Audit 1021

FY End
2022-06-30
Total Expended
$5.11M
Findings
8
Programs
2
Year: 2022 Accepted: 2023-10-23

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
468 2022-003 Material Weakness Yes L
469 2022-004 Material Weakness Yes L
470 2022-003 Material Weakness Yes L
471 2022-004 Material Weakness Yes L
576910 2022-003 Material Weakness Yes L
576911 2022-004 Material Weakness Yes L
576912 2022-003 Material Weakness Yes L
576913 2022-004 Material Weakness Yes L

Programs

ALN Program Spent Major Findings
14.239 Home Investment Partnerships Program $2.77M Yes 2
14.218 Community Development Block Grants/entitlement Grants $2.33M Yes 2

Contacts

Name Title Type
TAFXLJKL3P89 Darren Williams Auditee
2154483110 Digesh Patel Auditor
No contacts on file

Notes to SEFA

Title: Loan Balances Accounting Policies: The accompanying schedule of expenditures of federal, state and city awards includes the federal, state and city grant activity of the Authority and is presented using the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the financial statements. In addition, the expenditures reported in this schedule may differ from certain financial reports submitted to federal, state, or city funding agencies due to those financial reports covering expenditures of a different fiscal year and including cumulative (from prior years) data rather than data for the current year only. Because the schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, change in net position or cash flows of the Authority. De Minimis Rate Used: N Rate Explanation: The Authority elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The Authority accumulated all administrative and program management expenses in a separate project account. On a monthly basis, this pool of expenses is allocated among the Authority’s project ledgers based on each project’s relative share of total employee hours. Relative hours are determined through periodic time reports completed by every employee. Administrative and program management expenses charged to the project account include all related Authority payroll and fringe benefit expenses and administrative costs (e.g., rent, utilities, office supplies, etc.). Purchased goods and services (e.g., brochures, legal services, etc.) that are directly attributable to an Authority project are charged directly to a specific project, and are not included in the cost allocation. Loan balances represent federal funds disbursed in accordance with developer contracts for the acquisition, rehabilitation and construction of designated projects. The loans receivable and the corresponding liabilities to the City are not presented in the Authority’s basic financial statements due to the uncertainty in the collectability of these loans receivable. Loan balances are tracked to ensure that collections, if any, are either repaid to the City or reinvested within the Program under the authorization of the City. Initial loans are disclosed on the schedule of expenditures of federal, state and city awards as expenditures. Subsequent disclosure of outstanding loan balances is not required since the federal government does not impose continuing compliance requirements other than repayment of the loans.
Title: Contracts Accounting Policies: The accompanying schedule of expenditures of federal, state and city awards includes the federal, state and city grant activity of the Authority and is presented using the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the financial statements. In addition, the expenditures reported in this schedule may differ from certain financial reports submitted to federal, state, or city funding agencies due to those financial reports covering expenditures of a different fiscal year and including cumulative (from prior years) data rather than data for the current year only. Because the schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, change in net position or cash flows of the Authority. De Minimis Rate Used: N Rate Explanation: The Authority elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The Authority accumulated all administrative and program management expenses in a separate project account. On a monthly basis, this pool of expenses is allocated among the Authority’s project ledgers based on each project’s relative share of total employee hours. Relative hours are determined through periodic time reports completed by every employee. Administrative and program management expenses charged to the project account include all related Authority payroll and fringe benefit expenses and administrative costs (e.g., rent, utilities, office supplies, etc.). Purchased goods and services (e.g., brochures, legal services, etc.) that are directly attributable to an Authority project are charged directly to a specific project, and are not included in the cost allocation. The Authority’s contracts are with various governmental agencies. The contracts authorize funds to reimburse eligible and allowable costs related to administrative, program management and program activities. Other eligible program activities may be included in the contractual agreements if stated goals and policy directives are met. Program activities include, but are not limited to, the acquisition of properties; relocation of individuals and families displaced from residential properties and businesses displaced from commercial establishments; demolition; maintenance of Authority owned property; site improvements (public works/facilities) involving the installation of curbs, sidewalks and trees; disposition activities with DHCD; planning activities; and the implementation of rehabilitation programs under the Philadelphia Home Improvement Loan. The contracts are funded by federal, state and city awards and the related program income is generated primarily from land sales and property rentals.
Title: General Information Accounting Policies: The accompanying schedule of expenditures of federal, state and city awards includes the federal, state and city grant activity of the Authority and is presented using the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the financial statements. In addition, the expenditures reported in this schedule may differ from certain financial reports submitted to federal, state, or city funding agencies due to those financial reports covering expenditures of a different fiscal year and including cumulative (from prior years) data rather than data for the current year only. Because the schedule presents only a selected portion of the operations of the Authority, it is not intended to and does not present the financial position, change in net position or cash flows of the Authority. De Minimis Rate Used: N Rate Explanation: The Authority elected not to use the 10-percent de minimis indirect cost rate allowed under the Uniform Guidance. The Authority accumulated all administrative and program management expenses in a separate project account. On a monthly basis, this pool of expenses is allocated among the Authority’s project ledgers based on each project’s relative share of total employee hours. Relative hours are determined through periodic time reports completed by every employee. Administrative and program management expenses charged to the project account include all related Authority payroll and fringe benefit expenses and administrative costs (e.g., rent, utilities, office supplies, etc.). Purchased goods and services (e.g., brochures, legal services, etc.) that are directly attributable to an Authority project are charged directly to a specific project, and are not included in the cost allocation. The Philadelphia Redevelopment Authority (the “Authority”) was established by ordinance on September 21, 1945, under the Urban Development Law enacted by the Commonwealth of Pennsylvania (the Commonwealth). The primary function of the Authority is to acquire property in blighted areas in the City of Philadelphia (the City) under rights of eminent domain to be sold or leased for private or public redevelopment. Funding for projects is provided primarily through federal, state and city grants, as well as through the issuance of revenue bonds. All financial awards received directly from federal, state or city agencies, as well as financial awards passed through other governmental agencies are included on the schedule of expenditures of federal, state and city awards.

