Audit 11869

FY End
2023-06-30
Total Expended
$4.47M
Findings
8
Programs
12
Organization: East Baton Rouge Parish Sheriff (LA)
Year: 2023 Accepted: 2024-01-17
Auditor: Eisneramper LLP

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
8721 2023-001 Significant Deficiency - B
8722 2023-001 Significant Deficiency - B
8723 2023-001 Significant Deficiency - B
8724 2023-001 Significant Deficiency - B
585163 2023-001 Significant Deficiency - B
585164 2023-001 Significant Deficiency - B
585165 2023-001 Significant Deficiency - B
585166 2023-001 Significant Deficiency - B

Contacts

Name Title Type
CU4GWGNU6GM8 David Yellott Auditee
2253898970 Tommy Naquin Auditor
No contacts on file

Notes to SEFA

Accounting Policies: The accompanying schedule of expenditures of federal awards includes the federal grant activity of the East Baton Rouge Parish Sheriff and is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. De Minimis Rate Used: N Rate Explanation: The Sheriff has not negotiated an indirect cost rate. Also, the Sheriff elected not to use the 10% de minimis cost rate as allowed by 2 CFR 200.414 Indirect (F&A) costs.

Finding Details

Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.
Disaster Grants – Public Assistance (Presidentially Declared Disasters) Assistance Listing Numbers – 97.036 Criteria: The Uniform Guidance Federal regulations per 2 CFR section 200.403 requires among other things, the specific criteria be met, costs are adequately documented and be necessary and reasonable for the performance of the federal award and be allocable thereto under these principles. Universe/Population: The total population was all employees using equipment for the purpose of aid to the general public during the Presidentially Declared Emergency period. Based on these requirements, the population consisted of 435 individuals, 1,863 days, and a total dollar amount of $593,233. Condition: 40 individuals spanning a total of 393 days with a total dollar amount of $117,899 were selected for testing. We noted for two individuals, on 3 separate days, charges were more for equipment hours than the employees were physically at work. The Louisiana State Police (LSP), in its oversite capacity had reviewed 100% of the charges and found overages, including the two individuals noted in our sampled test, for a total overage of $2,913 out of the total population amount of $593,233. Cause: During a period of shifting positions and job responsibilities, the Sheriff did not check and review the employees and charges requested for reimbursement under the grant award, with a sufficient level of detail. Effect: Without accurate review of the costs being submitted for reimbursement, the Sherrif could request for reimbursement costs that are unallowable. There is no questioned cost noted due to the reimbursements being adjusted after LSP’s review. Recommendation: The Sheriff should review all costs before being submitted for reimbursement to ensure appropriate allowability and accuracy of the requests. View of Responsible Official: Management agrees with this finding and will implement a more detailed review process of FEMA grant reimbursement requests for future disasters to ensure equipment hour costs reported are accurate.