35 individuals and families. The grantor found five instances where the Organization did not have completed documentation on file to support that the rent reasonableness determination was performed and we identified six such instances. The Organization was able to perform a determination for all current participants in the program to fulfill the required corrective action of this monitoring visit and proved that all rent charged was reasonable, creating no questioned costs. Cause and Effect The Organization did not have completed documentation on file to support that a rent reasonableness test had been performed for the files reviewed, and the internal policy does not address how rent reasonableness will be performed and documented. The effect is that participants may be subject to unneeded current and future housing costs and the Organization may be ineffectively using HUD funds and inadvertently incur ineligible costs. Recommendation The Organization should implement controls to ensure that a rent reasonableness determination is completed and retained for every participant. In addition, the Organization should ensure the appropriate policies are put in place to address rent reasonableness. Views of Responsible Officials and Corrective Action Plan The Organization revised the program policy to compare the rent reasonableness of at least three similar units using the Rent Reasonableness Comparison worksheet before any lease up and document the test with evidence that is reviewed and verified with a supervisor signature prior to execution of the lease. The Organization will repeat this process annually as long as the participant remains in the same unit. The Organization also hired an extra full time program quality control staff to monitor the compliance with the procedures. Moreover, the Organization will have an internal audit by the finance department at the halfway point of the grant year.
Assistance Listing Number, Federal Agency, and Program Name 14.267 U.S. Department of Housing and Urban Development Continuum of Care Youth Transitions Program Federal Award Identification Number and Year CO0059L8T032013 April 1, 2021 to March 31, 2022 Pass through Entity N/A Direct Finding Type Significant deficiency Repeat Finding No Criteria Per 24 CFR 578.73(a), the recipient or subrecipient must match all grant funds, except for leasing funds, with no less than 25 percent of funds or in kind contributions from other sources. Condition In a monitoring visit performed by U.S. Department of Housing and Urban Development (HUD), the grantor found that the supporting documentation submitted does not enable a third party reviewer to make a clear determination that match requirements were met. Questioned Costs None Identification of How Questioned Costs Were Computed N/A Context The Organization met the required match but did not have documentation to support that match requirements were met. Cause and Effect The Organization did not have adequate policies in place over retaining documentation to support the required match was met. The effect is that the Organization is unable to track and show evidence that it met the 25 percent match obligation. If the 25 percent match obligation is not met, funds will likely need to be returned to the grantor. Recommendation The Organization should implement policies and controls to ensure that documentation is completed and retained to support that the match requirement is met. Views of Responsible Officials and Planned Corrective Actions The Organization established a policy and procedure to calculate the match requirement, compare it with the required total, and proactively identify actions to address any shortages at the end of each month. The Organization also ensured that all matches were supported by documents in a format that third parties could verify.