Finding Details

Criteria The Authority is required to maintain an accurate schedule of expenditures of federal, state and city awards. Condition The Authority did not maintain an accurate schedule of expenditures of federal, state and city awards. Cause The Finance Department staffing composition at the Authority has gone through significant changes as a result of retirement(s) and/or senior staff leaving. Poor succession planning and transition of responsibilities have resulted in inaccurate information being reported on the schedule of expenditures of federal, state and city awards as no one individual has taken ownership or responsibility over its preparation. Effect The schedule of expenditures of federal, state and city awards was not completed accurately, which required various adjustments. Recommendation We recommend that the Authority implement procedures to ensure there is an adequate review process in place to ensure grants are coded properly within the accounting system which will lead to accurate completion of the schedule of expenditures of federal, state and city awards.
Criteria Management is responsible for preparing and presenting the supplementary schedules as required by the City of Philadelphia Subrecipient Audit Guide. Condition Required supplementary schedules were not completed in a timely manner and thus, are not included within the financial statements. Cause Inadequate staffing lead to not having supplementary schedules being completed in a timely manner. Effect Noncompliance with requirements of the City of Philadelphia Subrecipient Audit Guide. Recommendation We recommend that the Authority complete the required supplementary schedules in a timely manner to be in compliance with the City of Philadelphia Subrecipient Audit Guide requirements.
Criteria The Authority is required to maintain an accurate schedule of expenditures of federal, state and city awards. Condition The Authority did not maintain an accurate schedule of expenditures of federal, state and city awards. Cause The Finance Department staffing composition at the Authority has gone through significant changes as a result of retirement(s) and/or senior staff leaving. Poor succession planning and transition of responsibilities have resulted in inaccurate information being reported on the schedule of expenditures of federal, state and city awards as no one individual has taken ownership or responsibility over its preparation. Effect The schedule of expenditures of federal, state and city awards was not completed accurately, which required various adjustments. Recommendation We recommend that the Authority implement procedures to ensure there is an adequate review process in place to ensure grants are coded properly within the accounting system which will lead to accurate completion of the schedule of expenditures of federal, state and city awards.
Criteria Management is responsible for preparing and presenting the supplementary schedules as required by the City of Philadelphia Subrecipient Audit Guide. Condition Required supplementary schedules were not completed in a timely manner and thus, are not included within the financial statements. Cause Inadequate staffing lead to not having supplementary schedules being completed in a timely manner. Effect Noncompliance with requirements of the City of Philadelphia Subrecipient Audit Guide. Recommendation We recommend that the Authority complete the required supplementary schedules in a timely manner to be in compliance with the City of Philadelphia Subrecipient Audit Guide requirements.
Criteria The Authority is required to maintain an accurate schedule of expenditures of federal, state and city awards. Condition The Authority did not maintain an accurate schedule of expenditures of federal, state and city awards. Cause The Finance Department staffing composition at the Authority has gone through significant changes as a result of retirement(s) and/or senior staff leaving. Poor succession planning and transition of responsibilities have resulted in inaccurate information being reported on the schedule of expenditures of federal, state and city awards as no one individual has taken ownership or responsibility over its preparation. Effect The schedule of expenditures of federal, state and city awards was not completed accurately, which required various adjustments. Recommendation We recommend that the Authority implement procedures to ensure there is an adequate review process in place to ensure grants are coded properly within the accounting system which will lead to accurate completion of the schedule of expenditures of federal, state and city awards.
Criteria Management is responsible for preparing and presenting the supplementary schedules as required by the City of Philadelphia Subrecipient Audit Guide. Condition Required supplementary schedules were not completed in a timely manner and thus, are not included within the financial statements. Cause Inadequate staffing lead to not having supplementary schedules being completed in a timely manner. Effect Noncompliance with requirements of the City of Philadelphia Subrecipient Audit Guide. Recommendation We recommend that the Authority complete the required supplementary schedules in a timely manner to be in compliance with the City of Philadelphia Subrecipient Audit Guide requirements.
Criteria The Authority is required to maintain an accurate schedule of expenditures of federal, state and city awards. Condition The Authority did not maintain an accurate schedule of expenditures of federal, state and city awards. Cause The Finance Department staffing composition at the Authority has gone through significant changes as a result of retirement(s) and/or senior staff leaving. Poor succession planning and transition of responsibilities have resulted in inaccurate information being reported on the schedule of expenditures of federal, state and city awards as no one individual has taken ownership or responsibility over its preparation. Effect The schedule of expenditures of federal, state and city awards was not completed accurately, which required various adjustments. Recommendation We recommend that the Authority implement procedures to ensure there is an adequate review process in place to ensure grants are coded properly within the accounting system which will lead to accurate completion of the schedule of expenditures of federal, state and city awards.
Criteria Management is responsible for preparing and presenting the supplementary schedules as required by the City of Philadelphia Subrecipient Audit Guide. Condition Required supplementary schedules were not completed in a timely manner and thus, are not included within the financial statements. Cause Inadequate staffing lead to not having supplementary schedules being completed in a timely manner. Effect Noncompliance with requirements of the City of Philadelphia Subrecipient Audit Guide. Recommendation We recommend that the Authority complete the required supplementary schedules in a timely manner to be in compliance with the City of Philadelphia Subrecipient Audit Guide requirements.